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Voya (VOYA) director adds deferred fee stock units and RSU-based holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Voya Financial director Ruth Ann M. Gillis received an equity-based compensation award through a deferred fee plan. On March 31, 2026, she acquired 104.289 Deferred Fee Plan Issuer Stock Units at a reference price of $68.32 per unit.

Each unit represents the right to receive the cash value of one share of Voya common stock upon her separation from the company or an earlier in-service date she elected, and she can later reallocate these units to other investments. Following the award, she holds 5,835.393 such units, plus 27,533 underlying shares from Restricted Stock Units and 7,162 shares of common stock in a trust where she is the trustee.

Positive

  • None.

Negative

  • None.
Insider GILLIS RUTH ANN M
Role Director
Type Security Shares Price Value
Grant/Award Deferred Fee Plan Issuer Stock Units 104.289 $68.32 $7K
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Deferred Fee Plan Issuer Stock Units — 5,835.393 shares (Direct); Restricted Stock Units — 27,533 shares (Direct); Common Stock — 7,162 shares (Indirect, By Trust)
Footnotes (1)
  1. These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future. Includes dividend of 40.402 shares. The stock units will vest based on their respective award agreements.
Deferred fee units granted 104.289 units Grant on March 31, 2026
Reference price per unit $68.32/share Deferred Fee Plan Issuer Stock Units
Deferred fee units after award 5,835.393 units Total Deferred Fee Plan Issuer Stock Units held
RSU underlying shares 27,533 shares Restricted Stock Units, underlying Voya common stock
Common stock in trust 7,162 shares Indirect holdings by trust where reporting person is trustee
RSU exercise price $0.00 Exercise price on Restricted Stock Units
Deferred Fee Plan Issuer Stock Units financial
"Each of these units represents a right to receive the cash value"
Restricted Stock Units financial
"The stock units will vest based on their respective award agreements"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
underlying security financial
"underlying_security_title":"Common Stock""
trustee financial
"The reporting person is the trustee of the trust"
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GILLIS RUTH ANN M
(Last)(First)(Middle)
200 PARK AVENUE
(Street)
NEW YORK NEW YORK 10166
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock7,162IBy Trust(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Fee Plan Issuer Stock Units(2)03/31/2026A104.289 (2) (2)Common Stock104.289$68.325,835.393(3)D
Restricted Stock Units(4) (4) (4)Common Stock27,53327,533D
Explanation of Responses:
1. These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.
2. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
3. Includes dividend of 40.402 shares.
4. The stock units will vest based on their respective award agreements.
/s/ Julie Watson, Attorney-in-Fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Voya (VOYA) director Ruth Ann M. Gillis report in this Form 4?

Ruth Ann M. Gillis reported receiving an equity-based compensation award. She acquired 104.289 Deferred Fee Plan Issuer Stock Units tied to Voya common stock value on March 31, 2026, with no open-market share purchases or sales reported in this filing.

How many deferred fee plan stock units does Ruth Ann M. Gillis now hold at Voya (VOYA)?

After the March 31, 2026 award, Ruth Ann M. Gillis holds a total of 5,835.393 Deferred Fee Plan Issuer Stock Units. Each unit represents the right to receive the cash value of one Voya common share at a future payout time.

What are Deferred Fee Plan Issuer Stock Units reported for Voya (VOYA)?

Deferred Fee Plan Issuer Stock Units are bookkeeping entries representing a right to receive the cash value of one Voya common share. Payout occurs upon the director’s separation from the company or an earlier elected in-service date, and the director may later reallocate these units to other investments.

What Restricted Stock Unit position does Ruth Ann M. Gillis hold at Voya (VOYA)?

Ruth Ann M. Gillis holds Restricted Stock Units corresponding to 27,533 underlying Voya common shares. These stock units will vest over time based on their respective award agreements, and they represent additional equity-based compensation rather than currently tradable shares.

What indirect Voya (VOYA) share holdings are reported for Ruth Ann M. Gillis?

The Form 4 reports 7,162 Voya common shares held indirectly in a trust for Ruth Ann M. Gillis’s benefit. She serves as trustee of this trust, which means she oversees the shares on behalf of the trust’s beneficiaries, including herself.