[8-K] Voya Financial, Inc. Reports Material Event

Rhea-AI Filing Summary

Voya Financial (VOYA) furnished a Regulation FD update on Investment Management AUM. As of September 30, 2025, preliminary AUM was approximately $366 billion. By asset type, this included $107 billion in equity, $154 billion in fixed income – public, $86 billion in fixed income – private, $16 billion in alternatives, and $3 billion in money market assets.

AUM by client category included $173 billion of Institutional external client assets, $156 billion of Retail external client assets, and $37 billion of Company general account assets. External client assets are reported primarily at market value, while general account assets are reported on a statutory book value basis. The company scheduled its quarterly earnings release for November 4, 2025.

Insights

Asset management analyst

Preliminary AUM is $366B with clear asset and client mix.

Voya’s Investment Management segment reported preliminary AUM of $366 billion as of September 30, 2025. The mix spans equities ($107B), fixed income – public ($154B), fixed income – private ($86B), alternatives ($16B), and money markets ($3B), indicating a diversified platform.

Client composition shows $173B Institutional external, $156B Retail external, and $37B Company general account assets. Reporting bases differ: external assets primarily at market value; general account at statutory book value, which can affect comparability across categories.

The update is informational under Regulation FD. The next concrete checkpoint is the quarterly earnings release on November 4, 2025, when detailed flows, performance, and revenue implications may be provided.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

October 22, 2025

VOYA FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

Delaware

001-35897

No.

52-1222820

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification Number)

200 Park Avenue

New York

New York

10166

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: (212) 309-8200

N/A

(Former name or former address, if changed since last report)

     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class			Trading symbol			Name of each exchange on which registered
Common Stock, $.01 Par Value			VOYA			New York Stock Exchange
Depositary Shares, each representing a 1/40th			VOYAPrB			New York Stock Exchange
interest in a share of 5.35% Fixed-Rate Non-Cumulative Preferred Stock, Series B, $0.01 par value

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

Item 7.01    Regulation FD Disclosure

Voya Financial, Inc. (the “Company”) is furnishing this Current Report on Form 8-K to disclose the assets under management (“AUM”) of its Investment Management (“IM”) segment prior to the availability of the Company’s quarterly earnings release and quarterly financial supplement for the quarter ended September 30, 2025, scheduled for release on November 4, 2025.

As of September 30, 2025, preliminary AUM of the Company’s IM segment was approximately $366 billion. AUM as of September 30, 2025 presented by asset type included $107 billion of equity assets, $154 billion of fixed income - public assets, $86 billion of fixed income - private assets, $16 billion of alternative assets, and $3 billion of money market assets. AUM as of September 30, 2025 included $173 billion of Institutional external client assets, $156 billion of Retail external client assets, and $37 billion of Company general account assets. External client assets are reported primarily on a market value basis. General account assets are reported on a statutory book value basis consistent with revenues earned.

As provided in General Instruction B.2 of Form 8-K, the information provided pursuant to this Item 7.01 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Voya Financial, Inc.

(Registrant)

By:        /s/ Julie Watson             

Name:    Julie Watson

Title:    Vice President, Counsel and Corporate Secretary 

Dated: October 22, 2025

FAQ

What is Voya Financial (VOYA) Investment Management AUM as of September 30, 2025?

Preliminary AUM was approximately $366 billion as of September 30, 2025.

How is VOYA’s AUM allocated by asset type?

As of September 30, 2025: $107B equity, $154B fixed income – public, $86B fixed income – private, $16B alternatives, and $3B money market.

What is VOYA’s AUM by client category?

As of September 30, 2025: $173B Institutional external, $156B Retail external, and $37B Company general account.

How are VOYA’s AUM values measured?

External client assets are reported primarily at market value; general account assets are reported on a statutory book value basis.

When will VOYA release its quarterly earnings and supplement?

The company scheduled the quarterly earnings release and supplement for November 4, 2025.