[Form 3] Vuzix Corp Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Vuzix Corp reporting person Christopher Iain Parkinson filed an initial Form 3 disclosing direct ownership of 2,250 shares of Vuzix common stock (ticker: VUZI). The filing lists Parkinson's address in West Henrietta, NY and his role as President, Vuzix Enterprise Solutions and an officer/director of the issuer. The reported event date is 09/03/2025 and the form is signed 09/19/2025.

Positive

• Initial Form 3 filed disclosing direct ownership of 2,250 shares, fulfilling Section 16(a) reporting requirements

Negative

• None.

Insights

Financial Analyst

TL;DR: Initial insider disclosure of a small direct holding of 2,250 shares; routine compliance filing with limited market impact.

This Form 3 provides a standard initial disclosure by an officer/director showing direct beneficial ownership of 2,250 shares. The position size is small relative to a public company issuance and the filing contains no derivative holdings or other transactions. From a financial perspective, this is a compliance item rather than a material corporate development.

Corporate Governance Expert

TL;DR: Proper Section 16(a) reporting by an executive; documents role and direct share ownership without indicating changes or related-party arrangements.

The filing meets Section 16(a) initial-reporting requirements by identifying the reporting person, title (President, Vuzix Enterprise Solutions), address, and direct ownership amount. There are no indirect holdings, derivative instruments, or amendments disclosed. This record supports transparency but does not reveal governance issues or significant equity positions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Parkinson Christopher Iain

(Last) (First) (Middle)

25 HENDRIX ROAD, SUITE A

(Street)

WEST HENRIETTA NY 14586

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/03/2025

3. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2,250	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

President Vuzix Enterprise Solutions

	/s/ Chris Parkinson	09/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Christopher Iain Parkinson disclose on the Form 3 for VUZI?

The Form 3 discloses direct ownership of 2,250 shares of Vuzix common stock and lists his role as President, Vuzix Enterprise Solutions.

When is the event date reported on the VUZI Form 3?

The event date reported on the Form 3 is 09/03/2025, with the form signed on 09/19/2025.

Does the Form 3 for VUZI show any derivative holdings or indirect ownership?

No. The filing shows only direct ownership of common stock and does not report any derivative securities or indirect beneficial ownership.

What role does the reporting person hold at Vuzix according to the filing?

The filing identifies the reporting person as an officer/director and specifically as President, Vuzix Enterprise Solutions.