[144] WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Westinghouse Air Brake Technologies Corp (WAB) reports a proposed sale of 10,789 shares of Class A common stock through Goldman Sachs & Co. LLC, with an aggregate market value of $2,037,178.98 and an approximate sale date of 09/12/2025 on the NYSE. The shares were acquired by the seller on 03/03/2025 as restricted stock awards and were paid as compensation. The filing also lists recent small sales by Rafael Santana & Rachel Santana (six transactions of 886 shares each) between 06/17/2025 and 08/21/2025, with gross proceeds shown for each trade.

Positive

• Disclosure provided under Rule 144 showing transparency about the planned sale
• Securities were acquired as compensation (restricted stock awards), clearly documented with acquisition and payment dates
• Broker and proposed sale date disclosed (Goldman Sachs & Co. LLC; 09/12/2025), enabling market clarity

Negative

• Insider intends to sell 10,789 shares (aggregate value $2,037,178.98), which may be viewed negatively by some investors
• Filer identification details such as full CIK or signer name are not present in the provided text

Insights

Financial Analyst

TL;DR: Insider plans to sell restricted shares granted in March, totaling 10,789 shares ($2.04M) via Goldman Sachs on NYSE.

The filing documents a routine Rule 144 notice: securities were acquired as compensation and the filer intends to sell them through a broker on the NYSE. The disclosed aggregate market value gives a clear estimate of the transaction size. Recent small sales by Rafael and Rachel Santana are listed, showing active dispositions over the past three months. There is no earnings or operational data in this filing to assess broader company performance.

Corporate Governance Expert

TL;DR: This is a compliance disclosure of planned insider sales following award vesting, fulfilling Rule 144 requirements.

The notice states the shares were received as restricted stock awards and that the seller affirms no undisclosed material adverse information. The submission names the executing broker and provides dates and proceeds for recent sales, which supports regulatory transparency. The filing contains standard representations and a signature block requirement, but does not include the filers full identifying CIK or explicit signer name in the provided text.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	10789	2037178.98	170953177	09/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	03/03/2025	Acquired as compensation - Restricted Stock Awards	The Issuer			10789	03/03/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Rafael Santana & Rachel Santana JTWROS 30 Isabella Street Pittsburgh PA 15212	Class A Common Stock	06/17/2025	886	178286.86
Rafael Santana & Rachel Santana JTWROS 30 Isabella Street Pittsburgh PA 15212	Class A Common Stock	06/18/2025	886	178665.53
Rafael Santana & Rachel Santana JTWROS 30 Isabella Street Pittsburgh PA 15212	Class A Common Stock	07/07/2025	886	189025
Rafael Santana & Rachel Santana JTWROS 30 Isabella Street Pittsburgh PA 15212	Class A Common Stock	07/08/2025	886	189145.23
Rafael Santana & Rachel Santana JTWROS 30 Isabella Street Pittsburgh PA 15212	Class A Common Stock	08/20/2025	886	170849.42
Rafael Santana & Rachel Santana JTWROS 30 Isabella Street Pittsburgh PA 15212	Class A Common Stock	08/21/2025	886	170026.86

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many WAB shares does the filer propose to sell?

The filer proposes to sell 10,789 shares of Class A common stock.

What is the aggregate market value of the proposed sale for WAB?

The aggregate market value is reported as $2,037,178.98.

When were the shares being sold acquired by the filer?

The shares were acquired on 03/03/2025 as restricted stock awards and paid as compensation on the same date.

Which broker is handling the proposed WAB sale and on which exchange?

The broker is Goldman Sachs & Co. LLC and the proposed sale is on the NYSE.

Does the filing list recent sales by the seller?

Yes; six recent sales of 886 shares each by Rafael Santana & Rachel Santana between 06/17/2025 and 08/21/2025 are listed with gross proceeds.

Is the filer required to state they have no undisclosed material information?

Yes; the filing includes the representation that the person does not know any material adverse information not publicly disclosed.