Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Western Alliance Bancorporation officer Jessica H. Jarvi reported insider transactions on 10/15/2025.
The filing shows two sets of movements in common stock: an acquisition via code M of 58 shares at $0 and a disposition of 58 shares at $78.84, and an acquisition via code M of 46 shares at $0 followed by a disposition of 46 shares at $78.84.
After these transactions, she beneficially owned 12,457 shares directly. Indirect holdings were 2,074 shares in the 401(k) plan as of 09/30/2025. The derivative table identifies cash‑settled restricted stock units, each economically equivalent to one share, vesting monthly in 36 installments across stated periods.
Western Alliance Bancorporation officer (Chief Administration Officer) reported transactions on 10/15/2025 on a Form 4. The filing shows the conversion (code M) of 97 and 69 cash-settled restricted stock units at $0 per unit, followed by dispositions of the same share amounts at $78.84 per share. Each unit is the economic equivalent of one share of common stock.
After these transactions, the reporting person held 63,202 shares directly. An additional 325 shares were reported as indirectly owned through a spouse. The cash-settled units vest monthly on the 15th day, with schedules running from March 2024 to February 2027 and from March 2025 to February 2028, respectively.
Western Alliance Bancorporation (WAL) reported insider activity by its CBO for Regional Banking on 10/15/2025. The officer exercised awards and matched share dispositions: 158 shares at $78.84 and 115 shares at $78.84, with acquisitions reported at $0 per share under code “M”. Following these transactions, the officer directly owned 24,759 shares.
Related derivative entries reflect cash‑settled restricted stock units, each economically equivalent to one WAL share and payable solely in cash. Footnotes indicate vesting of 1/36th monthly from March 2024–February 2027 for one grant and March 2025–February 2028 for another.
Western Alliance Bancorporation (WAL) reported insider activity by its Chief Human Resources Officer on 10/15/2025. The filing shows cash-settled RSUs vesting and corresponding same-day entries: an M-code conversion for 101 and 74 units (each the economic equivalent of one share) followed by dispositions of 101 and 74 shares at $78.84.
After these transactions, direct beneficial ownership was 8,753 shares. The report also lists 22,797 shares held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. The RSUs vest monthly in 1/36th increments across schedules running March 2024–February 2027 and March 2025–February 2028.
Western Alliance Bancorporation reported insider transactions by its President and CEO (also a Director) on 10/15/2025. The filing shows settlements of cash-settled RSUs and matched share activity: 539 and 437 shares were acquired at $0 via code M and the same amounts were sold at $78.84. Following these trades, the reporting person directly held 447,611 common shares.
Indirect holdings were 1,950 shares in a 401K Plan as of 09/30/2025 and 750 shares in a UTMA account. The cash-settled RSUs vest monthly in equal 1/36th installments under schedules running from March 2024–February 2027 and March 2025–February 2028.
Western Alliance Bancorporation (WAL) reported insider activity by its Vice Chairman and CFO on 10/15/2025. The executive acquired 285 and 212 shares of common stock at $0 following conversions of cash-settled RSUs, then sold the same amounts at $78.84 per share. Following these transactions, direct beneficial ownership stood at 296,358 shares. Indirect holdings were 612 shares in a 401K Plan as of 09/30/2025.
Timothy W. Boothe, Chief Administration Officer of Western Alliance Bancorporation (WAL), reported changes in his beneficial ownership on 09/15/2025. The Form 4 shows a series of share acquisitions and dispositions and the vesting and cash-settlement of restricted stock units. After reported transactions, Mr. Boothe beneficially owned 63,202 shares of common stock, with an indirect interest of 325 shares held by his spouse, Alvina Boothe. The filing discloses cash-settled restricted stock units that vest monthly over 36-month schedules beginning March 2024 and March 2025, and two dispositions at $89.05 per share on 09/15/2025.
Western Alliance Bancorporation (WAL) Form 4 summary: Tim R. Bruckner, CBO for Regional Banking and an officer of the company, reported multiple transactions on 09/15/2025. He acquired 158 and 115 cash-settled restricted stock units (RSUs) that are economically equivalent to shares and vest monthly under two separate 36-month schedules beginning March 2024 and March 2025. Those vesting events increased his beneficial holdings to 24,874 shares and 24,917 shares on different entries before offsetting dispositions. He also sold shares at $89.05, with reported beneficial ownership at 24,759 shares following the sales. The filing was signed by an attorney-in-fact.
Stephen Russell Curley, Chief Banking Officer - NBL at Western Alliance Bancorporation (WAL), reported transactions dated 09/15/2025 on Form 4. The filing shows non-derivative and derivative activity tied to cash-settled restricted stock units. Following the reported trades, Mr. Curley directly beneficially owned 37,739 shares of common stock. The Form 4 records acquisitions (code M) of awards that vest monthly and dispositions (code D) executed at $89.05 per share. The derivative section lists cash-settled restricted stock units with 2,819 and 3,732 units reported following the transactions. The filing includes vesting schedules stating units vest and are payable solely in cash on a monthly 1/36th basis over defined 36-month periods beginning March 2024 and March 2025 respectively.