Vuzix Corp (VUZI) director granted 29,412 RSUs vesting 2027

Rhea-AI Filing Summary

MacKinnon Alasdair John reported acquisition or exercise transactions in this Form 4 filing.

Vuzix Corp director Alasdair John MacKinnon received a grant of 29,412 restricted share units (RSUs), each representing a contingent right to one share of common stock. The RSUs vest on June 30, 2027, subject to continued service. After this award, his directly reported holdings total 94,707 shares, including 65,295 restricted stock awards, of which 55,295 have vested.

Insider Trade Summary

Net Buyer: 29,412 shares

Net Buy 1 txn

Insider MacKinnon Alasdair John

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	29,412	$0.00	--

Holdings After Transaction: Common Stock — 94,707 shares (Direct)

Footnotes (1)

1. The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs"). The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The 29,412 RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service. The total reported in Column 5 includes (i) the 29,412 newly awarded RSUs, of which 0 have vested and (ii) 65,295 restricted stock awards, of which 55,295 have vested.

Key Figures

RSUs Granted: 29,412 units Vesting Date: June 30, 2027 Total Direct Holdings After Grant: 94,707 shares +3 more

6 metrics

RSUs Granted 29,412 units Restricted share units granted to director on 2026-07-15

Vesting Date June 30, 2027 RSUs vest on this date, subject to continued service

Total Direct Holdings After Grant 94,707 shares Amount of securities beneficially owned following the reported transaction

Restricted Stock Awards 65,295 shares Restricted stock awards included in total holdings; 55,295 have vested

Vested Restricted Stock 55,295 shares Portion of restricted stock awards that has already vested

Transaction Price $0.0000 per share Reported price per share for the RSU grant

Key Terms

restricted share units ("RSUs"), Vuzix Corp. 2023 Equity Incentive Plan, restricted stock awards

3 terms

restricted share units ("RSUs") financial

"The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs")."

Vuzix Corp. 2023 Equity Incentive Plan financial

"The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan."

restricted stock awards financial

"includes (i) the 29,412 newly awarded RSUs ... and (ii) 65,295 restricted stock awards, of which 55,295 have vested."

Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/17/2026 - 04:25 PM Accepted by SEC EDGAR 07/17/2026 - 04:24 PM Learn about SEC filing dates

FAQ

What insider transaction did Vuzix (VUZI) report for director Alasdair John MacKinnon?

Vuzix reported that director Alasdair John MacKinnon received 29,412 restricted share units (RSUs) as an equity award. The RSUs were granted under the Vuzix Corp. 2023 Equity Incentive Plan and are not an open-market stock purchase.

How many Vuzix (VUZI) shares does director MacKinnon hold after the latest RSU grant?

Following the grant, MacKinnon’s directly reported holdings total 94,707 shares. This figure includes 29,412 newly awarded RSUs and 65,295 restricted stock awards, of which 55,295 have already vested, according to the filing footnotes.

When do the 29,412 RSUs granted to Vuzix (VUZI) director MacKinnon vest?

The 29,412 RSUs granted to MacKinnon vest on June 30, 2027, subject to his continued service. Only after vesting does each RSU convert into one share of Vuzix common stock, as described in the grant footnote.

What does each RSU granted to Vuzix (VUZI) director MacKinnon represent?

Each RSU represents a contingent right to receive one share of Vuzix common stock upon vesting. Until vesting, the RSUs are not actual shares but rights that convert into shares if the service-based conditions are satisfied.

Was cash paid for the 29,412 Vuzix (VUZI) RSUs awarded to director MacKinnon?

No cash purchase was reported; the Form 4 lists a transaction price per share of $0.0000. This indicates the RSUs were granted as equity compensation rather than acquired through an open-market cash transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MacKinnon Alasdair John

(Last) (First) (Middle)

25 HENDRIX ROAD, SUITE A

(Street)

WEST HENRIETTA NEW YORK 14586

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/15/2026		A(1)		29,412	A	$0	94,707(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs"). The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The 29,412 RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service.

2. The total reported in Column 5 includes (i) the 29,412 newly awarded RSUs, of which 0 have vested and (ii) 65,295 restricted stock awards, of which 55,295 have vested.

	/s/ Alasdair MacKinnon	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)