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Western Alliance Bancorporation Chief Human Resources Officer Barbara Kennedy reported routine equity compensation activity involving common stock and cash-settled restricted stock units. On June 15, 2026, she exercised multiple derivative positions coded "M" to acquire small blocks of common stock and simultaneously reported "D" code dispositions of common shares back to the issuer, rather than open-market sales, at $81.81 per share.
Following these transactions, Kennedy directly held 10,332 shares of Western Alliance common stock and indirectly held 22,797 shares through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. Footnotes state that the cash-settled restricted stock units vest and are payable solely in cash in equal monthly installments over 36-month periods beginning in March 2024, March 2025, and March 2026, and that each unit is the economic equivalent of one share of Western Alliance common stock.
Western Alliance Bancorporation’s Chief Credit Officer Lynne Herndon reported a series of small, compensation-related transactions in common stock and cash-settled restricted stock units on June 15, 2026.
Herndon exercised derivative awards tied to common stock and recorded matching dispositions of 27, 22, and 35 common shares back to the issuer at $81.81 per share. These movements are associated with cash-settled restricted stock units, each unit being the economic equivalent of one share of common stock and vesting monthly in 36 installments between March 2024 and February 2029.
Following these transactions, Herndon directly holds 1,880 common shares, while remaining cash-settled units continue to vest and pay out in cash over the disclosed schedules.
Western Alliance Bancorporation reported that CBO for Regional Banking Tim R. Bruckner exercised compensation-related awards and settled them in cash. On the reported date, he exercised derivative awards equivalent to 415 shares of common stock while corresponding dispositions to the issuer occurred at $81.81 per share, resulting in no net open-market buying or selling.
After these transactions, Bruckner directly owns 29,068 shares of common stock. The filing also shows ongoing grants of cash settled restricted stock units, each economically equivalent to one common share, vesting monthly in 36 equal installments between March 2024 and February 2029.
Western Alliance Bancorporation Chairman, President & CEO Kenneth Vecchione reported routine equity compensation activity involving company stock and cash-settled units. On June 15, 2026, he exercised a total of 1,571 shares of Common Stock at $0.00 per share through multiple “M” transactions, corresponding to cash settled restricted stock units where each unit is the economic equivalent of one share of common stock.
On the same date, he recorded matching “D” transactions labeled as dispositions to the issuer for 595, 437 and 539 shares at $81.81 per share, leaving his direct Common Stock holdings at 463,178 shares after the transactions. He also reported indirect holdings of 750 shares for a UTMA account for his daughter and 1,950 shares held through a 401K Plan, the latter reflecting employer match as of June 11, 2026. Cash-settled restricted stock units remain outstanding, vesting monthly over 36‑month periods ending between February 2027 and February 2029, and are payable solely in cash.
Western Alliance Bancorporation’s Chief Financial Officer Vishal Idnani reported routine equity compensation activity involving 123 shares and related units. He exercised derivative rights covering 123 shares of common stock and, in a separate transaction, disposed of 123 common shares back to the issuer at $81.81 per share.
Following these transactions, Idnani directly holds 11,468 shares of common stock and 3,920 cash-settled restricted stock units. Each unit is the economic equivalent of one share of common stock and vests in cash in monthly installments from March 2026 through February 2029.
WAL notice: an affiliate submitted a Form 144 proposing sales of previously issued common stock tied to compensatory awards. The excerpt lists three award lots: 5,164 shares (02/22/2022), 4,780 shares (02/15/2023) and 752 shares (02/16/2025), with sale dates noted as 06/16/2026.
Western Alliance Bancorporation reported the results of its Annual Meeting of Stockholders. A total of 98,091,907 common shares were voted, representing 90.3% of the 108,671,534 shares outstanding and entitled to vote.
Stockholders elected all thirteen director nominees to one-year terms expiring in 2027, with each receiving a substantial majority of votes cast. They also approved, on a non-binding advisory basis, the company’s executive compensation program, and ratified the appointment of RSM US LLP as independent auditor for the fiscal year ending December 31, 2026.
Western Alliance Bancorporation’s Chief Accounting Officer, Ben Mucha, reported an open-market sale of Common Stock. On June 8, 2026, he sold 5,946 shares at $81.00 per share. Following this transaction, he directly holds 3,485 shares of Western Alliance Bancorporation common stock.
Western Alliance Bancorporation executive Dale Gibbons reported open-market sales of company stock. On June 9, 2026, he sold a total of 40,000 shares of common stock in two non-derivative transactions classified as open-market sales. The weighted average sale prices were $82.64 and $81.16 per share, with individual trades executed within price ranges of $83.06–$82.50 and $81.32–$81.02, according to the footnotes. Following these transactions, Gibbons directly holds 267,093 shares of common stock and indirectly holds 612 shares through a 401K Plan.
The filing is a Form 144 notice disclosing proposed sales of restricted/issuer-issued common shares associated with multiple RSU grants. The broker listed is RBC Capital Markets LLC and the exchange shown is NYSE. The excerpt lists RSU grant lots dated from 01/27/2018 through 02/15/2023 with individual grant quantities shown for each lot.