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Western Alliance (NYSE: WAL) officer reports Form 4 share changes

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported small changes in his holdings of the company’s common stock. On February 6, 2026, an F-coded transaction covered 384 shares at $94.39, leaving 64,465 shares held directly. On February 7, 2026, another F-coded transaction involved 599 shares at $94.39, with direct holdings then at 63,866 shares. In addition, 325 shares are reported as held indirectly through his spouse, Alvina Boothe.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boothe Timothy W

(Last) (First) (Middle)
ONE E. WASHINGTON ST., SUITE 1400

(Street)
PHOENIX AZ 85004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTERN ALLIANCE BANCORPORATION [ WAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Administration Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/06/2026 F 384 D $94.39 64,465 D
Common Stock 02/07/2026 F 599 D $94.39 63,866 D
Common Stock 325 I Alvina Boothe (spouse)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/Jessica Jarvi (Attorney-in-fact) 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WAL executive Timothy W. Boothe report?

Timothy W. Boothe reported two F-coded transactions in Western Alliance Bancorporation common stock. These involved 384 shares on February 6, 2026, and 599 shares on February 7, 2026, both at $94.39 per share, adjusting his reported direct ownership levels.

How many Western Alliance (WAL) shares does Timothy W. Boothe own after the Form 4?

After the reported transactions, Timothy W. Boothe is shown holding 63,866 Western Alliance Bancorporation common shares directly. The filing also reports 325 additional common shares held indirectly through his spouse, Alvina Boothe, reflecting combined direct and indirect beneficial ownership.

What were the prices and codes for Timothy W. Boothe’s WAL stock transactions?

Both reported transactions in Western Alliance Bancorporation common stock used transaction code F and a price of $94.39 per share. One covered 384 shares on February 6, 2026, and the other covered 599 shares on February 7, 2026, as disclosed.

Does the WAL Form 4 show any indirect holdings for Timothy W. Boothe?

Yes. In addition to his direct holdings, the Form 4 lists 325 Western Alliance Bancorporation common shares held indirectly. These shares are attributed to his spouse, Alvina Boothe, and are reported under indirect beneficial ownership in the filing.

What role does Timothy W. Boothe hold at Western Alliance (WAL)?

Timothy W. Boothe is identified as an officer of Western Alliance Bancorporation, serving as Chief Administration Officer. This role is specified in the Form 4, which also confirms the filing is made by one reporting person, not a group.
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