VUZI (NASDAQ) Form 144: Insider notice to sell 10,000 shares

Rhea-AI Filing Summary

VUZI: A Form 144 filing reports an intention to sell common stock. The notice lists 10,000 shares alongside a NASDAQ identifier and a filing date of 05/21/2026. The filing records prior purchases: 1,000 (07/12/2018), 1,500 (11/13/2018), 1,000 (12/24/2018), 3,000 (11/29/2022), 1,500 (03/09/2022), and 2,000 (05/16/2023).

Key Figures

Filed sale notice: 10,000 shares Purchase lot: 1,000 shares Purchase lot: 1,500 shares +2 more

5 metrics

Filed sale notice 10,000 shares Form 144 listing (05/21/2026)

Purchase lot 1,000 shares Purchased in open market on 07/12/2018

Purchase lot 1,500 shares Purchased in open market on 11/13/2018

Purchase lot 3,000 shares Purchased in open market on 11/29/2022

Purchase lot 2,000 shares Purchased in open market on 05/16/2023

Key Terms

Form 144, purchased in open market, Common

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

purchased in open market market

"Purchased in open market | 07/12/2018"

Common financial

"Common | Rockefeller Capital Management 500 Boylston Street"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Rockefeller Capital Management 500 Boylston Street Suite 1300 Boston MA 02116	10000	47268.31	83158258	05/21/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/12/2018	Purchased in open market	Purchased in open market			1000	07/12/2018	Cash/Check
Common	11/13/2018	Purchased in open market	Purchased in open market			1500	11/13/2018	Cash/Check
Common	12/24/2018	Purchased in open market	Purchased in open market			1000	12/24/2018	Cash/Check
Common	11/29/2022	Purchased in open market	Purchased in open market			3000	11/29/2022	Cash/Check
Common	03/09/2022	Purchased in open market	Purchased in open market			1500	03/09/2022	Cash/Check
Common	05/16/2023	Purchased in open market	Purchased in open market			2000	05/16/2023	Cash/Check

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the VUZI Form 144 report?

The filing reports a proposed sale of common stock under Form 144. It lists an aggregate figure of 10,000 shares with prior purchase dates and amounts for the shares that may be resold.

Who is named in the filing for VUZI sales?

The filing lists an entity at Rockefeller Capital Management, 500 Boylston Street and identifies the securities as Common Stock on NASDAQ with a filing date of 05/21/2026.

Which share lots are shown as previously acquired in the VUZI filing?

The notice records prior open-market purchases: 1,000 (07/12/2018), 1,500 (11/13/2018), 1,000 (12/24/2018), 3,000 (11/29/2022), 1,500 (03/09/2022), and 2,000 (05/16/2023).

Does the Form 144 state proceeds or sale timing for VUZI?

The excerpt does not state pricing, proceeds, or specific sale execution timing. It records the intended resale notice amount and the prior acquisition dates and quantities without listing consideration or execution details.