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Western Alliance (NYSE: WAL) officer reports 2,072-share disposition at $94.39

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Western Alliance Bancorporation executive Stephen Russell Curley filed a Form 4 reporting share dispositions through withholding transactions coded “F.” On February 6, 2026, 758 shares of common stock were disposed of at $94.39 per share, leaving 40,494 shares owned directly. On February 7, 2026, a further 1,314 shares were disposed of at $94.39 per share, leaving Curley with 39,180 Western Alliance Bancorporation common shares held directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Curley Stephen Russell

(Last) (First) (Middle)
C/O WESTERN ALLIANCE BANCORPORATION
ONE E. WASHINGTON STREET, STE 1400

(Street)
PHOENIX AZ 85004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WESTERN ALLIANCE BANCORPORATION [ WAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Banking Ofc.-NBL
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/06/2026 F 758 D $94.39 40,494 D
Common Stock 02/07/2026 F 1,314 D $94.39 39,180 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/Jessica Jarvi (Attorney-in-fact) 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WAL executive Stephen Russell Curley report?

Stephen Russell Curley reported two dispositions of Western Alliance Bancorporation common stock via Form 4. On February 6, 2026 he disposed of 758 shares, and on February 7, 2026 he disposed of 1,314 shares, both at $94.39 per share.

How many WAL shares did Stephen Russell Curley dispose of and at what price?

Curley disposed of a total of 2,072 Western Alliance Bancorporation common shares. The transactions occurred in two parts, 758 shares and 1,314 shares, each reported at a transaction price of $94.39 per share.

What is Stephen Russell Curley’s remaining WAL shareholding after these Form 4 transactions?

After the reported transactions, Curley directly owns 39,180 Western Alliance Bancorporation common shares. He first reported 40,494 shares after the February 6, 2026 disposition, then 39,180 shares following the February 7, 2026 disposition.

What do the transaction codes on Stephen Russell Curley’s WAL Form 4 indicate?

Both transactions are coded “F” on the Form 4 for Western Alliance Bancorporation. Each code “F” entry reflects a disposition of common stock at $94.39 per share, one for 758 shares on February 6, 2026 and another for 1,314 shares on February 7, 2026.

Is Stephen Russell Curley’s ownership in WAL reported as direct or indirect?

Curley’s Western Alliance Bancorporation holdings are reported as directly owned. The Form 4 shows 40,494 shares directly owned after the first transaction and 39,180 shares directly owned after the second, with no nature of indirect beneficial ownership disclosed in the data provided.

What position does Stephen Russell Curley hold at Western Alliance Bancorporation (WAL)?

Curley is reported as an officer of Western Alliance Bancorporation with the title “Chief Banking Ofc.-NBL.” This officer status requires him to file Form 4 reports when his beneficial ownership of the company’s common stock changes.
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