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Vuzix Corp (VUZI) awards 29,412 RSUs to director vesting in 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Whitten-Doolin Paula Beck reported acquisition or exercise transactions in this Form 4 filing.

Vuzix Corp director Whitten-Doolin Paula Beck received a grant of 29,412 restricted share units (RSUs) under the Vuzix Corp 2023 Equity Incentive Plan. Each RSU represents a contingent right to one common share and will vest on June 30, 2027, subject to her continued service. After this award, she holds 120,080 common shares and RSUs in total, including 90,668 shares of common stock.

Positive

  • None.

Negative

  • None.
Insider Whitten-Doolin Paula Beck
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 29,412 $0.00 --
Holdings After Transaction: Common Stock — 120,080 shares (Direct)
Footnotes (1)
  1. The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs"). The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The 29,412 RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service. The total reported in Column 5 includes (i) the 29,412 newly awarded RSUs, of which 0 have vested and (ii) 90,668 shares of common stock.
RSUs Granted 29,412 RSUs Restricted share units granted to director on 2026-07-15
Total Holdings After Grant 120,080 shares Common stock and RSUs beneficially owned following the reported transaction
Common Shares Held 90,668 shares Shares of Vuzix common stock held in addition to the RSUs
Vesting Date June 30, 2027 Date on which the 29,412 RSUs are scheduled to vest, subject to continued service
Vested RSUs from New Grant 0 RSUs Number of the 29,412 newly awarded RSUs that have vested as of the report
restricted share units ("RSUs") financial
"The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs")."
2023 Equity Incentive Plan financial
"The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan."
contingent right to receive financial
"Each RSU represents a contingent right to receive one share of common stock upon vesting."
vesting financial
"The 29,412 RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transaction did Vuzix Corp (VUZI) report in this Form 4?
Vuzix reported that director Whitten-Doolin Paula Beck received a grant of 29,412 restricted share units (RSUs). The RSUs were issued at $0.00 per share under the company’s 2023 Equity Incentive Plan as equity compensation.

When do the 29,412 RSUs granted to the Vuzix (VUZI) director vest?
The 29,412 RSUs granted to the Vuzix director vest on June 30, 2027. Vesting is contingent on the reporting person’s continued service with the company through that date, after which each RSU converts into one common share.

How many Vuzix (VUZI) shares and RSUs does the director hold after this grant?
Following the award, the director holds a total of 120,080 Vuzix common shares and RSUs. This amount includes 29,412 newly awarded RSUs, none of which have vested yet, and 90,668 shares of common stock held outright.

Is the Vuzix (VUZI) RSU grant to the director a market purchase or a compensation award?
The transaction is a compensation award, not a market purchase. The director received 29,412 RSUs at a reported price of $0.00 per share, granted pursuant to an RSU agreement and the 2023 Equity Incentive Plan.

What does each RSU granted to the Vuzix (VUZI) director represent?
Each RSU represents a contingent right to receive one share of Vuzix common stock upon vesting. For this grant, 29,412 RSUs will convert into the same number of common shares if service conditions are met by June 30, 2027.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Whitten-Doolin Paula Beck
(Last)(First)(Middle)
25 HENDRIX ROAD, SUITE A
(Street)
WEST HENRIETTA NEW YORK 14586
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026A(1)29,412A$0120,080(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs"). The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The 29,412 RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service.
2. The total reported in Column 5 includes (i) the 29,412 newly awarded RSUs, of which 0 have vested and (ii) 90,668 shares of common stock.
/s/ Puala Whitten-Doolin07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR