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Ventyx Biosciences (VTYX) deregisters registered resale shares after merger

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POS AM

Rhea-AI Filing Summary

Ventyx Biosciences, Inc. is filing post-effective amendments to deregister securities previously registered for resale under two Form S-3 registration statements.

The amendments remove registration for up to 11,174,000 shares of common stock (Registration No. 333-278584) and for up to 7,060,100 shares of common stock issuable upon conversion of 70,601 shares of Series A Preferred Stock (Registration No. 333-283076). These removals follow the Merger in which Ventyx became a wholly owned subsidiary of Eli Lilly and Company pursuant to the Merger Agreement dated January 7, 2026, with the Merger effective March 4, 2026.

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Insights

Deregistration is a routine post-closing step tied to the Merger.

The post-effective amendments expressly remove from registration the unsold securities under Registration Nos. 333-278584 and 333-283076, as required by the registration undertakings. The filings state removal of up to 11,174,000 shares and up to 7,060,100 shares, respectively.

These amendments are conditioned on the Merger effective March 4, 2026. Cash‑flow treatment is not stated in the provided excerpt; subsequent filings may detail consideration paid to selling holders.

The Merger triggered termination of the registered resale programs described in the S-3s.

The excerpt ties the deregistration explicitly to the Agreement and Plan of Merger dated January 7, 2026 and the Merger effective March 4, 2026. Each Registration Statement is amended to remove any securities remaining unsold.

Monitor the Merger Agreement (Exhibit 2.1 referenced) and the Form 8-K filed January 7, 2026 for transaction consideration and any holder-specific treatment disclosed there.

As filed with the Securities and Exchange Commission on March 4, 2026

Registration No. 333-278584

Registration No. 333-283076

 

 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-278584

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-283076

FORM S-3

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

Ventyx Biosciences, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   83-2996852

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

Eli Lilly and Company Global Headquarters

Lilly Corporate Center

Indianapolis, Indiana 46285

(317) 276-2000

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

Jonathan R. Haug

President

Ventyx Biosciences, Inc.

Eli Lilly and Company Global Headquarters

Lilly Corporate Center

Indianapolis, Indiana 46285

(317) 276-2000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

Copy to:

Emily Oldshue

Michael D. Beauvais

Ropes & Gray LLP

Prudential Tower, 800 Boylston Street

Boston, Massachusetts 02199

(617) 951-7000

(Approximate date of commencement of proposed sale to the public): Not applicable.

 

 

If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ☐

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ☐

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☐

If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☐

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 
 


DEREGISTRATION OF SECURITIES

These Post-Effective Amendments (these “Post-Effective Amendments”) are being filed by Ventyx Biosciences, Inc. (the “Registrant”) to deregister any and all securities, registered but unsold or otherwise unissued as of the date hereof under the following Registration Statements on Form S-3 (each, a “Registration Statement”, and collectively, the “Registration Statements”) previously filed by the Registrant with the U.S. Securities and Exchange Commission (the “SEC”):

 

   Registration Statement No. 333-278584, filed with the SEC on April 9, 2024, registering the offering and resale by certain selling stockholders from time to time of up to 11,174,000 shares of the Registrant’s common stock, par value $0.0001 per share (“Common Stock”) that were sold and issued to the selling stockholders in a private placement pursuant to a stock purchase agreement, dated March 6, 2024.
   Registration Statement No. 333-283076, filed with the SEC on November 7, 2024, registering the offering and resale by a certain selling stockholder from time to time of up to 7,060,100 shares of Common Stock issuable upon conversion of 70,601 shares of Series A Non-Voting Convertible Preferred Stock (“Series A Preferred Stock”) by the selling stockholder. The shares of Series A Preferred Stock were sold and issued to the selling stockholders in a private placement pursuant to a stock purchase agreement, dated September 23, 2024.

On March 4, 2026, pursuant to an Agreement and Plan of Merger (the “Merger Agreement”), dated as of January 7, 2026, by and among the Registrant, Eli Lilly and Company (“Parent”) and RYLS Merger Corporation (“Merger Sub”), Merger Sub merged with and into the Registrant (the “Merger”), with the Registrant continuing as the surviving corporation and becoming a wholly owned subsidiary of Parent. As a result of the transactions contemplated by the Merger Agreement, the Registrant has terminated any and all offerings and sales of securities pursuant to the Registration Statements. In accordance with the undertakings made by the Registrant in each Registration Statement to remove from registration, by means of a post-effective amendment, any of the securities of the Registrant registered under such Registration Statement which remain unsold at the termination of the offering, the Registrant hereby terminates the effectiveness of each Registration Statement and removes from registration all of the securities that remain unsold under each Registration Statement as of the date hereof, if any. Each Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such securities. After giving effect to these Post-Effective Amendments, there will be no remaining securities registered by the Registrant pursuant to the Registration Statements.

The foregoing description of the Merger, the Merger Agreement and the transactions contemplated thereby does not purport to be complete and is subject to, and qualified in its entirety by, the Merger Agreement, which is attached as Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on January 7, 2026.


SIGNATURE

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused these Post-Effective Amendments to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Indianapolis, State of Indiana, on March 4, 2026.

 

VENTYX BIOSCIENCES, INC.
By:  

/s/ Jonathan R. Haug

Name:   Jonathan R. Haug
Title:   President

No other person is required to sign these Post-Effective Amendments in reliance upon Rule 478 under the Securities Act of 1933, as amended.

FAQ

What did Ventyx (VTYX) deregister in the post-effective amendments?

Ventyx deregistered up to 11,174,000 shares and up to 7,060,100 shares issuable on conversion. The filing cites Registration Nos. 333-278584 and 333-283076 and ties the removals to the Merger effective March 4, 2026.

Why did Ventyx file these post-effective amendments?

Because Ventyx merged into a wholly owned subsidiary of Eli Lilly, the company terminated the registered resale offerings. The amendments remove any unsold securities under the named registration statements after the Merger.

Which registration statements were affected by Ventyx's amendments?

Registration Statement No. 333-278584 (up to 11,174,000 shares) and No. 333-283076 (up to 7,060,100 shares issuable upon conversion of 70,601 Series A Preferred shares) were amended to deregister remaining unsold securities.

Does the filing state who received proceeds from these offerings?

The excerpt does not describe proceeds recipients. It states the offerings were resale registrations for selling stockholders; cash-flow treatment and payments to holders are not described in the provided text.

When did the Merger that prompted deregistration become effective?

The Merger became effective on March 4, 2026, pursuant to the Agreement and Plan of Merger dated January 7, 2026, as cited in the amendments and related Form 8-K.
Ventyx Biosciences, Inc.

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