Welcome to our dedicated page for Vuzix SEC filings (Ticker: VUZI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Vuzix Corporation filings document the reporting record of a Delaware operating company whose common stock trades on the Nasdaq Capital Market under VUZI. Recent disclosures include Form 8-K reports on financial results, unregistered equity sales, material agreements, executive compensation arrangements and business-unit leadership matters.
Proxy materials describe annual meeting proposals, director elections, auditor ratification and advisory executive-compensation voting. The filing record also covers equity incentive plan awards, restricted stock units, performance-based stock awards, Series B Preferred Stock issuance activity and governance matters tied to Vuzix's smart-glasses, waveguide and augmented reality technology business.
Vuzix Corp director Paula Beck Whitten-Doolin reported an open-market sale of 32,000 shares of common stock at a weighted average price of $4.682 per share. According to the filing, the shares were sold to cover her tax liability upon the vesting of equity compensation, making this a tax-related, non-discretionary transaction. After the sale, she directly holds 90,668 shares of Vuzix common stock.
Vuzix Corp director Timothy Heydenreich Harned sold 10,000 shares of Common Stock in an open-market transaction at a weighted-average price of $4.73 per share. According to the filing, the shares were sold to cover his tax liability arising from the vesting of equity compensation.
After this sale, Harned directly holds 318,158 Vuzix shares. The price reflected multiple trades between $4.69 and $4.75, with detailed breakdowns available to regulators and security holders on request.
VUZI: A Form 144 filing reports an intention to sell common stock. The notice lists 10,000 shares alongside a NASDAQ identifier and a filing date of 05/21/2026. The filing records prior purchases: 1,000 (07/12/2018), 1,500 (11/13/2018), 1,000 (12/24/2018), 3,000 (11/29/2022), 1,500 (03/09/2022), and 2,000 (05/16/2023).
Vuzix Corporation reported first quarter 2026 revenue of $1.4 million, down 12% from $1.6 million a year earlier. Lower product sales, particularly reduced unit sales of M400 smart glasses, drove the decline, while engineering services revenue held roughly flat at $0.3 million.
The company posted a gross loss of $0.4 million and a net loss attributable to common shareholders of $7.1 million, or $0.09 per share, improving from an $8.6 million loss, or $0.11 per share, in 2025. Research and development spending rose to $3.0 million as Vuzix invested in new manufacturing equipment, while general and administrative expenses fell sharply to $2.1 million, largely due to lower non-cash stock-based compensation. Management highlighted an ongoing shift toward OEM smart glasses solutions, waveguides and defense-related opportunities.
Vuzix Corporation reported another quarterly loss while strengthening its cash position through equity sales. For the three months ended March 31, 2026, revenue was $1.39 million, down 12% year over year, as product sales fell 21% and engineering services grew 36%.
The company posted a net loss of $7.07 million, improving from a loss of $8.64 million a year earlier, with lower general and administrative expenses and depreciation partly offset by higher research and development spending. Gross margin remained negative, with a gross loss of $0.38 million.
Vuzix ended the quarter with $20.17 million of cash and cash equivalents and positive working capital of $20.78 million, supported by $5.78 million of net proceeds from its at-the-market equity program. Management acknowledges historical losses and cash burn but believes, based on current cash, cost actions, and continued access to capital markets, that substantial doubt about continuing as a going concern has been alleviated.
Russell Grant reported acquisition or exercise transactions in this Form 4 filing.
Vuzix Corp reported that its CFO, Russell Grant, received a grant of 193,258 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. This award increases his direct RSU holdings to 193,258 units.
According to the terms, 50% of the RSUs, or 96,629 units, vest based on time, in three equal installments on December 15, 2026, December 15, 2027, and December 15, 2028. The remaining 50% (96,629 RSUs) will vest only if specified performance goals are achieved up to December 31, 2028, and this performance-based portion can increase to as many as 144,943 RSUs if certain bonus targets are met.
Vuzix Corp President and CEO Paul J Travers received a grant of 477,178 Restricted Stock Units (RSUs), each representing the right to receive one share of common stock. All RSUs were acquired at no cash cost in a compensation-related award, not an open‑market purchase.
Half of the grant, 238,589 RSUs, vests over time in three equal installments on December 15, 2026, 2027, and 2028. The remaining 238,589 RSUs vest only if specified performance goals are achieved up to December 31, 2028, and this performance-based portion can increase to as many as 357,884 RSUs if certain bonus targets are met.
Vuzix Corporation reported new equity awards for its top executives. On April 29, 2026, the company granted 477,178 restricted stock units (RSUs) to CEO Paul Travers and 193,258 RSUs to CFO Grant Russell under its 2023 Equity Incentive Plan.
Half of each grant will vest over time, with one-third vesting on December 15, 2026, one-third on December 15, 2027, and one-third on December 15, 2028. The remaining half is tied to performance goals that may be earned, and potentially increased up to 150% of that performance-based portion, based on achievements through December 31, 2028.
Vuzix Corporation has issued its proxy statement for the 2026 annual meeting, to be held in person on June 16, 2026 at 11:00 a.m. Eastern at the RIT Inn & Conference Center in Henrietta, New York. Stockholders of record as of April 20, 2026, when 83,158,258 common shares were outstanding, may vote.
Shareholders are asked to elect five directors, ratify Withum Smith+Brown, PC as independent auditor for 2026, and approve an advisory say‑on‑pay resolution for named executive officers. Large holders include Quanta Computer Inc. at 13.6%, State Street at 8.7% and BlackRock at 5.4% of common stock.
In 2025, CEO Paul Travers received total compensation of $1,449,855, while CFO Grant Russell received $858,244, with pay programs emphasizing equity-based, performance‑linked awards. The audit committee notes a prior going‑concern emphasis and a 2023 internal‑control material weakness that was remediated in 2024, and confirms auditor independence.