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Vaxart, Inc. (VXRT) SEC Filings

VXRT OTC

Welcome to our dedicated page for Vaxart SEC filings (Ticker: VXRT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Vaxart, Inc. filings document a clinical-stage biotechnology issuer focused on oral recombinant pill vaccines and a common stock quoted on the OTCQX Best Market under the symbol VXRT. The company’s regulatory record includes financial-result 8-K reports, registration statements and registration-rights disclosures tied to common stock financing, and exhibits covering material agreements.

The filings also cover board appointments and independence determinations, lease terminations and facility changes, capital structure items, revenue categories such as government contract and collaboration revenue, and formal market-status records, including a Form 25 for removal of the common stock from Nasdaq listing and registration.

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Vaxart, Inc. (VXRT) reported that its Board of Directors approved two governance policies on September 3, 2026. A new Director Resignation Policy requires any director who receives more "withhold" votes than "for" votes in an uncontested election to promptly tender a written resignation after certification of the stockholder vote. The Nominating and Governance Committee must review the offer and recommend whether to accept or reject it, and the Board must act on that recommendation within 90 days of vote certification.

The Board also adopted a Director Stock Ownership Policy, setting a target ownership level for non-employee directors equal to two times the current annual cash retainer for Board service, excluding committee or other incremental fees. Compliance will be measured annually as of December 31 using a 90-day simple moving average of the Company’s common stock price, and includes directly and indirectly owned shares as well as service-based restricted stock and restricted stock units.

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Vaxart, Inc. (VXRT) reports that its Board of Directors has created two new committees: a Clinical and Regulatory Affairs Committee and a Stockholder Engagement Committee. The new Clinical and Regulatory Affairs Committee will review and provide oversight and advice on Vaxart’s research, clinical, and regulatory programs on behalf of the Board, and consists of James B. Breitmeyer, M.D., Ph.D. (Chair) and David Wheadon, M.D.. The Stockholder Engagement Committee will oversee the advancement of the company’s relations with stockholders, and consists of W. Mark Watson (Interim Chair) and Steven Lo. Under a Cooperation Agreement dated July 1, 2026, Vaxart anticipates appointing a new director in the future to serve as Chair of the Stockholder Engagement Committee. Vaxart notes that its common stock is quoted on the OTCQX Best Market under the symbol VXRT and includes a standard forward-looking statements disclaimer regarding the anticipated new director appointment.

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Vaxart, Inc. reported Q2 2026 revenue of $27.2 million, including $24.3 million from HHS BARDA contracts and $2.9 million from its Dynavax/Sanofi collaboration. For the first half of 2026, revenue was $66.4 million, compared with $60.6 million a year earlier.

Research and development expenses declined year over year, and six‑month net loss was $8.3 million versus $30.6 million in 2025, with slightly positive operating cash flow of $0.7 million. Cash, cash equivalents and short‑term investments totaled $64.0 million as of June 30, 2026.

Management states these resources are not sufficient to fund planned operations for 12 months and raises substantial doubt about continuing as a going concern, even though current plans project runway into the second quarter of 2027. BARDA’s Phase 2b COVID‑19 ATI‑RRPV contract was amended, reducing authorized funding from $460.7 million to $344.8 million. Capital access tools include an unused $50 million at‑the‑market program and a $25.0 million equity line with Lincoln Park, under which only $44,000 has been drawn. Previously disclosed securities litigation has been resolved through a 2022 settlement and a 2026 jury verdict in favor of a co‑defendant, with an opt‑out case dismissed.

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Vaxart, Inc. reported its business update and financial results for the quarter ended June 30, 2026. The company released topline data from a 400-person sentinel cohort in its Phase 2b COVID-19 trial, showing safety of its oral pill vaccine compared with an approved mRNA comparator. Topline efficacy and safety data from the approximately 5,000-participant main cohort are anticipated in the first half of 2027.

For the second quarter of 2026, Vaxart reported revenue of $27.2 million, compared with $39.7 million a year earlier, and a net loss of $13.5 million. Revenue for the first six months of 2026 was $66.4 million. Cash, cash equivalents and investments totaled $64.0 million as of June 30, 2026, giving the company a stated cash runway into the second quarter of 2027.

Vaxart plans a live stockholder fireside chat on August 7, 2026 at 4:30 p.m. ET, accessible via webcast in the investor section of its website, to address frequently asked stockholder questions and discuss these updates.

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Vaxart, Inc., a Delaware corporation whose common stock is quoted on the OTCQX Best Market under the symbol VXRT, reported changes to the structure of its Board committees.

On July 27, 2026, the Board approved a reorganization of the Nominating and Governance Committee and the Compensation Committee, effective August 1, 2026. Kevin P. Finney was appointed chair of the Nominating and Governance Committee, which will also include David Wheadon, M.D. The Compensation Committee will be chaired by James B. Breitmeyer, M.D., Ph.D., with Elaine J. Heron, Ph.D. and W. Mark Watson serving as members.

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Vaxart director Kevin Finney reported equity awards dated July 16, 2026. He received 39,400 shares of Common Stock upon vesting of restricted stock units, bringing his direct holdings to 244,171 shares. He was also granted 78,700 stock options with a $0.5149 exercise price, expiring July 16, 2036. Both the RSU shares and options vest on the earlier of the date immediately prior to Vaxart’s 2027 annual meeting of stockholders and July 16, 2027, the first anniversary of the grant.

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Vaxart, Inc. director James B. Breitmeyer reported equity awards dated July 16, 2026. He acquired 8,315 shares of common stock in connection with restricted stock units that will vest on the earlier of the date immediately prior to the 2027 annual stockholder meeting and July 16, 2027, bringing his direct holdings to 87,115 shares. He was also granted options on 16,610 shares at an exercise price of $0.5149 per share, expiring July 16, 2036, with the options subject to the same vesting schedule.

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Vaxart, Inc. director Elaine J Heron reported equity compensation awards dated July 16, 2026. She acquired 39,400 shares of Common Stock in connection with restricted stock units, bringing her direct common share holdings to 135,966. She was also granted 78,700 Stock Options to buy Common Stock at an exercise price of $0.5149 per share, expiring on July 16, 2036. Footnotes state that both the restricted stock unit award and the option award vest on the earlier of the date immediately prior to Vaxart’s 2027 annual meeting of stockholders and July 16, 2027.

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Vaxart, Inc. director Watson W. Mark reported compensation-related equity awards. He acquired 39,400 shares of common stock at no cost in connection with restricted stock units, and a grant of 78,700 stock options with a $0.5149 exercise price, expiring July 16, 2036. Both the shares and options are scheduled to vest on the earlier of the date immediately prior to Vaxart’s 2027 annual stockholders’ meeting and July 16, 2027. Following these awards, he directly holds 173,525 common shares and 78,700 options.

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Vaxart, Inc. director David E. Wheadon received equity awards on July 16, 2026. He was granted 39,400 shares of common stock, bringing his direct holdings to 86,150 shares, plus stock options for 78,700 shares at an exercise price of $0.5149, expiring July 16, 2036. Both the stock award and options vest on the earlier of the date immediately prior to Vaxart’s 2027 annual meeting of stockholders and July 16, 2027, the first anniversary of the grant.

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FAQ

How many Vaxart (VXRT) SEC filings are available on StockTitan?

StockTitan tracks 76 SEC filings for Vaxart (VXRT), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Vaxart (VXRT)?

The most recent SEC filing for Vaxart (VXRT) was filed on September 14, 2026.