Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Western Alliance Bancorporation director receives deferred stock grant
Director Christopher A. Halmy reported an award of 2,580 Deferred Stock Units on February 5, 2026. These units were granted under Western Alliance Bancorporation’s stock incentive plan and credited to the director deferral plan at a price of $0 per unit.
The Deferred Stock Units vest on February 5, 2027 and will be settled in shares of Western Alliance common stock after Halmy’s separation from service, in line with the director deferral plan’s terms.
Western Alliance Bancorporation director Juan R. Figuereo received an equity grant in the form of deferred stock units. On February 5, 2026, he was granted 2,580 Deferred Stock Units at a stated price of $0. These units vest on February 5, 2027 under the company’s Stock Incentive Plan and are credited to the Director Deferral Plan. After a separation from service, the Deferred Stock Units are paid out in shares of Western Alliance common stock.
Western Alliance Bancorporation director Donald D. Snyder reported a grant of 2,580 shares of common stock on February 5, 2026. The shares were acquired at a stated price of $0 per share, which typically indicates an equity award rather than an open-market purchase.
Following this transaction, Snyder directly beneficially owned 98,663 shares of Western Alliance common stock. He also reported indirect beneficial ownership of 50 shares held through The Snyder Family Trust 1989, reflecting both his personal and trust-related interests in the company.
Western Alliance Bancorporation’s Chief Human Resources Officer, Barbara Kennedy, reported equity awards and related stock holdings. On February 5, 2026, she received 988 Deferred Stock Units at $0 per unit, representing the deferred portion of her annual restricted stock award.
She also acquired 2,963 cash-settled restricted stock units, each economically equivalent to one share of common stock but payable in cash over a 36‑month vesting schedule from March 2026 through February 2029. In addition, she acquired 988 shares of common stock at $0 and now directly holds 9,741 common shares, with a further 22,797 common shares held indirectly through the Kennedy Family Trust.
Western Alliance Bancorporation executive Dale Gibbons reported new equity-related awards. On February 5, 2026, he acquired 5,488 shares of common stock at $0 per share, bringing his directly held common stock to 305,846 shares.
He also acquired 8,232 cash-settled restricted stock units, each economically equivalent to one share of Western Alliance Bancorporation common stock and payable solely in cash. Separately, 612 common shares were reported as indirectly held in a 401(k) plan, reflecting holdings including employer match as of February 5, 2026.
Western Alliance Bancorporation officer Tim R. Bruckner reported new equity-linked awards. On February 5, 2026, he acquired 3,403 shares of common stock at a reported price of $0 per share, bringing his directly held common stock to 28,162 shares.
He also acquired 5,103 cash-settled restricted stock units, each economically equivalent to one share of Western Alliance Bancorporation common stock. These units vest and are paid in cash in equal monthly installments over 36 months from March 2026 through February 2029.
Western Alliance Bancorporation President and CEO Kenneth Vecchione reported awards of common stock and cash-settled restricted stock units dated February 5, 2026. He acquired 14,269 shares of common stock at a stated price of $0, bringing his directly held common stock to 461,880 shares.
He also received 21,402 cash-settled restricted stock units, each economically equivalent to one share of common stock. These units vest and are payable solely in cash, with 1/36th vesting on the 15th of each month from March 2026 through February 2029. Additional indirect holdings include common stock in a 401(k) plan and an UTMA account for his daughter.
Western Alliance Bancorporation’s Chief Credit Officer, Lynne Herndon, reported new equity-related awards. On February 5, 2026, she acquired 659 shares of common stock at a price of $0 per share, bringing her directly held common stock to 2,018 shares.
She also received 987 cash-settled restricted stock units, each economically equivalent to one share of common stock. These units vest and are payable solely in cash, with 1/36th vesting on the 15th of each month from March 2026 through February 2029, creating a long-term, performance-linked compensation stream.
Western Alliance Bancorporation director Marianne Boyd Johnson reported receiving 2,580 shares of common stock on February 5, 2026 at a price of $0 per share, bringing her directly held stake to 12,525 shares.
She also reports indirect ownership of 2,496 shares through her spouse, 149,634 shares through The Marianne E. Boyd Trust dated January 9, 2007, and 148,525 shares through WSB-WAL LLC. In addition, 4,010,189 shares are held by the SMW WAL Irrevocable Trust dated March 13, 2023, where she serves as trustee and disclaims beneficial ownership in all but 1,336,730 of those shares.
Western Alliance Bancorporation’s Chief Financial Officer, Vishal Idnani, reported equity-related compensation granted on February 5, 2026. He acquired 2,942 shares of common stock at $0 per share, bringing his directly held common stock to 11,468 shares after the transaction.
He was also granted 4,412 cash-settled restricted stock units, each economically equivalent to one share of common stock but payable solely in cash. These units vest in equal monthly installments, with 1/36th vesting on the 15th of each month from March 2026 through February 2029.
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