Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Western Alliance Bancorporation CBO for Regional Banking Tim R. Bruckner reported multiple equity-related transactions dated February 15, 2026. He acquired cash-settled restricted stock units in two derivative exercises totaling 273 units, each unit economically equivalent to one share of common stock.
He also received a grant of 3,346 shares of common stock at no cost and had shares withheld and disposed to the issuer for tax and related obligations at $93.20 per share. After these transactions, he directly held 29,068 shares of common stock plus remaining cash-settled units that vest monthly through periods ending in February 2027 and February 2028.
Western Alliance Bancorporation President and CEO Kenneth Vecchione reported multiple equity-related transactions dated February 15, 2026. He acquired 539 and 437 cash-settled restricted stock units, each economically equivalent to one common share, and received a grant of 17,366 shares of common stock at no cost.
He disposed of 7,442 shares of common stock at $93.20 per share to satisfy tax obligations, and made additional dispositions of 539 shares and 437 shares to the issuer at the same price. Following these transactions, he directly held 463,178 common shares, plus indirect holdings of 1,950 shares in a 401(k) plan and 750 shares in an account for his daughter.
Western Alliance Bancorporation Chief Banking Officer – NBL Stephen Russell Curley reported multiple equity-related transactions dated February 15, 2026. He acquired cash settled restricted stock units (165 and 129 units), each economically equivalent to one common share, which vest monthly over 36 months and are payable solely in cash. He also received a grant of 3,665 shares of common stock. To cover tax obligations, 1,314 shares were disposed of at $93.20 per share, and additional small blocks of 165 and 129 shares were disposed of to the issuer at the same price following derivative exercises. After these transactions, he directly held 41,531 shares of common stock.
Western Alliance Bancorporation’s Chief Accounting Officer Ben Mucha reported several stock transactions in February. On February 13, he acquired 1,092 shares of common stock as a grant at $0.00 per share. On February 15, 319 shares were disposed of to cover tax obligations through a tax-withholding disposition at $93.20 per share. On February 18, he executed an open-market sale of 641 shares of common stock at a weighted average price of $95.62 per share, with individual sale prices ranging from $95.58 to $95.64. After these transactions, his directly held common stock position was reported as 11,727 shares.
Barrow Hanley Global Investors, a Delaware LLC, disclosed beneficial ownership of 6,450,408 shares of Western Alliance Bancorp common stock, representing 5.86% of the class as of 12/31/2025.
The firm reports sole voting power over 4,149,991 shares, shared voting power over 2,300,417 shares, and sole dispositive power over all 6,450,408 shares. It certifies the position is held in the ordinary course of business and not for the purpose of changing or influencing control of Western Alliance Bancorp.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported small changes in his holdings of the company’s common stock. On February 6, 2026, an F-coded transaction covered 384 shares at $94.39, leaving 64,465 shares held directly. On February 7, 2026, another F-coded transaction involved 599 shares at $94.39, with direct holdings then at 63,866 shares. In addition, 325 shares are reported as held indirectly through his spouse, Alvina Boothe.
Western Alliance Bancorporation officer Dale Gibbons, Vice Chair and CBO, Deposits, reported two common stock transactions. On February 6, 2026, a transaction coded F involved 968 shares at $94.39 per share. On February 7, 2026, a second F-coded transaction involved 2,337 shares at the same price.
After these transactions, Gibbons directly beneficially owned 302,541 shares of Western Alliance common stock. He also indirectly beneficially owned 612 shares through a 401(k) plan, which the filing notes reflects holdings including employer match as of February 5, 2026.
Western Alliance Bancorporation’s Chief Risk Officer, Emily Nachlas, reported two small stock dispositions. On February 6, 2026, she disposed of 287 shares of common stock at $94.39 per share, leaving 15,921 shares beneficially owned directly. On February 7, 2026, she disposed of an additional 438 shares at the same price, with direct beneficial ownership reported at 15,483 shares afterward.
Western Alliance Bancorporation President and CEO Kenneth Vecchione reported two non-derivative stock transactions in company common shares. On February 6, 2026, a transaction coded “F” involved 1,803 shares at $94.39 per share, leaving 460,077 shares directly owned afterward. On February 7, 2026, another “F” transaction covered 6,823 shares at $94.39 per share, with 453,254 shares directly owned following that event. In addition, 750 shares are held indirectly in the name of Darcy Vecchione UTMA (daughter), and 1,950 shares are held indirectly in a 401K Plan, including employer match as of February 5, 2026.