Vuzix (VUZI) Form 3: Director Alasdair MacKinnon Reports 0 Shares

Form 3 filed for Vuzix Corp (VUZI) by Alasdair John MacKinnon reports his initial beneficial ownership statement as a director.

Rhea-AI Filing Summary

Form 3 filed for Vuzix Corp (VUZI) by Alasdair John MacKinnon reports his initial beneficial ownership statement as a director. The filing shows 0 shares of common stock beneficially owned and indicates the form was required by an event on 08/05/2025. The submission is signed by the reporting person on 09/25/2025. No derivative securities or indirect ownership are disclosed.

Insights

Corporate Governance Expert

TL;DR: Routine initial Form 3 showing a director currently holds no reported common stock or derivatives.

The filing documents that Alasdair John MacKinnon is a director of Vuzix Corp and has reported no direct or indirect beneficial ownership of common stock or derivative securities as of the stated event date. This is a standard disclosure under Section 16; it neither changes company capital structure nor signals a material governance event. Investors receive transparency about insider status but no position data to assess alignment with shareholders.

Securities Analyst

TL;DR: Non-material Form 3; no holdings reported, so no immediate market or valuation impact.

This initial statement confirms compliance with reporting obligations for a newly reportable person. Because the reported amount of common stock is zero and there are no derivative holdings, there is no effect on outstanding share counts or immediate indication of insider buying or selling. The filing is informational and routine.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider MacKinnon Alasdair John

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who filed the Form 3 for VUZI?

The Form 3 was filed by Alasdair John MacKinnon, who is identified as a director of Vuzix Corp.

How many Vuzix (VUZI) shares does the reporting person own according to this Form 3?

The filing reports 0 shares of common stock beneficially owned by the reporting person.

What date triggered the reporting obligation on this Form 3?

The event requiring the statement is dated 08/05/2025.

Does the Form 3 disclose any derivative securities for VUZI?

No. The filing shows no derivative securities (options, warrants, convertible securities) beneficially owned.

When was the Form 3 signed by the reporting person?

The Form 3 bears the reporting person's signature dated 09/25/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 09/25/2025 - 05:14 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

MacKinnon Alasdair John

(Last) (First) (Middle)

25 HENDRIX ROAD, SUITE A

(Street)

WEST HENRIETTA NY 14586

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2025

3. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Alasdair MacKinnon	09/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.