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WESTERN ALLIANCE BANCORPORATION SEC Filings

WAL NYSE

Welcome to our dedicated page for WESTERN ALLIANCE BANCORPORATION SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on WESTERN ALLIANCE BANCORPORATION's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into WESTERN ALLIANCE BANCORPORATION's regulatory disclosures and financial reporting.

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Western Alliance Bancorporation’s Chief Risk Officer, Emily Nachlas, reported two small stock dispositions. On February 6, 2026, she disposed of 287 shares of common stock at $94.39 per share, leaving 15,921 shares beneficially owned directly. On February 7, 2026, she disposed of an additional 438 shares at the same price, with direct beneficial ownership reported at 15,483 shares afterward.

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Western Alliance Bancorporation President and CEO Kenneth Vecchione reported two non-derivative stock transactions in company common shares. On February 6, 2026, a transaction coded “F” involved 1,803 shares at $94.39 per share, leaving 460,077 shares directly owned afterward. On February 7, 2026, another “F” transaction covered 6,823 shares at $94.39 per share, with 453,254 shares directly owned following that event. In addition, 750 shares are held indirectly in the name of Darcy Vecchione UTMA (daughter), and 1,950 shares are held indirectly in a 401K Plan, including employer match as of February 5, 2026.

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Western Alliance Bancorporation officer Tim R. Bruckner, CBO for Regional Banking, reported two dispositions of common stock in early February 2026. On February 6, 2026, a transaction coded “F” covered 576 shares at $94.39 per share, leaving 27,586 shares held directly. A second “F” transaction on February 7, 2026 covered 932 shares at the same price, after which he directly owned 26,654 common shares.

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Western Alliance Bancorporation’s Chief Human Resources Officer, Barbara Kennedy, reported routine share-withholding transactions related to equity awards. On February 6, 2026, 397 shares of common stock were withheld at $94.39 per share, and on February 7, 2026, an additional 621 shares were withheld at the same price, both coded “F” for tax withholding.

After these transactions, she held 8,723 Western Alliance common shares directly. The filing also shows 22,797 common shares held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust, reflecting additional beneficial ownership through a trust structure.

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Western Alliance Bancorporation’s Chief Credit Officer, Lynne Herndon, reported a small insider share disposition. On 02/06/2026, Herndon disposed of 138 shares of Western Alliance common stock at $94.39 per share in a transaction coded “F.” After this transaction, Herndon directly holds 1,880 common shares.

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Western Alliance Bancorporation’s Chief Legal Officer and Secretary, Jessica H. Jarvi, reported two common stock transactions on February 6 and 7, 2026, each coded “F.” The transactions involved 353 and 537 shares at a reported price of $94.39 per share.

After these transactions, Jarvi directly beneficially owned 13,104 shares of Western Alliance common stock and indirectly beneficially owned 2,074 shares through the WAL 401(k) Plan, which includes employer matching contributions as of February 5, 2026.

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Western Alliance Bancorporation executive Stephen Russell Curley filed a Form 4 reporting share dispositions through withholding transactions coded “F.” On February 6, 2026, 758 shares of common stock were disposed of at $94.39 per share, leaving 40,494 shares owned directly. On February 7, 2026, a further 1,314 shares were disposed of at $94.39 per share, leaving Curley with 39,180 Western Alliance Bancorporation common shares held directly.

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Western Alliance Bancorporation director receives deferred stock grant

Director Christopher A. Halmy reported an award of 2,580 Deferred Stock Units on February 5, 2026. These units were granted under Western Alliance Bancorporation’s stock incentive plan and credited to the director deferral plan at a price of $0 per unit.

The Deferred Stock Units vest on February 5, 2027 and will be settled in shares of Western Alliance common stock after Halmy’s separation from service, in line with the director deferral plan’s terms.

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Western Alliance Bancorporation director Juan R. Figuereo received an equity grant in the form of deferred stock units. On February 5, 2026, he was granted 2,580 Deferred Stock Units at a stated price of $0. These units vest on February 5, 2027 under the company’s Stock Incentive Plan and are credited to the Director Deferral Plan. After a separation from service, the Deferred Stock Units are paid out in shares of Western Alliance common stock.

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Western Alliance Bancorporation director Donald D. Snyder reported a grant of 2,580 shares of common stock on February 5, 2026. The shares were acquired at a stated price of $0 per share, which typically indicates an equity award rather than an open-market purchase.

Following this transaction, Snyder directly beneficially owned 98,663 shares of Western Alliance common stock. He also reported indirect beneficial ownership of 50 shares held through The Snyder Family Trust 1989, reflecting both his personal and trust-related interests in the company.

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FAQ

How many WESTERN ALLIANCE BANCORPORATION (WAL) SEC filings are available on StockTitan?

StockTitan tracks 212 SEC filings for WESTERN ALLIANCE BANCORPORATION (WAL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for WESTERN ALLIANCE BANCORPORATION (WAL)?

The most recent SEC filing for WESTERN ALLIANCE BANCORPORATION (WAL) was filed on February 10, 2026.