Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Western Alliance Bancorporation’s Chief Risk Officer Emily Nachlas reported new equity-linked awards. On February 5, 2026, she acquired 1,537 shares of common stock at $0 per share, bringing her directly held stake to 16,208 shares.
She was also granted 2,305 cash-settled restricted stock units, each economically equivalent to one common share. These units vest and are paid solely in cash, with 1/36th vesting on the 15th of each month from March 2026 through February 2029.
Western Alliance Bancorporation director Bruce D. Beach reported acquiring additional company stock. On February 5, 2026, he acquired 3,458 shares of Western Alliance common stock at a reported price of $0 per share, bringing his directly held stake to 6,935 shares.
He also reports indirect beneficial ownership of 54,234 shares of common stock held through the Beach Revocable Trust U/A DTD 7/27/2007. A prior transfer of 5,437 shares to this trust on March 5, 2025 is noted in the footnotes.
Western Alliance Bancorporation director Mary Chris Jammet received a grant of 2,580 Deferred Stock Units on February 5, 2026. The grant was made under the company’s Stock Incentive Plan and credited to its Director Deferral Plan at a price of $0 per unit.
The Deferred Stock Units vest on February 5, 2027 and will be settled in shares of Western Alliance common stock after Jammet’s separation from service, in line with the Director Deferral Plan. Following this award, she beneficially owns 2,831 Deferred Stock Units directly.
Western Alliance Bancorporation director granted deferred stock units
Director Michael Papay received a grant of 2,580 Deferred Stock Units on February 5, 2026 under Western Alliance Bancorporation’s stock incentive program. These units vest on February 5, 2027 and are credited under the company’s Director Deferral Plan.
After Papay’s separation from service, the deferred stock units will be settled in shares of Western Alliance common stock issued under the stock incentive plan. The filing shows 2,580 derivative securities beneficially owned directly following the grant.
Western Alliance Bancorporation officer receives equity-linked awards. Chief Banking Officer – NBL Stephen Russell Curley acquired 3,513 shares of common stock at a price of $0, bringing his directly held common stock to 41,252 shares.
He was also granted 5,268 cash-settled restricted stock units, each economically equivalent to one share of Western Alliance common stock. These units vest and are payable solely in cash, with 1/36th of the award vesting on the 15th of each month from March 2026 through February 2029.
Western Alliance Bancorporation’s Chief Administration Officer, Timothy W. Boothe, reported new equity-linked awards. On February 5, 2026, he acquired 1,647 shares of common stock at $0 per share, bringing his direct common stock holdings to 64,849 shares. He also received 2,469 cash-settled restricted stock units, each economically equivalent to one share of common stock but payable solely in cash. These units are scheduled to vest in equal monthly installments, with 1/36th vesting on the 15th of each month from March 2026 through February 2029. In addition, 325 common shares are reported as indirectly held through his spouse, Alvina Boothe. No share sales were reported in this filing.
Western Alliance Bancorporation director Howard Gould acquired additional common stock in the company. On February 5, 2026, he acquired 2,580 shares of common stock at a stated price of $0 per share, bringing his directly held position to 9,230 shares.
In addition to these directly owned shares, he is also reported as indirectly beneficially owning 43,779 shares of Western Alliance common stock through The Gould Family Trust U/A DTD 10/16/02.
Western Alliance Bancorporation director Bryan K. Segedi received a grant of 2,580 Deferred Stock Units on February 5, 2026. The units vest on February 5, 2027 and are credited under the company’s Director Deferral Plan. After separation from service, they are settled in shares of common stock issued under the Stock Incentive Plan.
Western Alliance Bancorporation director reports stock grant. Director Greta Guggenheim reported receiving 2,580 shares of Western Alliance Bancorporation common stock on 02/04/2026 at a price of $0 per share, indicating an award rather than an open-market purchase. Following this transaction, she directly holds 8,441 common shares.
Western Alliance Bancorporation director reports new share acquisition. Director Starnes Clarke R III acquired 2,580 shares of Western Alliance Bancorporation common stock on February 5, 2026, at a reported price of $0 per share. Following this transaction, he beneficially owns 2,580 common shares, held directly.
FAQ
What is the current stock price of Western Alliance (WAL)?
What is the market cap of Western Alliance (WAL)?
