VTEX CSO converts 13,750 RSUs into Class A shares
VTEX (VTEX) reported that Chief Strategy Officer Gomes Andre Spolidoro Ferreira converted derivative awards into equity.
Rhea-AI Filing Summary
VTEX (VTEX) reported that Chief Strategy Officer Gomes Andre Spolidoro Ferreira converted derivative awards into equity. On 2026-08-26, a total of 13,750 Restricted Stock Units were converted into Class A common shares in two tranches of 6,875 each. In connection with the RSU vesting, 3,350 Class A shares were withheld at $4.39 per share to satisfy tax withholding obligations. Ferreira also reports 33,400 Class A shares held indirectly through Botsmark LLC. VTEX notes its status as a foreign private issuer, so these equity transactions are exempt from certain U.S. short-swing profit rules.
Positive
- None.
Negative
- None.
Insider Trade Summary
13,750 shares exercised/converted
Exercise
6 txns
Insider
Gomes Andre Spolidoro Ferreira
Role
Chief Strategy Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Restricted Stock Unit F1, F3 | 6,875 | $0.00 | $0.00 |
| Conversion | Restricted Stock Unit F1, F4 | 6,875 | $0.00 | $0.00 |
| Conversion | Class A Common Shares F1 | 6,875 | -- | -- |
| Conversion | Class A Common Shares F1 | 6,875 | -- | -- |
| Other | Class A Common Shares F2 | 3,350 | $4.39 | $15K |
| holding | Class A Common Shares | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Unit — 96,250 contracts (Direct);
Class A Common Shares — 308,831 shares (Direct);
Class A Common Shares — 33,400 shares (Indirect, By Botsmark LLC)
Footnotes (4)
- F1. Each Restricted Stock Unit ("RSUs") represents a contingent right to receive shares of Issuer Class A common stock on a one-for-one basis.
- F2. Reflects shares of Class A common stock withheld to cover tax withholding obligations in connection with the vesting restricted stock units reported herein
- F3. Represents RSUs, 25% of which vested on November 1, 2024, and the remaining amount of which vests in tranches of 6.25% every three (3) months thereafter
- F4. Represents RSUs, 25% of which vested on November 1, 2025, and the remaining amount of which vests in tranches of 6.25% every three (3) months thereafter.
Key Figures
RSUs converted: 13,750 Restricted Stock Units
RSU tranche size: 6,875 Restricted Stock Units
Shares withheld for taxes: 3,350 Class A common shares
+2 more
5 metrics
RSUs converted
13,750 Restricted Stock Units
Total RSUs converted into Class A common shares on 2026-08-26
RSU tranche size
6,875 Restricted Stock Units
Each of two RSU conversion transactions on 2026-08-26
Shares withheld for taxes
3,350 Class A common shares
Withheld to cover tax withholding obligations on RSU vesting
Withholding reference price
$4.39 per share
Per-share value for 3,350 Class A shares withheld for taxes
Indirectly held shares
33,400 Class A common shares
Indirect ownership reported as held by Botsmark LLC
Key Terms
Restricted Stock Unit, foreign private issuer, Sections 16(b) and 16(c), indirect ownership, +1 more
5 terms
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSUs") represents a contingent right"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
foreign private issuer regulatory
"Due to the Issuer's status as a foreign private issuer pursuant"
A foreign private issuer is a company organized outside the United States that meets tests showing it is primarily foreign-controlled and therefore qualifies for a different set of U.S. reporting rules. For investors, that means the company files less frequent or differently formatted disclosures with U.S. regulators and may follow home-country accounting and governance practices, so buying its stock is like dining at a well-reviewed restaurant that follows its home kitchen’s rules instead of the local menu — you get access but should check what standards apply.
Sections 16(b) and 16(c) regulatory
"equity securities are exempt from Sections 16(b) and 16(c) of"
indirect ownership financial
"total_shares_following_transaction 33400.0000, direct_or_indirect "I""
conversion of derivative security financial
"transaction_code_description "Conversion of derivative security""
FAQ
What did VTEX (VTEX) disclose about insider equity awards in this Form 4?
VTEX reported that Chief Strategy Officer Gomes Andre Spolidoro Ferreira converted 13,750 RSUs into Class A common shares on 2026-08-26, in two tranches of 6,875 RSUs each, reflecting vesting of previously granted equity awards.
What indirect VTEX (VTEX) holdings does the insider report?
Gomes Andre Spolidoro Ferreira reports indirect ownership of 33,400 VTEX Class A common shares, held “By Botsmark LLC”. This position is reported as indirect ownership in the Form 4 holdings section.
Are VTEX (VTEX) insider transactions subject to Section 16(b) short-swing rules?
The filing states that, due to VTEX’s status as a foreign private issuer under Rule 3a12-3(b), the reporting person’s transactions in VTEX equity securities are exempt from Sections 16(b) and 16(c) of the Securities Exchange Act of 1934.
What type of insider transaction codes appear in this VTEX (VTEX) Form 4?
The Form 4 shows code C transactions (conversion of derivative securities) for the RSU-to-share conversions, and a code J transaction described as other acquisition or disposition, which the footnote explains as shares withheld for tax withholding obligations.
AI-generated analysis. How Rhea-AI works. Not financial advice.
