Western Alliance (NYSE: WAL) CLO reports Form 4 share transactions
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Western Alliance Bancorporation’s Chief Legal Officer and Secretary, Jessica H. Jarvi, reported two common stock transactions on February 6 and 7, 2026, each coded “F.” The transactions involved 353 and 537 shares at a reported price of $94.39 per share.
After these transactions, Jarvi directly beneficially owned 13,104 shares of Western Alliance common stock and indirectly beneficially owned 2,074 shares through the WAL 401(k) Plan, which includes employer matching contributions as of February 5, 2026.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Jarvi Jessica H
Role
CLO & Secretary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 537 | $94.39 | $51K |
| Tax Withholding | Common Stock | 353 | $94.39 | $33K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 13,104 shares (Direct);
Common Stock — 2,074 shares (Indirect, WAL 401(k))
Footnotes (1)
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FAQ
What insider transaction did WAL’s Jessica H. Jarvi report on this Form 4?
Jessica H. Jarvi reported two transactions in Western Alliance common stock, both coded “F.” They covered 353 shares on February 6, 2026 and 537 shares on February 7, 2026, each at a reported price of $94.39 per share.
What does the indirect ownership in WAL’s 401(k) Plan represent for Jessica H. Jarvi?
Indirect ownership represents 2,074 Western Alliance shares held for Jessica H. Jarvi in the WAL 401(k) Plan. According to the filing, this figure includes shares attributable to employer matching contributions as of February 5, 2026, in addition to any employee contributions.
What transaction code is used in Jessica H. Jarvi’s WAL Form 4 filing?
The Form 4 lists both reported common stock transactions with the transaction code “F”. Each transaction is non-derivative common stock, at a reported price of $94.39 per share, with updated post-transaction beneficial ownership amounts disclosed in the table.
What is Jessica H. Jarvi’s role at Western Alliance Bancorporation (WAL)?
Jessica H. Jarvi is identified as an officer of Western Alliance Bancorporation, serving as CLO & Secretary. The Form 4 confirms she is not listed as a director or 10% owner, and the filing is made by one reporting person only.
Are there any derivative securities reported in this WAL Form 4 for Jessica H. Jarvi?
No derivative securities are reported for Jessica H. Jarvi in this Form 4. The table for derivative securities is present but contains no specific derivative positions, so all disclosed transactions involve non-derivative Western Alliance common stock only.