Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation executive Barbara Kennedy, Chief Human Resources Officer, reported equity award activity dated July 15, 2026. She exercised cash-settled restricted stock units economically equivalent to 257 shares of common stock and disposed an equal number of shares to the issuer at $81.79 per share, reflecting award settlement rather than open-market trading. Her direct common stock holdings are reported at 10,332 shares, with an additional 22,797 shares held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. She also continues to hold multiple tranches of cash-settled restricted stock units that vest monthly between 2024 and 2029.
Western Alliance Bancorporation’s CLO & Secretary Jessica H. Jarvi reported multiple equity award transactions on July 15, 2026. She recorded exercises/conversions of 168 cash-settled restricted stock units that are each economically equivalent to one share of common stock, alongside matching dispositions of common shares back to the issuer at $81.79 per share. After these transactions, she directly holds 13,707 shares of common stock and indirectly holds 2,074 shares through the WAL 401(k) Plan, which includes employer match as of July 9, 2026. The cash-settled units vest monthly and are payable solely in cash under schedules extending through February 2029.
Western Alliance Bancorporation Chief Financial Officer Vishal Idnani reported multiple transactions dated July 15, 2026 involving 123 shares and related units. He disposed of 123 common shares to the issuer at $81.79 per share, after which his reported direct holdings were 11,468 shares.
Related entries show an acquisition of 123 common shares at a stated price of $0.00 per share in connection with the exercise or conversion of 123 Cash Settled Restricted Stock Units, leaving 3,797 RSU units outstanding. Footnotes state these units vest 1/36th monthly from March 2026 through February 2029, are payable solely in cash, and each unit is the economic equivalent of one common share. The filing indicates the transactions were not made under a Rule 10b5-1 trading plan.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported multiple transactions on July 15, 2026 involving cash-settled restricted stock units tied to common stock. He exercised derivative awards covering 235 units, each the economic equivalent of one share, with corresponding common shares acquired at $0 and returned to the issuer at $81.79 per share in issuer dispositions. After these transactions he held 65,417 common shares directly and 325 shares indirectly through his spouse, along with cash-settled RSU positions of 2,124, 1,310 and 682 units under three awards that vest 1/36 each month from March 2024 through February 2029.
Western Alliance Bancorporation Chief Risk Officer Emily Nachlas reported multiple insider transactions dated July 15, 2026 involving Common Stock and cash-settled restricted stock units (RSUs). She exercised or converted 189 RSU units into corresponding common stock entries and recorded offsetting issuer dispositions of common stock, including blocks of 72, 53, and 64 shares at $81.79 per share. The data show no net change in her directly held common stock position, which is reported at 16,575 shares. Footnotes state the RSUs are payable solely in cash, with each unit the economic equivalent of one common share, and they vest monthly in 36 installments over periods running from March 2024–February 2027, March 2025–February 2028, and March 2026–February 2029.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported compensation-related transactions in common stock and cash-settled restricted stock units on June 15, 2026.
He exercised a total of 235 cash-settled restricted stock units, each economically equivalent to one share of common stock, and a matching 235 common shares were disposed of back to the issuer at $81.81 per share. Following these transactions, Boothe holds 65,417 shares of common stock directly and 325 shares indirectly through his spouse, Alvina Boothe, and has 779 cash-settled restricted stock units remaining that vest monthly over multi-year schedules.
WESTERN ALLIANCE BANCORPORATION executive Dale Gibbons, Vice Chair and CBO, Deposits, reported a series of compensation-related transactions in common stock and cash-settled restricted stock units. On June 15, 2026, he exercised derivative awards covering a total of 726 shares of common stock equivalents through multiple transactions coded M.
In corresponding transactions coded D, the same total of 726 common shares was disposed of to the issuer at $81.81 per share, leaving Gibbons with 267,093 shares of common stock held directly. He also holds 612 shares indirectly through a 401K plan, which includes employer match as of June 11, 2026.
The filing notes that the cash-settled restricted stock units are payable solely in cash and that each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock, vesting monthly in 36 equal installments over various three-year periods.
Western Alliance Bancorporation Chief Risk Officer Emily Nachlas reported routine equity-related transactions involving small share amounts. On June 15, 2026, she exercised derivative rights tied to a total of 189 common-share equivalents and recorded matching dispositions of common stock back to the issuer at $81.81 per share.
Following these transactions, Nachlas directly held 16,575 shares of common stock. She also continues to hold cash settled restricted stock units that vest monthly, each unit being the economic equivalent of one share of Western Alliance common stock and payable solely in cash according to the disclosed vesting schedules.
Western Alliance Bancorporation chief legal officer and secretary Jessica H. Jarvi reported compensation-related transactions involving cash-settled restricted stock units tied to the company’s common stock. On June 15, 2026, she exercised 168 cash-settled units, each economically equivalent to one WAL share, and an equal 168 common shares were disposed to the issuer at $81.81 per share, resulting in no net change in her direct share count. After these entries, she holds 13,707 shares of common stock directly and 2,074 shares indirectly through a WAL 401(k) plan as of June 11, 2026.
Western Alliance Bancorporation Chief Human Resources Officer Barbara Kennedy reported routine equity compensation activity involving common stock and cash-settled restricted stock units. On June 15, 2026, she exercised multiple derivative positions coded "M" to acquire small blocks of common stock and simultaneously reported "D" code dispositions of common shares back to the issuer, rather than open-market sales, at $81.81 per share.
Following these transactions, Kennedy directly held 10,332 shares of Western Alliance common stock and indirectly held 22,797 shares through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. Footnotes state that the cash-settled restricted stock units vest and are payable solely in cash in equal monthly installments over 36-month periods beginning in March 2024, March 2025, and March 2026, and that each unit is the economic equivalent of one share of Western Alliance common stock.