Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation director reports new share acquisition. Director Starnes Clarke R III acquired 2,580 shares of Western Alliance Bancorporation common stock on February 5, 2026, at a reported price of $0 per share. Following this transaction, he beneficially owns 2,580 common shares, held directly.
Western Alliance Bancorporation director Robert P. Latta reported receiving 2,580 shares of common stock on February 5, 2026, at a stated price of $0 per share. After this transaction, he directly holds 9,230 common shares. In addition, 38,621 common shares are held indirectly through the Robert P. Latta Spousal Lifetime Access Trust dated December 4, 2020.
Western Alliance Bancorporation director acquires shares
Director Anthony T. Meola acquired 2,580 shares of Western Alliance Bancorporation common stock on February 5, 2026, at a reported price of $0 per share. After this transaction, he directly beneficially owned 13,263 common shares and indirectly owned 217 additional shares through the Meola Living Trust.
Western Alliance Bancorporation officer reports stock and unit awards. CLO & Secretary Jessica H. Jarvi acquired 1,537 shares of common stock on 02/05/2026 at a stated price of $0.00 per share, bringing her directly held common stock to 13,994 shares.
On the same date, she was also granted 2,305 cash-settled restricted stock units, each economically equivalent to one share of Western Alliance Bancorporation common stock. These units vest and are payable solely in cash, with 1/36th vesting on the 15th day of each month from March 2026 through February 2029. In addition, 2,074 common shares are held indirectly in a WAL 401(k) plan.
Western Alliance Bancorporation director Mary Tuuk Kuras reported a stock acquisition. On February 5, 2026, she acquired 2,580 shares of Western Alliance common stock at a reported price of $0 per share, increasing her directly held ownership to 14,271 shares following the transaction.
Western Alliance Bancorporation director filed an amended insider ownership report correcting previously disclosed indirect holdings. The filing updates the number of common shares held indirectly following an earlier reported transaction.
The director is now reported as indirectly beneficially owning 48,797 shares of common stock through the Beach Revocable Trust U/A DTD 7/27/2007. This amendment corrects an original report filed on May 19, 2025, which itself amended a prior filing from February 10, 2025.
Western Alliance Bancorporation announced regular quarterly cash dividends on its common and preferred stock. The Board of Directors declared a quarterly dividend of $0.42 per share of common stock, payable on March 6, 2026 to shareholders of record on February 20, 2026.
The Board also approved a quarterly dividend on the company’s 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, of $106.25 per preferred share, equivalent to $0.265625 per depositary share, payable on March 30, 2026 to shareholders of record on March 13, 2026.
Western Alliance Bancorporation filed a current report to inform investors that it has released its financial results for the fiscal quarter ended December 31, 2025. On January 26, 2026, the company issued a press release and posted a fourth quarter 2025 earnings conference call presentation on its website, providing historical and forward-looking information about its performance.
The press release and the slide presentation are included as exhibits to this report, but are being furnished rather than filed, which limits their use under certain securities law liability provisions.
Western Alliance Bancorporation executive Dale Gibbons reported routine equity transactions. On January 15, 2026, the Vice Chair and CBO, Deposits converted 285 and 212 cash settled restricted stock units, each unit being the economic equivalent of one share of Western Alliance common stock, at an exercise price of $0.
On the same date, he disposed of matching amounts of common stock, selling 285 and 212 shares at a price of $89.83 per share. Following these transactions, he directly beneficially owned 300,358 shares of common stock, and an additional 612 shares were held indirectly through a 401(k) plan, which includes employer matching contributions as of January 8, 2026. The cash settled units vest monthly over 36-month periods beginning in March 2024 and March 2025, respectively.
Western Alliance Bancorporation’s Chief Credit Officer, Lynne Herndon, reported equity-related activity on January 15, 2026. She exercised cash-settled restricted stock units that are economically equivalent to common shares and immediately used them to acquire and dispose of common stock on the same day.
The filing shows common stock transactions of 35 shares and 22 shares, each acquired at $0 per share through option-style exercises and then disposed of at $89.83 per share. After these trades, she directly owned 1,359 shares of Western Alliance common stock.
The derivative table shows cash-settled restricted stock units that vest and pay out solely in cash. One grant vests in equal monthly installments from March 2024 through February 2027, and another from March 2025 through February 2028, with remaining balances of 437 units and 552 units, respectively.