Welcome to our dedicated page for WESTERN ALLIANCE BANCORPORATION SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on WESTERN ALLIANCE BANCORPORATION's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into WESTERN ALLIANCE BANCORPORATION's regulatory disclosures and financial reporting.
Western Alliance Bancorporation’s chief human resources officer reported routine equity movements in a Form 4. On 11/15/2025, the insider exercised cash-settled restricted stock units equivalent to 101 shares and separately 74 shares of common stock at an exercise price of $0, then disposed of the same numbers of common shares at a sale price of $78.17 per share. After these transactions, the insider directly beneficially owned 8,753 shares of Western Alliance common stock and indirectly held an additional 22,797 shares through the Kennedy Family Trust. The filing also shows remaining holdings of 1,503 and 1,983 cash-settled restricted stock units that continue to vest monthly through February 2027 and February 2028, respectively.
T. Rowe Price Associates, Inc. filed Amendment No. 3 to Schedule 13G reporting beneficial ownership of 7,969,869 shares of Western Alliance Bancorp (WAL) common stock, representing 7.2% of the class as of 09/30/2025.
The filer reports sole voting power over 7,842,341 shares and sole dispositive power over 7,969,498 shares, with no shared voting or dispositive power. T. Rowe Price Associates is identified as an investment adviser and certifies the securities were acquired and are held in the ordinary course of business, not to change or influence control of the issuer.
Barrow Hanley filed a Schedule 13G reporting beneficial ownership of 5,979,916 shares of Western Alliance Bancorp common stock, representing 5.42% of the class as of 09/30/2025. The firm reports sole voting and sole dispositive power over 5,979,916 shares, with no shared voting or dispositive power.
The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Western Alliance Bancorporation declared quarterly cash dividends on its common and preferred shares. The Board approved a $0.42 per share dividend on common stock, payable on November 28, 2025 to shareholders of record as of November 13, 2025. It also declared a dividend on its 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A of $106.25 per share (equivalent to $0.265625 per depositary share), payable on December 30, 2025 to shareholders of record as of December 15, 2025. These actions reflect the company’s ongoing quarterly distribution schedule for both its common and Series A preferred securities.
Western Alliance Bancorporation reported solid growth for the quarter and nine months ended September 30, 2025. Total assets rose to $90.97 billion from $80.93 billion at year-end 2024, driven by loan growth and a larger securities portfolio.
Loans held for investment increased to $56.65 billion, while deposits grew to $77.25 billion, with non‑interest-bearing balances of $26.63 billion. Net income attributable to Western Alliance reached $253.4 million for the quarter and $682.9 million for the nine months, up from $199.8 million and $570.8 million a year earlier. Diluted EPS was $2.28 for the quarter and $6.14 year‑to‑date.
Credit quality remains a focus, with the allowance for credit losses on loans increasing to $440.4 million from $373.8 million, and nonaccrual loans rising modestly to $522 million. The bank continued to build its mortgage servicing business, with mortgage servicing rights at fair value increasing to $1.21 billion on a servicing portfolio UPB of $66.05 billion.
Western Alliance Bancorporation (WAL) reported an insider transaction by its Vice Chairman and CFO. On 10/30/2025, the executive purchased 4,000 shares of common stock at $77 per share. Following this trade, direct beneficial ownership stands at 300,358 shares, with an additional 612 shares held indirectly in a 401(k) plan as of 10/16/2025.
The filing also lists derivative holdings: cash-settled restricted stock units economically equivalent to one WAL share each, including 4,552 units that vest monthly from March 2024 to February 2027, and 5,919 units that vest monthly from March 2025 to February 2028. Restricted stock units representing a contingent right to receive WAL common stock vest upon the reporting person’s Qualified Retirement; the count reflects dividend reinvestment.
Western Alliance Bancorporation (WAL) reported an insider transaction on Form 4. The company’s transitioning CFO acquired 8,526 shares of common stock on 10/14/2025, coded “A” for acquisition. The shares were recorded at a price of $0, indicating an award or similar no‑cost acquisition. Following the transaction, the officer beneficially owned 8,526 shares, held directly.
Western Alliance Bancorporation (WAL) filed an initial Statement of Beneficial Ownership (Form 3) for its transitioning CFO. The event date is 10/14/2025. The filing reports 0 shares of common stock beneficially owned, held directly, and no derivative securities listed.
The form was filed by one reporting person and includes an Exhibit 24 Power of Attorney, signed by attorney-in-fact Jessica Jarvi.
Western Alliance Bancorporation furnished an 8‑K announcing results for the quarter ended September 30, 2025. The company issued a press release and posted its third‑quarter 2025 earnings presentation on its website. These materials are included as Exhibits 99.1 and 99.2.
The information is being “furnished,” not “filed,” under the Exchange Act and is not subject to Section 18 liabilities, nor incorporated by reference unless expressly stated. The presentation is dated October 22, 2025.
Western Alliance Bancorporation reported insider activity by an officer. On 10/15/2025, the officer executed two conversions (code M) tied to cash‑settled restricted stock units for 165 shares and 129 shares, then disposed of 165 shares and 129 shares at $78.84 per share. Following these transactions, the officer directly owns 37,739 shares.
The cash‑settled units are each economically equivalent to one share and vest monthly: one grant vests 1/36th each month from March 2024 to February 2027, and another vests 1/36th each month from March 2025 to February 2028.