Welcome to our dedicated page for WESTERN ALLIANCE BANCORPORATION SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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WESTERN ALLIANCE BANCORPORATION (WAL) reported transactions by Chief Financial Officer Vishal Idnani involving 123 cash-settled restricted stock units and related common shares on August 15, 2026. 123 units, each economically equivalent to one common share, were settled into 123 shares of common stock at a price of $0.00 per share. The same day, 123 common shares were disposed of to the issuer at $82.32 per share, resulting in no net change in common share holdings from these steps. Following the settlement, Idnani held 3,674 cash-settled restricted stock units, which vest monthly from March 2026 through February 2029.
WESTERN ALLIANCE BANCORPORATION (WAL) reported that Chairman, President & CEO Kenneth Vecchione had cash-settled restricted stock units vest on August 15, 2026, that are each the economic equivalent of one share of common stock. In connection with these vestings, he acquired 539, 437 and 595 common shares at $0.00 per share through derivative exercises and, in separate transactions, returned 539, 437 and 595 common shares to the issuer at $82.32 per share. Indirect holdings reported include 1,950 common shares in a 401(k) plan as of August 6, 2026, and 750 common shares held in the Darcy Vecchione UTMA (daughter) account. The filing indicates these transactions were not made pursuant to a Rule 10b5-1 trading plan.
WESTERN ALLIANCE BANCORPORATION (WAL) officer Tim R. Bruckner reported routine compensation-related activity involving cash-settled restricted stock units on August 15, 2026. Three tranches of units, each economically equivalent to common shares, vested and were settled in cash.
The Form 4 shows derivative exercises of 158, 115, and 142 cash-settled RSUs, matched by corresponding common stock entries acquired at $0.00 and then disposed to the issuer at $82.32 per share. Footnotes clarify the awards vest 1/36th monthly over 36-month periods and are payable solely in cash, with no post-transaction share holdings reported.
WESTERN ALLIANCE BANCORPORATION (WAL) reported insider equity activity by Vice Chair and CBO, Deposits, Dale Gibbons. On 2026-08-15 he exercised cash settled restricted stock units economically equivalent to common stock into 726 shares of common stock at $0.00 per share and on the same date disposed 726 shares to the issuer at $82.32 per share. A separate line reflects 612 shares of common stock held indirectly in a 401K Plan, including employer match as of 8/6/2026.
Western Alliance Bancorporation (WAL) executive Timothy W. Boothe, Chief Administration Officer, reported the vesting and cash settlement of cash-settled restricted stock units (RSUs) economically equivalent to 235 shares of common stock in three tranches (97, 69 and 69 units) on August 15, 2026. Corresponding entries show acquisitions of 235 common shares at $0.00 and matching dispositions of 235 shares to the issuer at $82.32 per share, resulting in no net common-share change from these transactions. He also reports 325 common shares held indirectly through his spouse, Alvina Boothe.
WESTERN ALLIANCE BANCORPORATION (WAL) reported that its CLO & Secretary, Jessica H. Jarvi, exercised cash settled restricted stock units representing a total of 168 units, each economically equivalent to one share of common stock. Matching amounts of common stock (58, 46 and 64 shares) were acquired at $0.00 per share and immediately disposed of to the issuer at $82.32 per share, resulting in no net change in directly held common shares. Jarvi also reports 2,074 shares of common stock held indirectly through the WAL 401(k) plan as of August 6, 2026.
WESTERN ALLIANCE BANCORPORATION (WAL) reported transactions by Chief Risk Officer Emily Nachlas involving cash-settled restricted stock units on August 15, 2026. Units equivalent to 72, 53, and 64 shares of common stock vested and were settled in cash, using a per-unit value of $82.32, shown through matching acquisitions and dispositions of economically equivalent common stock entries. The filing’s aggregate data shows 189 derivative units exercised and a net share effect of zero, indicating these were compensation-related cash settlements rather than open-market trades.
WESTERN ALLIANCE BANCORPORATION (WAL) reported Form 4 activity for Chief Credit Officer Lynne Herndon involving cash-settled restricted stock units tied to common stock. On 2026-08-15, a total of 84 cash-settled RSUs, each economically equivalent to one share of common stock, were exercised or settled in three tranches (35, 22 and 27 units). Corresponding to these settlements, Herndon acquired 84 shares of common stock at $0.00 per share and on the same date disposed of 84 shares to the issuer at $82.32 per share through three matching transactions, resulting in no net change in her reported common stock position.
WESTERN ALLIANCE BANCORPORATION (WAL) reported insider equity compensation activity by Chief Human Resources Officer Barbara Kennedy. On 2026-08-15, Kennedy exercised cash settled restricted stock units economically equivalent to a total of 257 shares of common stock and acquired the same number of common shares at $0.00 per share, then disposed of all 257 shares to the issuer at $82.32 per share. The reported net buy/sell effect of these transactions is neutral, and an indirect holding of 22,797 common shares is reported in the Kennedy Family Trust.
T. Rowe Price Associates, Inc. filed an Amendment No. 4 Schedule 13G reporting its position in Western Alliance Bancorp common stock. As of June 30, 2026, it reported beneficial ownership of 6,313,061 shares, representing 5.8% of the outstanding common stock.
The firm reported sole voting power over 6,212,977 shares and sole dispositive power over 6,313,061 shares, with no shared voting or dispositive power. T. Rowe Price Associates stated that this filing should not be construed as an admission that it is the beneficial owner of these securities.