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  4. [Form 4] Voya Financial, Inc. Insider Trading Activity

VOYA insider: 16,792 shares from PSU vesting; 7,964 for taxes

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Voya Financial (VOYA) reported insider equity activity by its President and CEO. On 10/25/2025, 16,792 shares of common stock were acquired at $73.69 upon vesting of performance stock units, and 7,964 shares were disposed of at $73.69 to cover taxes. Following these transactions, the officer directly owned 76,425 common shares.

Derivative equity holdings after the event included 187,551 Performance Stock Units, 85,139 Restricted Stock Units, and 5,685.834 Deferred Savings Plan issuer stock units, each tied to the value of one common share as described. The filing reflects routine equity compensation vesting and related tax withholding.

Positive

  • None.

Negative

  • None.
Insider Lavallee Heather H.
Role See Remarks
Type Security Shares Price Value
Exercise Performance Stock Unit 16,792 $0.00 --
Exercise Common Stock 16,792 $73.69 $1.24M
Tax Withholding Common Stock 7,964 $73.69 $587K
holding Restricted Stock Units -- -- --
holding Deferred Savings Plan Issuer Stock Units -- -- --
Holdings After Transaction: Performance Stock Unit — 187,551 shares (Direct); Common Stock — 84,389 shares (Direct); Restricted Stock Units — 85,139 shares (Direct); Deferred Savings Plan Issuer Stock Units — 5,685.834 shares (Direct)
Footnotes (1)
  1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying performance stock units that were awarded as compensation. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lavallee Heather H.
(Last) (First) (Middle)
200 PARK AVENUE
(Street)
NEW YORK NY 10166
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
10/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/25/2025 10/27/2025 M 16,792(1) A $73.69 84,389 D
Common Stock 10/25/2025 10/27/2025 F 7,964 D $73.69 76,425 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Unit (2) 10/25/2025 10/27/2025 M 16,792 (2) (2) Common Stock 16,792 $0 187,551 D
Restricted Stock Units (3) (3) (3) Common Stock 85,139 85,139 D
Deferred Savings Plan Issuer Stock Units (4) (4) (4) Common Stock 5,685.834 5,685.834 D
Explanation of Responses:
1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying performance stock units that were awarded as compensation.
2. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
3. The restricted stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
4. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Remarks:
President and CEO
/s/ Julie Watson, Attorney-in-Fact 10/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did VOYA disclose in this Form 4?

An officer acquired 16,792 VOYA shares at $73.69 from performance stock unit vesting and disposed of 7,964 shares at $73.69 for taxes.

How many VOYA shares does the officer own after the transactions?

The officer directly owned 76,425 VOYA common shares after the reported transactions.

What derivative awards are reported for the VOYA officer?

Holdings include 187,551 Performance Stock Units, 85,139 Restricted Stock Units, and 5,685.834 Deferred Savings Plan issuer stock units.

What were the transaction dates for the VOYA insider activity?

The transactions occurred on 10/25/2025 (deemed execution date 10/27/2025).

What do the transaction codes M and F mean in the VOYA Form 4?

M indicates shares delivered from equity award vesting; F indicates share disposal for tax withholding related to the award.

Who is the reporting person in the VOYA Form 4?

The filing identifies the reporting person as VOYA’s President and CEO.