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Voya Financial (VOYA) director receives 78.7 deferred stock units and holds RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GILLIS RUTH ANN M reported acquisition or exercise transactions in this Form 4 filing.

Voya Financial director Ruth Ann M. Gillis reported an award of deferred stock-based units as part of her compensation. She received 78.703 Deferred Fee Plan Issuer Stock Units tied to Voya common stock, bringing her total holdings in this plan to 5,944.188 units.

Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or on an earlier elected in-service date, and she may later reallocate these investments. Separately, she holds 29,595 Restricted Stock Units linked to common shares and 7,162 common shares in a trust for her benefit, which she serves as trustee.

Positive

  • None.

Negative

  • None.
Insider GILLIS RUTH ANN M
Role null
Type Security Shares Price Value
Grant/Award Deferred Fee Plan Issuer Stock Units 78.703 $90.53 $7K
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Deferred Fee Plan Issuer Stock Units — 5,944.188 shares (Direct, null); Restricted Stock Units — 29,595 shares (Direct, null); Common Stock — 7,162 shares (Indirect, By Trust)
Footnotes (1)
  1. These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Includes dividend of 30.092 shares. The stock units will vest based on their respective award agreements.
Deferred fee units granted 78.703 units Deferred Fee Plan Issuer Stock Units awarded to director
Reference price per unit $90.5300 per unit Price per Deferred Fee Plan Issuer Stock Unit on grant
Total deferred fee units after award 5,944.188 units Deferred Fee Plan Issuer Stock Units held after this grant
Restricted Stock Units outstanding 29,595 units Restricted Stock Units linked to Voya common stock, direct holding
Common shares in trust 7,162 shares Voya common stock held in a trust for the director
Deferred Fee Plan Issuer Stock Units financial
"Each of these units represents a right to receive the cash value of one share of the company's common stock"
Restricted Stock Units financial
"The stock units will vest based on their respective award agreements."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
separation from the company financial
"receive the cash value of one share of the company's common stock upon the reporting person's separation from the company"
dividend financial
"Includes dividend of 30.092 shares."
A dividend is a payment that a company gives to its shareholders, usually from its profits. It’s like a bonus or reward for owning the company's stock, and it can provide a steady income stream for investors. Companies pay dividends to share their success with the people who own their stock.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GILLIS RUTH ANN M
(Last)(First)(Middle)
200 PARK AVENUE
(Street)
NEW YORK NEW YORK 10166
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock7,162(1)IBy Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Fee Plan Issuer Stock Units(2)06/30/2026A78.703 (2) (2)Common Stock78.703$90.535,944.188(3)D
Restricted Stock Units(4) (4) (4)Common Stock29,59529,595D
Explanation of Responses:
1. These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.
2. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
3. Includes dividend of 30.092 shares.
4. The stock units will vest based on their respective award agreements.
/s/ Julie Watson, Attorney-in-Fact07/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Voya Financial (VOYA) director Ruth Ann M. Gillis report on this Form 4?

Ruth Ann M. Gillis reported an award of 78.703 Deferred Fee Plan Issuer Stock Units. These units are a form of stock-based compensation linked to Voya common stock and increase her total deferred fee plan holdings to 5,944.188 units.

How do the Voya (VOYA) Deferred Fee Plan Issuer Stock Units work for the director?

Each Deferred Fee Plan Issuer Stock Unit represents the right to receive the cash value of one Voya common share. Payment occurs after the director’s separation from the company or an earlier elected in-service date, with flexibility to reallocate investments later.

What other equity or unit holdings does the Voya (VOYA) director report?

The director reports 29,595 Restricted Stock Units linked to Voya common stock and 7,162 Voya common shares held in a trust. She is trustee of that trust, and these positions sit alongside her 5,944.188 deferred fee stock units.

Is this Voya (VOYA) Form 4 an open-market buy or sell of shares?

This Form 4 does not show an open-market buy or sell. It primarily records a grant of 78.703 Deferred Fee Plan Issuer Stock Units as compensation, plus updated holdings in restricted stock units and common shares held through a trust.

Do the Voya (VOYA) stock units reported here vest immediately for the director?

The stock units do not all vest immediately. The filing states that the stock units will vest based on their respective award agreements, which govern the timing and conditions for these compensation-related awards to become payable.