Welcome to our dedicated page for Voya Financial SEC filings (Ticker: VOYA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Voya Financial, Inc. filings document the company’s financial services operations, segment performance and capital structure. Form 8-K disclosures report quarterly and annual results, investor supplements, Regulation FD updates, Investment Management assets under management by asset type and client category, alternative investment income, share repurchases, and dividend-related securities information.
The company’s SEC record also includes proxy materials covering board matters, executive compensation and shareholder voting, along with debt and equity disclosures such as senior unsecured notes guaranteed by Voya Holdings Inc. and the registered classes of common stock and Series B preferred depositary shares listed on the New York Stock Exchange.
Voya Financial, Inc. is providing preliminary alternative investment income for Q3 2025 ahead of its full quarterly release on November 4, 2025. Management estimates combined alternative investment income of approximately $55 million to $65 million (pre-tax), before variable and incentive compensation, with the midpoint implying a quarterly return of 2.6% and an annualized return of 10.6%. The figure includes income from the general account and investment capital returns in the Investment Management segment. These results are preliminary, unaudited, and subject to completion of financial close and possible material adjustments; the independent auditor has not performed any procedures on these estimates. Management cautions that actual results could differ materially and that these preliminary numbers are not a substitute for final U.S. GAAP financial statements.
Thompson Brannigan C, Executive Vice President and Chief Human Resources Officer of Voya Financial (VOYA), reported transactions on 08/18/2025. 1,644 restricted stock units vested and converted 1:1 into common shares that were delivered without payment. The reporting person sold 739 shares at $73.91. After these transactions, the reporting person beneficially owned 8,478 common shares (direct), plus 17,500 performance stock units and 3,617 performance-based stock options, all held in a direct form. The Form 4 was signed by an attorney-in-fact on 08/20/2025.
Trevor Ogle, Executive Vice President and Chief Legal Officer of Voya Financial (VOYA), reported transactions on 08/15/2025 made under a Rule 10b5-1 plan adopted on September 16, 2024. He acquired 12,500 shares (reported as an option execution) at an indicated price of $37.60, and sold 13,832 shares at $75.00, leaving 7,238 shares directly owned after the sale. The filing shows indirect ownership of 6,383.3541 shares through a 401(k) plan and beneficial ownership of various equity awards: 12,500 performance-based options, 49,315 performance stock units, and 18,015 restricted stock units. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Ogle on 08/19/2025.
Lynne Biggar, a director of Voya Financial (VOYA), reported equity awards and a purchase under director compensation arrangements executed on 08/14/2025. The filing shows an acquisition of 196 shares of common stock at $74.96 under transaction code M, and total direct beneficial ownership of 16,588 shares after the transaction. The report also discloses 8,409 restricted stock units and 392.422 deferred fee plan issuer stock units, the latter including a dividend credit of 3.745 shares. The deferred units reflect rights to cash value tied to one share per unit payable upon separation or an earlier elected in-service date.
The filing reflects routine director compensation through the Amended and Restated Director Deferred Fee Plan and outstanding equity awards rather than a market purchase outside of a compensation plan. All holdings are reported as direct beneficial ownership.
Form 144 notice for VOYA FINANCIAL, INC. The filer notifies intent to sell 13,832 common shares through Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $1,037,400.00. The filing shows the securities were acquired in two tranches: 1,332 performance shares acquired on 07/01/2024 and 12,500 from a stock option exercise with payment in cash on 08/15/2025. The number of shares outstanding for the issuer is listed as 96,417,788. The filer certifies they do not possess undisclosed material adverse information and includes the standard signature and criminal penalties notice.
Wellington Management reports beneficial ownership of 3,817,972 shares of Voya Financial common stock, representing 3.96% of the class. The filing shows no sole voting or dispositive power; instead it discloses a shared voting power of 3,759,104 shares and shared dispositive power of 3,817,972 shares. The securities are owned of record by clients of Wellington’s registered investment advisers and the filing states no known client holds more than 5% of the class. The statement certifies these holdings are held in the ordinary course of business and not for the purpose of changing control.