STOCK TITAN

VTEX strategy chief sells 6,000 shares at $3.68

VTEX’s Chief Strategy Officer sold 6,000 Class A shares under a Rule 10b5-1 plan, retaining over 336,000 shares in total.

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

VTEX (VTEX) reported that its Chief Strategy Officer, Andre Spolidoro Ferreira Gomes, sold a total of 6,000 Class A Common Shares on September 16, 2026 at $3.68 per share, consisting of 3,000 directly held shares and 3,000 shares held indirectly through Botsmark LLC.

After these transactions, he holds 305,831 shares directly and 30,400 shares indirectly. The sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted on March 2, 2026. VTEX is a foreign private issuer, so these transactions are exempt from certain short-swing profit rules.

Positive

  • None.

Negative

  • None.
Insider Gomes Andre Spolidoro Ferreira
Role Chief Strategy Officer
Sold 6,000 shs ($22K)
Type Security Shares Price Value
Sale Class A Common Shares F1 3,000 $3.68 $11K
Sale Class A Common Shares F1 3,000 $3.68 $11K
Holdings After Transaction: Class A Common Shares — 305,831 shares (Direct); Class A Common Shares — 30,400 shares (Indirect, By Botsmark LLC)
Footnotes (1)
  1. F1. Represents sales effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 02, 2026.
Shares sold directly 3,000 Class A Common Shares Sale by Chief Strategy Officer on September 16, 2026
Shares sold indirectly 3,000 Class A Common Shares Sale through Botsmark LLC on September 16, 2026
Total shares sold 6,000 Class A Common Shares Aggregate of two sale transactions on September 16, 2026
Sale price per share $3.68 per share Both direct and indirect sales on September 16, 2026
Direct holdings after transaction 305,831 Class A Common Shares Shares held directly after September 16, 2026 sales
Indirect holdings after transaction 30,400 Class A Common Shares Shares held indirectly through Botsmark LLC after sales
Net shares sold 6,000 Class A Common Shares Net sell direction per transaction summary
Rule 10b5-1 plan adoption date March 2, 2026 Date the trading plan governing these sales was adopted
Rule 10b5-1 Trading Plan regulatory
"Represents sales effected pursuant to a Rule 10b5-1 Trading Plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
foreign private issuer regulatory
"Due to the Issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b)"
A foreign private issuer is a company organized outside the United States that meets tests showing it is primarily foreign-controlled and therefore qualifies for a different set of U.S. reporting rules. For investors, that means the company files less frequent or differently formatted disclosures with U.S. regulators and may follow home-country accounting and governance practices, so buying its stock is like dining at a well-reviewed restaurant that follows its home kitchen’s rules instead of the local menu — you get access but should check what standards apply.
Sections 16(b) and 16(c) regulatory
"transactions in the Issuer's equity securities are exempt from Sections 16(b) and 16(c)"
indirect ownership financial
"Class A Common Shares ... indirect ... By Botsmark LLC"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did VTEX (VTEX) disclose in this Form 4?

VTEX disclosed that Chief Strategy Officer Andre Spolidoro Ferreira Gomes sold 6,000 Class A Common Shares on September 16, 2026, split between 3,000 directly held shares and 3,000 shares held indirectly through Botsmark LLC, at a price of $3.68 per share.

How many VTEX (VTEX) shares does the executive hold after the reported sales?

After the reported sales, the executive holds 305,831 Class A Common Shares directly and 30,400 Class A Common Shares indirectly through Botsmark LLC, as stated in the Form 4 data for the September 16, 2026 transactions.

Were the VTEX (VTEX) insider sales made under a Rule 10b5-1 trading plan?

Yes. The footnote states the sales were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on March 2, 2026, indicating the trades were pre-arranged under that plan.

What price did the VTEX (VTEX) insider receive for the shares sold?

For each of the two transactions, the reporting person sold VTEX Class A Common Shares at $3.68 per share on September 16, 2026, according to the transaction details provided.

How many VTEX (VTEX) shares were sold directly versus indirectly in this filing?

The executive sold 3,000 shares held directly and 3,000 shares held indirectly through Botsmark LLC, for a total of 6,000 Class A Common Shares sold on September 16, 2026.

Does VTEX’s foreign private issuer status affect these insider transactions?

Yes. The remarks state that due to VTEX’s status as a foreign private issuer, the reporting person’s transactions in its equity securities are exempt from Sections 16(b) and 16(c) of the Securities Exchange Act of 1934.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gomes Andre Spolidoro Ferreira

(Last)(First)(Middle)
4TH FLOOR, HARBOUR PLACE
103 SOUTH CHURCH STREET

(Street)
GRAND CAYMANKYI-1002

(City)(State)(Zip)

CAYMAN ISLANDS

(Country)
2. Issuer Name and Ticker or Trading Symbol
VTEX [ NYSE: VTEX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Strategy Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares09/16/2026S(1)3,000D$3.68305,831D
Class A Common Shares09/16/2026S(1)3,000D$3.6830,400IBy Botsmark LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents sales effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 02, 2026.
Remarks:
Due to the Issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the Issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.
/s/ Andre Spolidoro Gomes09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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