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vTv Therapeutics (VTVT) director granted 6,000 stock options at $35.08

(Moderate)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SPIEGELMAN DANIEL K reported acquisition or exercise transactions in this Form 4 filing.

vTv Therapeutics Inc. director Daniel K. Spiegelman received a grant of stock options, giving him the right to buy 6,000 shares of Class A Common Stock at $35.08 per share. These options expire on June 26, 2036 and are part of his director compensation.

The options vest on the earlier of June 26, 2027 or the date of the 2027 annual general meeting of shareholders, conditioned on his continued board service through vesting. Following this grant, Spiegelman holds options on a total of 16,000 shares.

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Insider SPIEGELMAN DANIEL K
Role Director
Type Security Shares Price Value
Grant/Award Director stock option (right to buy) 6,000 $35.08 $210K
Holdings After Transaction: Director stock option (right to buy) — 16,000 shares (Direct)
Footnotes (1)
  1. F1. The option vests on the earlier of June 26, 2027, and the date of the 2027 annual general meeting of shareholders, subject to the director's continued service on the board of directors through such vesting.
Options granted 6,000 options Director stock option grant on June 26, 2026
Exercise price $35.08 per share Conversion or exercise price of granted options
Total options after grant 16,000 options Derivative securities beneficially owned following transaction
Expiration date June 26, 2036 Option expiration date
Underlying shares 6,000 shares Underlying Class A Common Stock for this option grant
Vesting trigger date June 26, 2027 Earlier of June 26, 2027 or 2027 annual meeting, subject to service
Director stock option (right to buy) financial
"Security title is listed as "Director stock option (right to buy)" in the transaction."
Class A Common Stock financial
"The underlying security title for the option is "Class A Common Stock"."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
annual general meeting of shareholders financial
"Vesting occurs by June 26, 2027 or the 2027 annual general meeting of shareholders."
vesting financial
"The option vests on the earlier of June 26, 2027 and the 2027 annual meeting."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did vTv Therapeutics (VTVT) disclose about director Daniel Spiegelman?

vTv Therapeutics disclosed that director Daniel K. Spiegelman received a grant of stock options for 6,000 shares. These options are part of his director compensation and give him the right to buy Class A Common Stock at a fixed exercise price.

How many stock options did the vTv Therapeutics director receive in this Form 4?

Daniel K. Spiegelman received options covering 6,000 shares of Class A Common Stock. The Form 4 shows this as a derivative grant, increasing his total option holdings to 16,000 shares following the transaction reported on June 26, 2026.

What is the exercise price of Daniel Spiegelman’s vTv Therapeutics options?

The exercise price of the newly granted options is $35.08 per share. This means Spiegelman can buy vTv Therapeutics Class A Common Stock at that fixed price once the options vest, regardless of the market price at that future time.

When do Daniel Spiegelman’s new vTv Therapeutics options vest?

The options vest on the earlier of June 26, 2027 or the date of vTv Therapeutics’ 2027 annual general meeting. Vesting is subject to his continued service on the board of directors through the applicable vesting date, as described in the footnote.

When do the vTv Therapeutics director stock options expire?

The newly granted stock options expire on June 26, 2036. After this expiration date, Daniel K. Spiegelman can no longer exercise the options to purchase shares, even if they have vested and were otherwise exercisable before that date.

How many vTv Therapeutics options does Daniel Spiegelman hold after this grant?

After this grant, Daniel K. Spiegelman holds options on 16,000 shares in total. The Form 4 explicitly lists 16,000 as the total derivative securities beneficially owned following the reported transaction, reflecting the cumulative position after the 6,000-share grant.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SPIEGELMAN DANIEL K

(Last)(First)(Middle)
C/O VTV THERAPEUTICS INC.
3980 PREMIER DRIVE, SUITE 110

(Street)
HIGH POINT NORTH CAROLINA 27265

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
vTv Therapeutics Inc. [ VTVT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Director stock option (right to buy)$35.0806/26/2026A6,000 (1)06/26/2036Class A Common Stock6,000$35.0816,000D
Explanation of Responses:
1. The option vests on the earlier of June 26, 2027, and the date of the 2027 annual general meeting of shareholders, subject to the director's continued service on the board of directors through such vesting.
Remarks:
/s/ Elizabeth Keiley, as Attorney-in-fact06/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)