Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Western Alliance Bancorporation (WAL) reported an insider transaction on Form 4. The company’s transitioning CFO acquired 8,526 shares of common stock on 10/14/2025, coded “A” for acquisition. The shares were recorded at a price of $0, indicating an award or similar no‑cost acquisition. Following the transaction, the officer beneficially owned 8,526 shares, held directly.
Western Alliance Bancorporation (WAL) filed an initial Statement of Beneficial Ownership (Form 3) for its transitioning CFO. The event date is 10/14/2025. The filing reports 0 shares of common stock beneficially owned, held directly, and no derivative securities listed.
The form was filed by one reporting person and includes an Exhibit 24 Power of Attorney, signed by attorney-in-fact Jessica Jarvi.
Western Alliance Bancorporation furnished an 8‑K announcing results for the quarter ended September 30, 2025. The company issued a press release and posted its third‑quarter 2025 earnings presentation on its website. These materials are included as Exhibits 99.1 and 99.2.
The information is being “furnished,” not “filed,” under the Exchange Act and is not subject to Section 18 liabilities, nor incorporated by reference unless expressly stated. The presentation is dated October 22, 2025.
Western Alliance Bancorporation reported insider activity by an officer. On 10/15/2025, the officer executed two conversions (code M) tied to cash‑settled restricted stock units for 165 shares and 129 shares, then disposed of 165 shares and 129 shares at $78.84 per share. Following these transactions, the officer directly owns 37,739 shares.
The cash‑settled units are each economically equivalent to one share and vest monthly: one grant vests 1/36th each month from March 2024 to February 2027, and another vests 1/36th each month from March 2025 to February 2028.
Western Alliance Bancorporation (WAL) reported an insider transaction by its Chief Risk Officer. On 10/15/2025, the officer executed two conversions (code M) tied to cash‑settled restricted stock units for 72 and 53 underlying shares at a stated price of $0, then sold 72 and 53 shares at $78.84. Following these transactions, direct beneficial ownership stood at 14,671 shares.
The derivative holdings reflect cash‑settled RSUs that are the economic equivalent of one share each, vesting monthly: one grant vests 1/36 each month from March 2024 to February 2027, and another from March 2025 to February 2028. Post‑transaction, the officer reported 1,149 units from the earlier grant and 1,479 units from the later grant.
Western Alliance Bancorporation (WAL) reported insider activity by its Chief Credit Officer on 10/15/2025 tied to cash-settled restricted stock units. The filing shows conversions of derivative units into equivalent common stock entries and corresponding dispositions at $78.84, with no net change in share ownership.
The transactions included 35 and 22 units, each economically equivalent to one share. Following these entries, the reporting person beneficially owned 1,359 shares of common stock directly. The derivative table lists cash-settled RSU balances of 542 units (from a grant vesting monthly from March 2024 to February 2027) and 618 units (from a grant vesting monthly from March 2025 to February 2028).
Western Alliance Bancorporation officer Jessica H. Jarvi reported insider transactions on 10/15/2025.
The filing shows two sets of movements in common stock: an acquisition via code M of 58 shares at $0 and a disposition of 58 shares at $78.84, and an acquisition via code M of 46 shares at $0 followed by a disposition of 46 shares at $78.84.
After these transactions, she beneficially owned 12,457 shares directly. Indirect holdings were 2,074 shares in the 401(k) plan as of 09/30/2025. The derivative table identifies cash‑settled restricted stock units, each economically equivalent to one share, vesting monthly in 36 installments across stated periods.
Western Alliance Bancorporation officer (Chief Administration Officer) reported transactions on 10/15/2025 on a Form 4. The filing shows the conversion (code M) of 97 and 69 cash-settled restricted stock units at $0 per unit, followed by dispositions of the same share amounts at $78.84 per share. Each unit is the economic equivalent of one share of common stock.
After these transactions, the reporting person held 63,202 shares directly. An additional 325 shares were reported as indirectly owned through a spouse. The cash-settled units vest monthly on the 15th day, with schedules running from March 2024 to February 2027 and from March 2025 to February 2028, respectively.
Western Alliance Bancorporation (WAL) reported insider activity by its CBO for Regional Banking on 10/15/2025. The officer exercised awards and matched share dispositions: 158 shares at $78.84 and 115 shares at $78.84, with acquisitions reported at $0 per share under code “M”. Following these transactions, the officer directly owned 24,759 shares.
Related derivative entries reflect cash‑settled restricted stock units, each economically equivalent to one WAL share and payable solely in cash. Footnotes indicate vesting of 1/36th monthly from March 2024–February 2027 for one grant and March 2025–February 2028 for another.
Western Alliance Bancorporation (WAL) reported insider activity by its Chief Human Resources Officer on 10/15/2025. The filing shows cash-settled RSUs vesting and corresponding same-day entries: an M-code conversion for 101 and 74 units (each the economic equivalent of one share) followed by dispositions of 101 and 74 shares at $78.84.
After these transactions, direct beneficial ownership was 8,753 shares. The report also lists 22,797 shares held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust. The RSUs vest monthly in 1/36th increments across schedules running March 2024–February 2027 and March 2025–February 2028.