Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Western Alliance Bancorporation officer (Chief Administration Officer) reported transactions on 10/15/2025 on a Form 4. The filing shows the conversion (code M) of 97 and 69 cash-settled restricted stock units at $0 per unit, followed by dispositions of the same share amounts at $78.84 per share. Each unit is the economic equivalent of one share of common stock.
After these transactions, the reporting person held 63,202 shares directly. An additional 325 shares were reported as indirectly owned through a spouse. The cash-settled units vest monthly on the 15th day, with schedules running from March 2024 to February 2027 and from March 2025 to February 2028, respectively.
Western Alliance Bancorporation (WAL) reported insider activity by its CBO for Regional Banking on 10/15/2025. The officer exercised awards and matched share dispositions: 158 shares at $78.84 and 115 shares at $78.84, with acquisitions reported at $0 per share under code “M”. Following these transactions, the officer directly owned 24,759 shares.
Related derivative entries reflect cash‑settled restricted stock units, each economically equivalent to one WAL share and payable solely in cash. Footnotes indicate vesting of 1/36th monthly from March 2024–February 2027 for one grant and March 2025–February 2028 for another.
Western Alliance Bancorporation (WAL) reported insider activity by its Chief Human Resources Officer on 10/15/2025. The filing shows cash-settled RSUs vesting and corresponding same-day entries: an M-code conversion for 101 and 74 units (each the economic equivalent of one share) followed by dispositions of 101 and 74 shares at $78.84.
After these transactions, direct beneficial ownership was 8,753 shares. The report also lists 22,797 shares held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. The RSUs vest monthly in 1/36th increments across schedules running March 2024–February 2027 and March 2025–February 2028.
Western Alliance Bancorporation reported insider transactions by its President and CEO (also a Director) on 10/15/2025. The filing shows settlements of cash-settled RSUs and matched share activity: 539 and 437 shares were acquired at $0 via code M and the same amounts were sold at $78.84. Following these trades, the reporting person directly held 447,611 common shares.
Indirect holdings were 1,950 shares in a 401K Plan as of 09/30/2025 and 750 shares in a UTMA account. The cash-settled RSUs vest monthly in equal 1/36th installments under schedules running from March 2024–February 2027 and March 2025–February 2028.
Western Alliance Bancorporation (WAL) reported insider activity by its Vice Chairman and CFO on 10/15/2025. The executive acquired 285 and 212 shares of common stock at $0 following conversions of cash-settled RSUs, then sold the same amounts at $78.84 per share. Following these transactions, direct beneficial ownership stood at 296,358 shares. Indirect holdings were 612 shares in a 401K Plan as of 09/30/2025.
Timothy W. Boothe, Chief Administration Officer of Western Alliance Bancorporation (WAL), reported changes in his beneficial ownership on 09/15/2025. The Form 4 shows a series of share acquisitions and dispositions and the vesting and cash-settlement of restricted stock units. After reported transactions, Mr. Boothe beneficially owned 63,202 shares of common stock, with an indirect interest of 325 shares held by his spouse, Alvina Boothe. The filing discloses cash-settled restricted stock units that vest monthly over 36-month schedules beginning March 2024 and March 2025, and two dispositions at $89.05 per share on 09/15/2025.
Western Alliance Bancorporation (WAL) Form 4 summary: Tim R. Bruckner, CBO for Regional Banking and an officer of the company, reported multiple transactions on 09/15/2025. He acquired 158 and 115 cash-settled restricted stock units (RSUs) that are economically equivalent to shares and vest monthly under two separate 36-month schedules beginning March 2024 and March 2025. Those vesting events increased his beneficial holdings to 24,874 shares and 24,917 shares on different entries before offsetting dispositions. He also sold shares at $89.05, with reported beneficial ownership at 24,759 shares following the sales. The filing was signed by an attorney-in-fact.
Stephen Russell Curley, Chief Banking Officer - NBL at Western Alliance Bancorporation (WAL), reported transactions dated 09/15/2025 on Form 4. The filing shows non-derivative and derivative activity tied to cash-settled restricted stock units. Following the reported trades, Mr. Curley directly beneficially owned 37,739 shares of common stock. The Form 4 records acquisitions (code M) of awards that vest monthly and dispositions (code D) executed at $89.05 per share. The derivative section lists cash-settled restricted stock units with 2,819 and 3,732 units reported following the transactions. The filing includes vesting schedules stating units vest and are payable solely in cash on a monthly 1/36th basis over defined 36-month periods beginning March 2024 and March 2025 respectively.
Western Alliance Bancorporation (WAL) Vice Chairman and CFO Dale Gibbons reported transactions on 09/15/2025 showing continued substantial ownership and routine equity compensation activity. The filing shows Mr. Gibbons beneficially owned 296,358 shares of common stock after two reported sales at $89.05 per share. The report also records cash-settled restricted stock units that vested or were recognized on 09/15/2025, representing 285 and 212 unit grants that pay out monthly through 2027 and 2028 respectively.
The filing discloses 4,837 and 6,131 cash-settled RSU equivalents held following the transactions and notes 401(k) plan shares held (reflected as 612 indirect) as of 09/04/2025. The form was signed by an attorney-in-fact on behalf of the reporting person.
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