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Western Alliance (NYSE: WAL) awards deferred stock units to director

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

JAMMET MARY CHRIS reported acquisition or exercise transactions in this Form 4 filing.

Western Alliance Bancorporation director Mary Chris Jammet received a grant of 276 Deferred Stock Units on July 15, 2026 at $81.79 per unit. These units vest on February 5, 2027 and are payable in common shares after separation from service, bringing her direct holdings to 3,394 units.

Positive

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Insider JAMMET MARY CHRIS
Role Director
Type Security Shares Price Value
Grant/Award Deferred Stock Units 276 $81.79 $23K
Holdings After Transaction: Deferred Stock Units — 3,394 shares (Direct)
Footnotes (1)
  1. [object Object]
Deferred Stock Units granted 276 units Grant to director Mary Chris Jammet on 2026-07-15
Grant price $81.79 per unit Price for Deferred Stock Units awarded on 2026-07-15
Total Deferred Stock Units after grant 3,394 units Director’s direct holdings following the reported grant
Underlying common shares for this grant 276 shares Common stock underlying the 276 Deferred Stock Units
Vesting date February 5, 2027 Vesting date of the granted Deferred Stock Units
Deferred Stock Units financial
"Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Stock Incentive Plan financial
"grant of Deferred Stock Units under the Issuer's Stock Incentive Plan"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
Director Deferral Plan financial
"credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027"
A director deferral plan lets board members delay receiving part or all of their pay—typically fees or equity—until a later date, with the deferred amount converted to cash or units that are paid out on a set future date or event. For investors, it signals how a company manages present cash flow and aligns directors’ interests with long-term performance, while creating future payment obligations or possible share dilution when those deferred amounts are settled—like choosing to take a future pension or stock grant instead of a paycheck today.
separation from service financial
"paid in shares of Common Stock issued ... after a separation from service"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Western Alliance Bancorporation (WAL) director Mary Chris Jammet receive in this Form 4?

Mary Chris Jammet received 276 Deferred Stock Units linked to Western Alliance Bancorporation common stock. The award was granted on July 15, 2026 at $81.79 per unit and increases her direct holdings to a total of 3,394 units.

At what price were the Western Alliance (WAL) Deferred Stock Units granted?

The Deferred Stock Units were granted at a price of $81.79 per unit. This grant covers 276 units tied to Western Alliance common stock and was made to director Mary Chris Jammet on July 15, 2026 under the company’s stock incentive framework.

When do Mary Chris Jammet’s Western Alliance (WAL) Deferred Stock Units vest?

The Deferred Stock Units vest on February 5, 2027. After this vesting date, they remain deferred and are ultimately paid out in shares of Western Alliance common stock following separation from service under the Director Deferral Plan.

How many Deferred Stock Units does the Western Alliance (WAL) director hold after this transaction?

Following the grant, Mary Chris Jammet directly holds 3,394 Deferred Stock Units. This total incorporates the new award of 276 units granted on July 15, 2026 under Western Alliance’s Stock Incentive Plan and credited to the Director Deferral Plan.

How will the Western Alliance (WAL) Deferred Stock Units be settled for the director?

The Deferred Stock Units will be paid in shares of Western Alliance common stock. Settlement occurs after the director’s separation from service, in accordance with the company’s Director Deferral Plan and issued under its Stock Incentive Plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JAMMET MARY CHRIS

(Last)(First)(Middle)
1 E. WASHINGTON STREET
SUITE 1400

(Street)
PHOENIX ARIZONA 85004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WESTERN ALLIANCE BANCORPORATION [ WAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Deferred Stock Units(1)07/15/2026A276 (1) (1)Common Stock276$81.793,394D
Explanation of Responses:
1. Represents the grant of Deferred Stock Units under the Issuer's Stock Incentive Plan and credited under the Issuer's Director Deferral Plan, vesting on February 5, 2027. Deferred Stock Units are paid in shares of Common Stock issued under the Issuer's Stock Incentive Plan after a separation from service pursuant to the Director Deferral Plan
Remarks:
/s/Jessica Jarvi (Attorney-in-fact)07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)