STOCK TITAN
  1. Home
  2. Sec-filings
  3. WAL
  4. [Form 4] WESTERN ALLIANCE BANCORPORATION Insider Trading Activity

Western Alliance CFO reports $78.84 share sales; ownership 296,358

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Western Alliance Bancorporation (WAL) reported insider activity by its Vice Chairman and CFO on 10/15/2025. The executive acquired 285 and 212 shares of common stock at $0 following conversions of cash-settled RSUs, then sold the same amounts at $78.84 per share. Following these transactions, direct beneficial ownership stood at 296,358 shares. Indirect holdings were 612 shares in a 401K Plan as of 09/30/2025.

Positive

  • None.

Negative

  • None.
Insider GIBBONS DALE
Role Vice Chairman and CFO
Type Security Shares Price Value
Exercise Cash Settled Restricted Stock Units 285 $0.00 --
Exercise Cash Settled Restricted Stock Units 212 $0.00 --
Exercise Common Stock 285 $0.00 --
Disposition Common Stock 285 $78.84 $22K
Exercise Common Stock 212 $0.00 --
Disposition Common Stock 212 $78.84 $17K
holding Common Stock -- -- --
Holdings After Transaction: Cash Settled Restricted Stock Units — 4,552 shares (Direct); Common Stock — 296,643 shares (Direct); Common Stock — 612 shares (Indirect, 401K Plan)
Footnotes (1)
  1. These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028. Reflects shares held in the 401K Plan to include employer match as of 09/30/2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GIBBONS DALE
(Last) (First) (Middle)
C/O WESTERN ALLIANCE BANCORPORATION
ONE E. WASHINGTON STREET, STE 1400
(Street)
PHOENIX AZ 85004
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTERN ALLIANCE BANCORPORATION [ WAL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice Chairman and CFO
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/15/2025 M 285(1) A $0(2) 296,643 D
Common Stock 10/15/2025 D 285 D $78.84 296,358 D
Common Stock 10/15/2025 M 212(3) A $0(2) 296,570 D
Common Stock 10/15/2025 D 212 D $78.84 296,358 D
Common Stock 612(4) I 401K Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Cash Settled Restricted Stock Units (2) 10/15/2025 M 285 (1) (1) Common Stock 285 (2) 4,552 D
Cash Settled Restricted Stock Units (2) 10/15/2025 M 212 (3) (3) Common Stock 212 (2) 5,919 D
Explanation of Responses:
1. These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027.
2. Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
3. These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2025 and ending February 2028.
4. Reflects shares held in the 401K Plan to include employer match as of 09/30/2025.
Remarks:
/s/Jessica Jarvi (Attorney-in-fact) 10/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did WAL’s CFO report in the latest Form 4?

The CFO reported acquiring 285 and 212 shares via RSU conversions at $0 and selling those shares at $78.84 on 10/15/2025.

What is the CFO’s direct ownership in WAL after the trades?

Direct beneficial ownership was 296,358 shares after the reported transactions.

Were there any indirect holdings disclosed for WAL’s CFO?

Yes, 612 shares were held indirectly in a 401K Plan as of 09/30/2025.

At what price were the WAL shares sold?

The reported sale price was $78.84 per share.

What role does the reporting person hold at WAL?

The reporting person is an officer: Vice Chairman and CFO.

What derivative securities were involved?

Cash-settled restricted stock units converted, with related entries of 285 and 212 underlying common shares.