Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation (WAL) reported insider transactions by officer and CLO & Secretary Jessica H. Jarvi on 11/15/2025. She exercised cash-settled restricted stock units into Common Stock in two small lots of 58 and 46 shares at an exercise price of $0 per share, then disposed of the same amounts of common stock at a sale price of $78.17 per share. Following these transactions, she directly held 12,457 shares of common stock and indirectly held 2,074 shares through the WAL 401(k) plan as of mid-November 2025. The derivative table shows remaining cash-settled restricted stock units that vest monthly through February 2027 and February 2028, each unit being the economic equivalent of one WAL common share.
Western Alliance Bancorporation insider activity shows its President and CEO, who is also a director, reporting multiple transactions in common stock and cash-settled restricted stock units on 11/15/2025. He exercised derivative awards coded as transaction type “M” for 539 and 437 cash-settled restricted stock units, each unit being the economic equivalent of one share of common stock and payable solely in cash. On the same date, he disposed of 539 and 437 shares of common stock at a price of $78.17 per share. Following these transactions, he directly owned 447,611 shares of common stock, with additional indirect holdings of 1,950 shares in a 401(k) plan and 750 shares held for a family member under UTMA.
Western Alliance Bancorporation (WAL) reported insider equity transactions by its Chief Administration Officer on 11/15/2025. The officer settled cash-settled restricted stock units into common stock and immediately sold the same number of shares in two small transactions. In each case, 97 and 69 shares of common stock were acquired at $0 per share through unit settlement and then sold at $78.17 per share. After these trades, the officer directly owned 63,202 shares of Western Alliance common stock and indirectly owned 325 shares through a spouse.
Western Alliance Bancorporation (WAL) officer, listed as Chief Banking Officer – NBL, reported several transactions in company stock on 11/15/2025. The filing shows exercises of equity awards (coded “M”) followed by same‑day sales. One set involved 165 shares acquired at an exercise price of $0 and then sold at $78.17, leaving 37,739 common shares directly owned. A second set involved 129 shares acquired at $0 and sold at $78.17, with the direct common share balance again reported as 37,739.
The officer also holds cash-settled restricted stock units, each economically equivalent to one WAL share. After the reported transactions, the filing lists 2,489 and 3,474 such units. One RSU grant vests monthly from March 2024 through February 2027, and another vests monthly from March 2025 through February 2028, with all units payable solely in cash rather than stock.
Western Alliance Bancorporation’s chief human resources officer reported routine equity movements in a Form 4. On 11/15/2025, the insider exercised cash-settled restricted stock units equivalent to 101 shares and separately 74 shares of common stock at an exercise price of $0, then disposed of the same numbers of common shares at a sale price of $78.17 per share. After these transactions, the insider directly beneficially owned 8,753 shares of Western Alliance common stock and indirectly held an additional 22,797 shares through the Kennedy Family Trust. The filing also shows remaining holdings of 1,503 and 1,983 cash-settled restricted stock units that continue to vest monthly through February 2027 and February 2028, respectively.
T. Rowe Price Associates, Inc. filed Amendment No. 3 to Schedule 13G reporting beneficial ownership of 7,969,869 shares of Western Alliance Bancorp (WAL) common stock, representing 7.2% of the class as of 09/30/2025.
The filer reports sole voting power over 7,842,341 shares and sole dispositive power over 7,969,498 shares, with no shared voting or dispositive power. T. Rowe Price Associates is identified as an investment adviser and certifies the securities were acquired and are held in the ordinary course of business, not to change or influence control of the issuer.
Barrow Hanley filed a Schedule 13G reporting beneficial ownership of 5,979,916 shares of Western Alliance Bancorp common stock, representing 5.42% of the class as of 09/30/2025. The firm reports sole voting and sole dispositive power over 5,979,916 shares, with no shared voting or dispositive power.
The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Western Alliance Bancorporation declared quarterly cash dividends on its common and preferred shares. The Board approved a $0.42 per share dividend on common stock, payable on November 28, 2025 to shareholders of record as of November 13, 2025. It also declared a dividend on its 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A of $106.25 per share (equivalent to $0.265625 per depositary share), payable on December 30, 2025 to shareholders of record as of December 15, 2025. These actions reflect the company’s ongoing quarterly distribution schedule for both its common and Series A preferred securities.
Western Alliance Bancorporation reported solid growth for the quarter and nine months ended September 30, 2025. Total assets rose to $90.97 billion from $80.93 billion at year-end 2024, driven by loan growth and a larger securities portfolio.
Loans held for investment increased to $56.65 billion, while deposits grew to $77.25 billion, with non‑interest-bearing balances of $26.63 billion. Net income attributable to Western Alliance reached $253.4 million for the quarter and $682.9 million for the nine months, up from $199.8 million and $570.8 million a year earlier. Diluted EPS was $2.28 for the quarter and $6.14 year‑to‑date.
Credit quality remains a focus, with the allowance for credit losses on loans increasing to $440.4 million from $373.8 million, and nonaccrual loans rising modestly to $522 million. The bank continued to build its mortgage servicing business, with mortgage servicing rights at fair value increasing to $1.21 billion on a servicing portfolio UPB of $66.05 billion.
Western Alliance Bancorporation (WAL) reported an insider transaction by its Vice Chairman and CFO. On 10/30/2025, the executive purchased 4,000 shares of common stock at $77 per share. Following this trade, direct beneficial ownership stands at 300,358 shares, with an additional 612 shares held indirectly in a 401(k) plan as of 10/16/2025.
The filing also lists derivative holdings: cash-settled restricted stock units economically equivalent to one WAL share each, including 4,552 units that vest monthly from March 2024 to February 2027, and 5,919 units that vest monthly from March 2025 to February 2028. Restricted stock units representing a contingent right to receive WAL common stock vest upon the reporting person’s Qualified Retirement; the count reflects dividend reinvestment.