Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial executive Santhosh Keshavan reported multiple equity compensation transactions. On February 17, he was granted 19,829 performance stock units and 16,223 restricted stock units at no cost as part of his compensation.
The performance stock units can ultimately deliver between 0% and 150% of that 19,829 figure in common shares, based on performance through the vesting date of February 20, 2029. The restricted stock units vest in three equal installments on February 16, 2027, February 15, 2028, and February 20, 2029.
He also exercised or converted 4,722 performance stock units and 10,079 restricted stock units into common stock, and 6,988 common shares were withheld at $74.39 per share to cover taxes. Following these transactions, he continues to hold performance-based stock options covering 35,587 shares.
Voya Financial insider Matthew Toms reported multiple equity compensation transactions involving performance stock units, restricted stock units, and common stock. On February 17, 2026, he was granted 29,499 performance stock units and 24,136 restricted stock units as compensation, with no cash consideration paid.
The performance stock units may vest on February 20, 2029, with common shares delivered between 0% and 150% of the units granted, depending on performance. The restricted stock units vest in three equal installments on February 16, 2027, February 15, 2028, and February 20, 2029, converting to common stock on a 1-to-1 basis.
He also exercised derivative awards, converting 2,576 and 11,346 units into common stock. Separately, 6,457 shares of common stock were disposed of at $74.39 per share to satisfy tax obligations associated with these awards.
Voya Financial reporting person Jay Kaduson received new equity compensation and had related share settlements. On February 17, 2026, Kaduson was granted 26,524 Performance Stock Units and 21,701 Restricted Stock Units at no cash cost as part of compensation awards. The performance units can convert into common stock on February 20, 2029, with the actual shares delivered ranging from 0% to 150% of 26,524 based on performance factors. One-third of the RSUs will vest on February 16, 2027, one-third on February 15, 2028, and one-third on February 20, 2029. Existing RSUs also converted into 17,675 shares of common stock on a 1-to-1 basis upon vesting, and 7,923 common shares were disposed of at $74.39 per share to satisfy tax withholding, leaving 9,752 common shares directly held afterward.
Voya Financial director Lynne Biggar exercised 197 Deferred Fee Plan issuer stock units into 197 shares of common stock. The deferred units, issued under the Amended and Restated Director Deferred Fee Plan, converted at a reference price of $74.51 per share.
After these transactions, she directly holds 16,983 shares of common stock, 8,409 restricted stock units, and 0.987 issuer stock units. Each deferred unit and restricted stock unit represents a right to receive the value of one share of Voya common stock under plan terms.
FMR LLC has filed a Schedule 13G reporting beneficial ownership of 4,914,477.38 shares of Voya Financial Inc. common stock, representing 5.2% of the outstanding class as of 12/31/2025.
The filing shows FMR LLC with sole voting power over 4,818,721.69 shares and sole dispositive power over 4,914,477.38 shares. Abigail P. Johnson is a separate reporting person with sole dispositive power over the same 4,914,477.38 shares and no voting power. The securities are stated to be held in the ordinary course of business and not for the purpose of changing or influencing control of Voya Financial.
Voya Financial, Inc. reported its financial results for the three months and year ended December 31, 2025 and furnished related materials for investors.
The company provided a press release as Exhibit 99.1 and a detailed Quarterly Investor Supplement as Exhibit 99.2, both accessible via its investor relations website. Voya will host a conference call on February 4, 2026 at 10:00 a.m. ET, with an accompanying slide presentation also available online. The earnings materials and slides are furnished, not filed, under the securities laws.
Voya Financial, Inc. reports preliminary assets under management for its Investment Management segment of approximately $360 billion as of December 31, 2025. This total includes $103 billion in equity assets, $153 billion in fixed income - public assets, $86 billion in fixed income - private assets, $15 billion in alternative assets, and $3 billion in money market assets.
By client type, assets under management as of December 31, 2025 consisted of $172 billion of Institutional external client assets, $151 billion of Retail external client assets, and $37 billion of Company general account assets. The fourth quarter of 2025 also includes a client reclassification of approximately $11 billion from assets under management to AUA.
Voya Financial, Inc. reported an insider transaction by its Executive Vice President and Chief Financial Officer involving company common stock. On 12/12/2025, the executive exercised 20,600 performance-based stock options at $37.6 per share and acquired common stock, then sold 20,600 common shares at $75 per share. These trades were made under a pre-arranged Rule 10b5-1 trading plan adopted on May 28, 2025.
After these transactions, the executive directly holds 40,096 shares of Voya Financial common stock. In addition, the executive holds derivative equity awards, including 35,587 performance-based stock options, 20,998 restricted stock units, 43,232 performance stock units, and 847.647 deferred savings plan issuer stock units, each tied to the value of the company’s common stock.
A shareholder of VOYA has filed a Rule 144 notice to sell up to 20,600 shares of common stock through Morgan Stanley Smith Barney. The planned sale has an indicated aggregate market value of $1,545,000.00 and is listed for execution on or about 12/12/2025 on the NYSE. The filing notes that there were 95,162,924 shares of the issuer’s common stock outstanding at the time of the notice.
The shares to be sold were acquired on 12/12/2025 via a stock option exercise from the issuer, paid for in cash. The person submitting the notice represents that they are not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Voya Financial, Inc. is updating investors on capital deployment and investment income as it participates in the 2025 Goldman Sachs Financial Services Conference. The company expects to repurchase $100 million of its shares in the fourth quarter of 2025 and intends to enter into a new share repurchase plan to buy back an additional $150 million in the first quarter of 2026. Voya also estimates that combined alternative investment income for the fourth quarter of 2025 will be $42 million to $57 million pre-tax, with the midpoint of this range representing an annualized return of 9%. Management plans to provide further updates on these topics during its fourth quarter and full-year earnings call in February 2026.