Vertiv (VRT) director exercises 38,647 options and sells shares

Filing Impact

(Very High)

Filing Sentiment

(Very Negative)

Form Type

Rhea-AI Filing Summary

Vertiv Holdings Co director Jan van Dokkum reported multiple transactions in Vertiv (VRT) shares on February 26, 2026. He exercised 38,647 stock options at $20.56 per share, receiving the same number of Class A common shares.

On the same day, he sold 22,989 shares at a weighted average price of $254.49 and 15,658 shares at a weighted average price of $255.42 in open-market transactions. After these trades, he directly held 25,000 shares of Class A common stock, and several additional stock option grants with scheduled vesting dates.

Insider Trade Summary

Net Seller: 38,647 shares ($9,849,837)

Net Sell 8 txns

Insider DOKKUM JAN VAN

Role Director

Sold 38,647 shs ($9.85M)

Type	Security	Shares	Price	Value
Exercise	Stock Option	38,647	$20.56	$795K
Exercise	Class A Common Stock	38,647	$20.56	$795K
Sale	Class A Common Stock	22,989	$254.49	$5.85M
Sale	Class A Common Stock	15,658	$255.42	$4.00M
holding	Stock Option	--	--	--
holding	Stock Option	--	--	--
holding	Stock Option	--	--	--
holding	Stock Option	--	--	--

Holdings After Transaction: Stock Option — 0 shares (Direct); Class A Common Stock — 63,647 shares (Direct)

Footnotes (1)

Reported shares shown are held by Mr. Joseph van Dokkum and Mrs. Lynn van Dokkum, as tenants in common. The trade was executed in a series of transactions with a price range of $254.00 to $254.99, inclusive, with a weighted average price of $254.49. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3. The trade was executed in a series of transactions with a price range of $255.04 to $255.84, inclusive, with a weighted average price of $255.42. Consists of 38,647 stock options granted on February 4, 2021, which vested as to 9,662 on each of February 4, 2022, February 4, 2023 and February 4, 2024, and as to 9,661 on February 4, 2025. Consists of 38,647 stock options granted on March 3, 2022, which vested as to 9,661 on March 3, 2023 and as to 9,662 on each of March 3, 2024 and March 3, 2025, and which will vest as to 9,662 on March 3, 2026. Consists of 30,000 stock options granted on March 7, 2023, which vested as to 7,500 on each of March 15, 2024 and March 15, 2025, and which will vest as to 7,500 on each of March 15, 2026 and March 15, 2027. Consists of 15,000 stock options granted on March 7, 2024, which vested as to 3,750 on March 15, 2025, and which will vest as to 3,750 on each of March 15, 2026, March 15, 2027 and March 15, 2028. Consists of 15,000 stock options granted on March 7, 2025, which will vest as to 3,750 on each of March 15, 2026, March 15, 2027, March 15, 2028 and March 15, 2029.

Form 4 Insider Transactions: What Each Field Means →

03/02/2026 - 08:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DOKKUM JAN VAN

(Last)

(First)

(Middle)

C/O VERTIV HOLDINGS CO

505 N. CLEVELAND AVE

(Street)

WESTERVILLE

43082

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Vertiv Holdings Co [ VRT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	02/26/2026		M		38,647	A	$20.56	63,647	D⁽¹⁾
Class A Common Stock	02/26/2026		S		22,989	D	$254.49⁽²⁾	40,658	D⁽¹⁾
Class A Common Stock	02/26/2026		S		15,658	D	$255.42⁽³⁾	25,000	D⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option	$20.56	02/26/2026		M			38,647	⁽⁴⁾	02/04/2031	Class A Common Stock	38,647	$20.56	0	D
Stock Option	$11.5							⁽⁵⁾	03/03/2032	Class A Common Stock	38,647		38,647	D
Stock Option	$15.84							⁽⁶⁾	03/07/2033	Class A Common Stock	30,000		30,000	D
Stock Option	$72.09							⁽⁷⁾	03/07/2034	Class A Common Stock	15,000		15,000	D
Stock Option	$85.04							⁽⁸⁾	03/07/2035	Class A Common Stock	15,000		15,000	D

Explanation of Responses:

1. Reported shares shown are held by Mr. Joseph van Dokkum and Mrs. Lynn van Dokkum, as tenants in common.

2. The trade was executed in a series of transactions with a price range of $254.00 to $254.99, inclusive, with a weighted average price of $254.49. The reporting person undertakes to provide to Vertiv Holdings Co, any security holder of Vertiv Holdings Co, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3.

3. The trade was executed in a series of transactions with a price range of $255.04 to $255.84, inclusive, with a weighted average price of $255.42.

4. Consists of 38,647 stock options granted on February 4, 2021, which vested as to 9,662 on each of February 4, 2022, February 4, 2023 and February 4, 2024, and as to 9,661 on February 4, 2025.

5. Consists of 38,647 stock options granted on March 3, 2022, which vested as to 9,661 on March 3, 2023 and as to 9,662 on each of March 3, 2024 and March 3, 2025, and which will vest as to 9,662 on March 3, 2026.

6. Consists of 30,000 stock options granted on March 7, 2023, which vested as to 7,500 on each of March 15, 2024 and March 15, 2025, and which will vest as to 7,500 on each of March 15, 2026 and March 15, 2027.

7. Consists of 15,000 stock options granted on March 7, 2024, which vested as to 3,750 on March 15, 2025, and which will vest as to 3,750 on each of March 15, 2026, March 15, 2027 and March 15, 2028.

8. Consists of 15,000 stock options granted on March 7, 2025, which will vest as to 3,750 on each of March 15, 2026, March 15, 2027, March 15, 2028 and March 15, 2029.

	/s/ Eric Boxterman, as attorney-in-fact	03/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Vertiv (VRT) director Jan van Dokkum report?

Jan van Dokkum reported exercising 38,647 stock options at $20.56 per share and receiving an equal number of Vertiv Class A shares. He then sold 22,989 shares at $254.49 and 15,658 shares at $255.42 in open-market transactions on February 26, 2026.

How many Vertiv (VRT) shares does Jan van Dokkum own after these Form 4 trades?

After the reported transactions, Jan van Dokkum directly holds 25,000 shares of Vertiv Class A common stock. He also continues to hold several stock option grants that vest in stages between 2026 and 2029, according to the vesting schedules described in the filing’s footnotes.

At what prices did Jan van Dokkum sell Vertiv (VRT) shares in this Form 4?

He sold 22,989 Vertiv Class A shares at a weighted average price of $254.49 and 15,658 shares at a weighted average price of $255.42. Each sale was executed through a series of trades within narrow intraday price ranges disclosed in the detailed footnotes.

What stock options did Jan van Dokkum exercise in the Vertiv (VRT) Form 4?

He exercised 38,647 stock options at $20.56 per share, converting them into an equal number of Vertiv Class A common shares. The options were originally granted in 2021 and had vested in four annual installments through February 4, 2025, as described in a footnote.

How are Vertiv (VRT) shares held according to the Form 4 footnotes?

A footnote states that the reported shares are held by Mr. Joseph van Dokkum and Mrs. Lynn van Dokkum as tenants in common. This means they share ownership rights in the same Vertiv shares, rather than holding separate blocks, under the joint tenancy arrangement described.

What future vesting schedule do Vertiv (VRT) options held by Jan van Dokkum have?

Footnotes explain several option grants with future vesting dates, including options granted in 2022, 2023, 2024, and 2025. These vest in equal annual installments on March 3 or March 15 of each year from 2026 through 2029, subject to their respective grant terms.