VOYA FINANCIAL, INC. Insider Trading Activity

Accepted by SEC EDGAR 07/03/2025 - 01:36 PM EDT Learn about SEC filing dates

Insider Trade Summary

1,679 shares exercised/converted

Exercise 3 txns

Insider Keshavan Santhosh

Role See Remarks

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,679	$0.00	$0.00
Exercise	Common Stock	1,679	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	788	$72.51	$57K
Holding	Performance Stock Unit	--	--	--
Holding	Performance-Based Stock Options	--	--	--

Holdings After Transaction: Restricted Stock Units — 19,451 contracts (Direct); Common Stock — 27,557 shares (Direct); Performance Stock Unit — 48,834 contracts (Direct); Performance-Based Stock Options — 35,587 contracts (Direct)

Holdings Before and After: Restricted Stock Units, 21,130 to 19,451 contracts (Direct); Common Stock, 26,666 to 27,557 shares (Direct)

Footnotes (4)

1. F1. Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
2. F2. The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
3. F3. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
4. F4. The options vest based on the conditions set forth in their respective agreements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keshavan Santhosh

(Last) (First) (Middle)

200 PARK AVENUE

(Street)

NEW YORK NY 10166

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2025		M		1,679	A	$0(1)	28,345	D
Common Stock	07/01/2025		F		788	D	$72.51	27,557	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	07/01/2025		M			1,679	(2)	(2)	Common Stock	1,679	$0	19,451	D
Performance Stock Unit	(3)							(3)	(3)	Common Stock	48,834		48,834	D
Performance-Based Stock Options	(4)							(4)	(4)	Common Stock	35,587		35,587	D

Explanation of Responses:

1. Delivery of shares of the company's common stock was made to the reporting person without the payment of ay consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.

2. The restricted stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

3. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.

4. The options vest based on the conditions set forth in their respective agreements.

Remarks:

Executive Vice President, Chief Information Officer

	/s/ Julie Watson, Attorney-in-Fact	07/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.