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Vuzix Corp (VUZI) director receives 29,412 RSUs vesting June 2027

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Harned Timothy Heydenreich reported acquisition or exercise transactions in this Form 4 filing.

Vuzix Corp director Harned Timothy Heydenreich received an equity award of 29,412 restricted share units (RSUs) on July 15, 2026. Each RSU represents a contingent right to receive one share of common stock and will vest on June 30, 2027, subject to his continued service. Following this grant, he directly holds 29,412 RSUs and 318,158 shares of common stock, totaling 347,570 securities beneficially owned.

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Insider Harned Timothy Heydenreich
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 29,412 $0.00 $0.00
Holdings After Transaction: Common Stock — 347,570 shares (Direct)
Footnotes (2)
  1. F1. The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs"). The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The 29,412 RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service.
  2. F2. The total reported in Column 5 includes (i) the 29,412 newly awarded RSUs, of which 0 have vested and (ii) 318,158 shares of common stock.
RSUs granted 29,412 RSUs Restricted share units awarded on July 15, 2026
Vesting date June 30, 2027 RSUs vest subject to continued service
Common shares held 318,158 shares Shares of common stock beneficially owned after the award
Total direct holdings 347,570 securities Sum of common shares and newly awarded RSUs after transaction
Award price $0.0000 per share Grant, award, or other acquisition of RSUs
restricted share units financial
"receipt of 29,412 restricted share units ("RSUs"). The RSUs were granted"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
Vuzix Corp. 2023 Equity Incentive Plan financial
"RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan."
contingent right financial
"Each RSU represents a contingent right to receive one share of common stock"
vesting financial
"RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Vuzix Corp (VUZI) report in this Form 4?

Vuzix Corp reported that director Harned Timothy Heydenreich received an award of 29,412 restricted share units (RSUs) on July 15, 2026. The award is equity compensation, not an open-market stock purchase or sale.

When do the 29,412 RSUs granted to the VUZI director vest?

The 29,412 RSUs granted to the Vuzix Corp (VUZI) director will vest on June 30, 2027. Vesting is subject to his continued service with the company through that date, according to the award terms.

How many Vuzix Corp (VUZI) securities does the director hold after this RSU award?

After the award, the director directly holds 347,570 Vuzix securities, consisting of 29,412 RSUs and 318,158 shares of common stock. This total reflects his beneficial ownership reported following the July 15, 2026 grant.

What plan governs the 29,412 RSUs granted by Vuzix Corp (VUZI)?

The 29,412 RSUs were granted under the Vuzix Corp. 2023 Equity Incentive Plan. The award is documented in an applicable RSU agreement and represents equity-based compensation for the director’s service to the company.

Does the Vuzix Corp (VUZI) director pay cash for the 29,412 RSUs?

No cash payment is indicated; the RSUs were reported with a per-share price of $0.0000. This reflects a grant or award of equity compensation rather than a market purchase of Vuzix common stock.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Harned Timothy Heydenreich

(Last)(First)(Middle)
25 HENDRIX ROAD, SUITE A

(Street)
WEST HENRIETTA NEW YORK 14586

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026A(1)29,412A$0347,570(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported transaction involved the Reporting Person's receipt of 29,412 restricted share units ("RSUs"). The RSUs were granted pursuant to the applicable RSU agreement and the Vuzix Corp. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The 29,412 RSUs shall vest on June 30, 2027, subject to the Reporting Person's continued service.
2. The total reported in Column 5 includes (i) the 29,412 newly awarded RSUs, of which 0 have vested and (ii) 318,158 shares of common stock.
/s/ Timothy Harned07/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)