Western Alliance CLO reports small share moves

Western Alliance Bancorporation’s Chief Legal Officer and Secretary, Jessica H. Jarvi, reported two common stock transactions on February 6 and 7, 2026, each coded “F.” The transactions involved 353 and 537 shares at a reported price of $94.39 per share.

Rhea-AI Filing Summary

Western Alliance Bancorporation’s Chief Legal Officer and Secretary, Jessica H. Jarvi, reported two common stock transactions on February 6 and 7, 2026, each coded “F.” The transactions involved 353 and 537 shares at a reported price of $94.39 per share.

After these transactions, Jarvi directly beneficially owned 13,104 shares of Western Alliance common stock and indirectly beneficially owned 2,074 shares through the WAL 401(k) Plan, which includes employer matching contributions as of February 5, 2026.

Insider Trade Summary

Exercise Price or Tax Liability: 890 shares

Exercise Price or Tax Liability 3 txns

Insider Jarvi Jessica H

Role CLO & Secretary

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	537	$94.39	$51K
Exercise Price or Tax Liability	Common Stock	353	$94.39	$33K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 13,104 shares (Direct); Common Stock — 2,074 shares (Indirect, WAL 401(k))

Footnotes (1)

1. F1. Reflects shares held in the 401K Plan to include employer match as of 2/5/2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did WAL’s Jessica H. Jarvi report on this Form 4?

Jessica H. Jarvi reported two transactions in Western Alliance common stock, both coded “F.” They covered 353 shares on February 6, 2026 and 537 shares on February 7, 2026, each at a reported price of $94.39 per share.

How many Western Alliance (WAL) shares does Jessica H. Jarvi own after the reported transactions?

After the reported transactions, Jessica H. Jarvi directly beneficially owned 13,104 Western Alliance common shares. She also indirectly beneficially owned 2,074 additional shares through the WAL 401(k) Plan, including employer matching contributions as of February 5, 2026.

What does the indirect ownership in WAL’s 401(k) Plan represent for Jessica H. Jarvi?

Indirect ownership represents 2,074 Western Alliance shares held for Jessica H. Jarvi in the WAL 401(k) Plan. According to the filing, this figure includes shares attributable to employer matching contributions as of February 5, 2026, in addition to any employee contributions.

What transaction code is used in Jessica H. Jarvi’s WAL Form 4 filing?

The Form 4 lists both reported common stock transactions with the transaction code “F”. Each transaction is non-derivative common stock, at a reported price of $94.39 per share, with updated post-transaction beneficial ownership amounts disclosed in the table.

What is Jessica H. Jarvi’s role at Western Alliance Bancorporation (WAL)?

Jessica H. Jarvi is identified as an officer of Western Alliance Bancorporation, serving as CLO & Secretary. The Form 4 confirms she is not listed as a director or 10% owner, and the filing is made by one reporting person only.

Are there any derivative securities reported in this WAL Form 4 for Jessica H. Jarvi?

No derivative securities are reported for Jessica H. Jarvi in this Form 4. The table for derivative securities is present but contains no specific derivative positions, so all disclosed transactions involve non-derivative Western Alliance common stock only.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 02/10/2026 - 04:25 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jarvi Jessica H

(Last) (First) (Middle)

1 E. WASHINGTON STREET

SUITE 1400

(Street)

PHOENIX AZ 85004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WESTERN ALLIANCE BANCORPORATION [ WAL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Secretary

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		F		353	D	$94.39	13,641	D
Common Stock	02/07/2026		F		537	D	$94.39	13,104	D
Common Stock								2,074(1)	I	WAL 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects shares held in the 401K Plan to include employer match as of 2/5/2026.

Remarks:

	Jessica H. Jarvi	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.