STOCK TITAN

Voya Financial (NYSE: VOYA) director boosts holdings with stock and RSUs

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Voya Financial director Joseph V. Tripodi increased his equity holdings through stock awards and an option-style exercise. He acquired 2,547 shares of common stock on May 21, 2026 via exercise or conversion of a derivative security, bringing his directly held common stock to 15,733 shares.

On the same date, he also received a grant of 2,062 restricted stock units at $82.42 per unit, each representing a conditional right to one share of common stock. After these changes, his restricted stock unit balance stood at 16,160 units, which vest under their award agreements, with one grant vesting 100% at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders. A prior clerical error reduced the reported restricted stock unit balance by 110 units.

Positive

  • None.

Negative

  • None.
Insider TRIPODI JOSEPH V
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 2,547 $0.00 --
Grant/Award Restricted Stock Units 2,062 $82.42 $170K
Exercise Common Stock 2,547 $0.00 --
Holdings After Transaction: Restricted Stock Units — 16,160 shares (Direct, null); Common Stock — 15,733 shares (Direct, null)
Footnotes (1)
  1. Each stock unit represents a conditional right to receive one share of the company's common stock. The restricted stock units will vest based on their respective award agreements. The number of derivative securities beneficially owned was amended due to a clerical error in a prior year filing. The restricted stock unit balance decreased by 110 shares. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.
Common shares acquired 2,547 shares Common stock obtained via derivative exercise on May 21, 2026
Common shares held after 15,733 shares Direct common stock holdings following transactions
RSU grant size 2,062 units Restricted Stock Units granted on May 21, 2026
RSU grant price $82.42 per unit Transaction price per share for new RSU award
RSU balance after 16,160 units Restricted stock units beneficially owned after transactions
Clerical correction 110 units Decrease in RSU balance from prior year filing correction
Restricted Stock Units financial
"The restricted stock units will vest based on their respective award agreements."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
beneficially owned financial
"The number of derivative securities beneficially owned was amended due to a clerical error"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Annual Meeting of Shareholders regulatory
"will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders."
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TRIPODI JOSEPH V

(Last)(First)(Middle)
200 PARK AVENUE

(Street)
NEW YORK NEW YORK 10166

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026M2,547A$015,733D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/21/2026M2,547 (2) (2)Common Stock2,547$016,160(3)D
Restricted Stock Units(1)05/21/2026A2,062 (4) (4)Common Stock2,062$82.4218,222(3)D
Explanation of Responses:
1. Each stock unit represents a conditional right to receive one share of the company's common stock.
2. The restricted stock units will vest based on their respective award agreements.
3. The number of derivative securities beneficially owned was amended due to a clerical error in a prior year filing. The restricted stock unit balance decreased by 110 shares.
4. 100% of the restricted stock units will vest at 11:59pm Eastern Time on the date of the Company's 2027 Annual Meeting of Shareholders.
/s/ Julie Watson, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity transactions did Voya (VOYA) director Joseph V. Tripodi report?

Joseph V. Tripodi reported acquiring common stock and restricted stock units. He exercised a derivative to obtain 2,547 common shares and received 2,062 restricted stock units as a grant, updating both his share and unit balances.

How many Voya (VOYA) common shares does Joseph V. Tripodi hold after these transactions?

After the reported transactions, Joseph V. Tripodi directly holds 15,733 shares of Voya common stock. This reflects the acquisition of 2,547 shares through exercise or conversion of a derivative security on May 21, 2026.

How many restricted stock units does Joseph V. Tripodi hold in Voya (VOYA)?

Following the May 21, 2026 activity, Tripodi’s restricted stock unit balance is 16,160 units. Each unit represents a conditional right to receive one Voya common share, subject to vesting under the respective award agreements.

When will Joseph V. Tripodi’s new Voya (VOYA) restricted stock units vest?

One set of restricted stock units will vest 100% at 11:59 p.m. Eastern Time on the date of Voya’s 2027 Annual Meeting of Shareholders, as specified in the footnotes describing the vesting schedule.

What price was used for Joseph V. Tripodi’s new Voya (VOYA) restricted stock unit grant?

The newly granted 2,062 restricted stock units were recorded at a transaction price of $82.42 per unit. This value is shown as the transaction price per share for the derivative award on May 21, 2026.

Did Voya (VOYA) correct any prior reporting errors in Joseph V. Tripodi’s restricted stock units?

Yes. A footnote states the number of derivative securities beneficially owned was amended due to a clerical error in a prior year, reducing the restricted stock unit balance by 110 units to correct the record.