Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation’s Chief Administration Officer Timothy W. Boothe reported routine compensation-related transactions involving cash-settled restricted stock units and corresponding common stock entries. On April 15, 2026, he exercised derivative awards covering 235 cash-settled units, each economically equivalent to one share of common stock and payable solely in cash according to vesting schedules running monthly through February 2029.
Related non-derivative entries show matching issuer dispositions of 97 and 69 common shares at $78.51 per share, reflecting settlements back to the company rather than open‑market sales. Following these transactions, Boothe directly holds 65,417 common shares and indirectly holds 325 shares through his spouse.
Western Alliance Bancorporation Chief Credit Officer Lynne Herndon reported routine compensation-related transactions involving cash-settled restricted stock units (RSUs) economically equivalent to common shares. On April 15, 2026, RSUs covering 84 units were exercised or converted, each representing the economic value of one common share.
Related entries show corresponding dispositions of 35, 22, and 27 common shares back to the issuer at $78.51 per share, reflecting issuer dispositions rather than open-market sales. After these transactions, Herndon directly held 1,880 shares of Western Alliance common stock.
Footnotes explain that the RSUs vest monthly in 1/36th increments over 36-month periods beginning in March 2024, March 2025, and March 2026, and are payable solely in cash, aligning these transactions with ongoing compensation vesting rather than discretionary trading activity.
Western Alliance Bancorporation executive Tim R. Bruckner, CBO for Regional Banking, reported compensation-related transactions involving cash-settled restricted stock units that are each the economic equivalent of one common share. On April 15, 2026, he exercised 415 such units into common stock and disposed of an equal number of shares back to the issuer at $78.51 per share. Following these transactions, he holds 29,068 shares of common stock directly. The units vest monthly in small installments over multi-year periods and are payable solely in cash.
Western Alliance Bancorporation Chief Banking Officer Stephen Russell Curley reported routine equity compensation activity. On April 15, 2026, he exercised cash-settled restricted stock units economically equivalent to 440 shares of common stock and returned 294 common shares to the issuer at $78.51 per share. Following these transactions, he directly holds 41,531 shares of Western Alliance common stock. Footnotes state these units vest monthly over multi-year periods and are payable solely in cash.
Western Alliance Bancorporation Chief Human Resources Officer Barbara Kennedy reported routine compensation-related activity involving cash-settled restricted stock units that are each the economic equivalent of one share of common stock. On April 15, 2026, she exercised units tied to 257 shares of common stock and recorded related dispositions back to the issuer at $78.51 per share.
Following these transactions, Kennedy held 10,332 shares of Western Alliance common stock directly and 22,797 shares indirectly through the Kennedy Family Trust. Footnotes state that the units vest and are payable solely in cash in equal monthly installments over 36-month periods beginning in March 2024, March 2025, and March 2026.
Western Alliance Bancorporation chief legal officer and secretary Jessica H. Jarvi reported compensation-related equity activity. On April 15, 2026 she exercised 168 cash settled restricted stock units that are each the economic equivalent of one share of common stock. These units vest and are payable solely in cash in equal monthly installments over 36-month periods beginning in March 2024, March 2025 and March 2026. Related common stock entries show acquisitions and dispositions to the issuer at $78.51 per share. After these transactions, she holds 13,707 common shares directly and 2,074 shares indirectly through the WAL 401(k) Plan as of 4/16/2026.
Western Alliance Bancorp Schedule 13G/A amendment: The Vanguard Group reports 0 shares beneficially owned, representing 0% of the class following an internal realignment described in the filing. The amendment explains disaggregation of prior holdings in accordance with SEC Release No. 34-39538 and is signed on 03/27/2026.
Western Alliance Bancorporation executive Stephen Russell Curley reported routine equity compensation activity tied to cash-settled restricted stock units. On 2026-03-15, 440 cash-settled restricted stock units, each economically equivalent to one share of common stock, were exercised or converted. Related entries show matching acquisitions and dispositions of 165, 129, and 146 common shares back to the issuer at $67.97 per share, reflecting settlement mechanics rather than open‑market trading. After these transactions, Curley directly holds 41,531 shares of Western Alliance common stock.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported routine equity compensation activity. On March 15, 2026, he exercised derivative awards labeled as cash-settled restricted stock units, acquiring an aggregate of 235 units, each economically equivalent to one share of common stock, according to the footnotes.
On the same date, matching 235 shares of common stock were disposed of to the issuer at $67.97 per share, resulting in no net change in his economic exposure from these transactions. Following the reported activity, Boothe holds 65,417 shares of common stock directly and 325 shares indirectly through his spouse.
Western Alliance Bancorporation’s Chief Credit Officer Lynne Herndon reported routine equity compensation activity involving cash settled restricted stock units and common stock on March 15, 2026. She exercised derivative awards covering 35, 22 and 27 cash settled restricted stock units, each economically equivalent to one share of common stock.
Matching dispositions of 35, 22 and 27 common shares back to the issuer at $67.97 per share resulted in no net change in share count from these settlements. After all transactions, Herndon directly owned 1,880 shares of Western Alliance common stock as reported. Footnotes state these units vest monthly in 1/36th installments and are payable solely in cash.