Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation filings document the regulatory record of a bank holding company with common stock and 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. Its 8-K reports furnish quarterly operating results, earnings presentations, dividend declarations for common and preferred securities, investor communications and material-event disclosures tied to banking operations.
The company’s proxy materials cover board governance, shareholder voting matters, executive compensation and equity-related compensation arrangements. Other filings document credit-related events, including impairment charges on commercial loan exposures, as well as capital-structure details, deferred compensation plans and risk disclosures associated with the company’s lending, deposit and specialty banking activities.
Jessica H. Jarvi, Chief Legal Officer & Secretary of Western Alliance Bancorporation (WAL) reported a series of non-derivative and derivative transactions in company common stock on 08/15/2025. The report shows multiple acquisitions from cash-settled restricted stock units that vest monthly and are paid in cash: 58 units (economic equivalent to shares) from a grant vesting March 2024–February 2027 and 46 units from a grant vesting March 2025–February 2028. Concurrently, Jarvi sold shares at $82.55 per share, reducing direct beneficial ownership to 12,457 shares. She also holds 2,074 shares indirectly in the WAL 401(k) and reported 1,027 and 1,379 units from the cash-settled RSU grants as derivative holdings.
Timothy W. Boothe, identified as an officer (Chief Administration Officer) and a director of Western Alliance Bancorporation (WAL), reported multiple transactions on 08/15/2025. The filing shows sales of common stock at $82.55 that reduced his reported direct holdings to 63,202 shares. Concurrently, Boothe was recorded as receiving cash-settled restricted stock units that are the economic equivalent of common shares and vest in monthly installments over multi-year schedules. The report lists 1,749 and 2,069 cash-settled RSUs (total 3,818) with stated vesting schedules beginning March 2024 and March 2025, respectively. The filing also notes 325 shares held indirectly by spouse Alvina Boothe.
Schedule 13G/A disclosure by T. Rowe Price Associates reports a meaningful passive stake in Western Alliance Bancorp common stock. The filer reports beneficial ownership of 6,315,145 shares, representing 5.7% of the class, with sole voting power over 6,234,004 shares and sole dispositive power over 6,315,145 shares. The filing states the securities are held in the ordinary course of business and were not acquired to change or influence control of the issuer.
The statement also includes a declaration that the filing should not be construed as an admission of beneficial ownership. This is a routine institutional disclosure that documents a >5% position and the specific voting and dispositive powers reported by the investment adviser.