[144] WAFD INC SEC Filing

Rhea-AI Filing Summary

Form 144 notice for WAFD, Inc. The filer reports an intended sale of 1,004 common shares on 09/17/2025 through Fidelity Brokerage Services (NASDAQ). The aggregate market value of the shares at filing is $31,837.32 and the company shows 78,792,054 shares outstanding. The securities were acquired on 07/27/2021 by restricted stock vesting from the issuer and were received as compensation. The filer reports no securities sold in the past three months. Several standard filer and issuer identification fields in the form (including filer CIK/CCC and issuer address details) are not provided in the content.

Positive

• Clear transaction details: number of shares, aggregate value, execution date, broker, and exchange are provided
• Acquisition source disclosed: securities were acquired via restricted stock vesting and listed as compensation
• No recent sales: the filer reports nothing to report for sales in the past three months, indicating this is not part of a rapid disposal pattern

Negative

• Missing filer/issuer identifiers: CIK/CCC and issuer contact fields are not provided in the content
• Limited context: the filing does not include the filer’s relationship to the issuer or signature/confirmation details in the excerpt

Insights

Securities Analyst

TL;DR: Routine Form 144 filing to sell a small number of vested restricted shares; limited market impact.

This notice documents a proposed sale of 1,004 common shares valued at $31,837.32 to be executed through Fidelity on NASDAQ. The shares were acquired via restricted stock vesting on 07/27/2021 and treated as compensation. Relative to the reported 78,792,054 shares outstanding, the proposed sale equals approximately 0.0013% of the outstanding float, implying negligible dilution or market impact. The filer also indicates no sales in the prior three months, consistent with a non-routine but small disposition of vested equity.

Corporate Governance Expert

TL;DR: Compliance-focused disclosure with some missing identification fields; not a material governance event.

The form includes the required declaration that the seller is unaware of material non-public information and notes the transaction stems from compensation (restricted stock vesting). Several identifying items (filer CIK/CCC and certain issuer contact fields) are absent in the provided content, which may reflect an excerpt or redaction rather than noncompliance. As filed, the notice represents a routine insider/employee sale rather than a governance change or executive departure.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1004	31837.32	78792054	09/17/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/27/2021	Restricted Stock Vesting	Issuer			1004	07/27/2021	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What is being reported in the WAFD Form 144 filing?

The filing reports a proposed sale of 1,004 common shares of WAFD with an aggregate market value of $31,837.32 to be sold on 09/17/2025 via Fidelity on NASDAQ.

How and when were the shares being sold acquired?

The shares were acquired on 07/27/2021 through restricted stock vesting from the issuer, with payment characterized as compensation.

Does the filer report any other sales in the past three months?

No. The form states Nothing to Report for securities sold during the past three months.

What broker and exchange are listed for the sale?

The sale lists Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI 02917 as broker and NASDAQ as the exchange.

How large is the proposed sale relative to shares outstanding?

The filing shows 78,792,054 shares outstanding; the proposed sale of 1,004 shares equals roughly 0.0013% of outstanding shares.