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WAFD COO Robison reports 2,105-share payment

Kim E. Robison's reported direct holdings after the transaction were 114,865 shares, including 58,595 stock units awarded pursuant to a supplemental retirement plan.

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Form Type
4

Rhea-AI Filing Summary

WAFD Inc. EVP & Chief Operations Officer Kim E. Robison reported 2,105 common shares delivered or withheld for payment of exercise price or tax liability on October 31, 2026, at a reported $29.35 per share. Direct holdings after the transaction were 114,865 shares. Those holdings include 58,595 stock units awarded pursuant to a Supplemental Executive Retirement Plan for Robison’s benefit, and shares acquired in dividend reinvestment transactions.

Insider Robison Kim E
Role EVP & Chief Operations Officer
Type Security Shares Price Value
Exercise Price or Tax Liability Common Stock F1, F2 2,105 $29.35 $62K
Holdings After Transaction: Common Stock — 114,865 shares (Direct)
Holdings Before and After: Common Stock, 116,970 to 114,865 shares (Direct)
Footnotes (2)
  1. F1. Includes 58,595 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
  2. F2. Holdings include shares acquired in dividend reinvestment transactions.
Shares delivered or withheld 2,105 shares Payment of exercise price or tax liability on October 31, 2026
Reported transaction price $29.35 per share October 31, 2026 transaction
Direct holdings after transaction 114,865 shares After the October 31, 2026 transaction
SERP stock units included in holdings 58,595 stock units Awarded pursuant to a Supplemental Executive Retirement Plan for the reporting person's benefit
Supplemental Executive Retirement Plan financial
"58,595 stock units awarded pursuant to a Supplemental Executive Retirement Plan"
dividend reinvestment transactions financial
"shares acquired in dividend reinvestment transactions"
exercise price or tax liability financial
"payment of exercise price or tax liability by delivering or withholding securities"

FAQ

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How many WAFD shares were reported for Kim E. Robison's exercise-price or tax-liability payment?

Kim E. Robison had 2,105 common shares delivered or withheld for payment of exercise price or tax liability on October 31, 2026. The reported price was $29.35 per share, and direct holdings after the transaction were 114,865 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Robison Kim E

(Last)(First)(Middle)
425 PIKE STREET

(Street)
SEATTLE WASHINGTON 98101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WAFD INC [ WAFD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Chief Operations Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/31/2026F2,105D$29.35114,865(1)(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 58,595 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
2. Holdings include shares acquired in dividend reinvestment transactions.
Remarks:
Kelli Holz, Attorney-in-fact11/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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