Waldencast (WALD) director lists 37,454 Class A Ordinary Shares

Rhea-AI Filing Summary

Waldencast plc director Brookie Kelly has filed an initial ownership report showing a direct holding of 37,454 Class A Ordinary Shares. This Form 3 does not report any recent purchase or sale activity; it simply establishes Kelly’s current direct equity position in Waldencast.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Brookie Kelly

(Last) (First) (Middle)

C/O WALDENCAST PLC

MICHELIN HOUSE, 81 FULHAM ROAD

(Street)

LONDON SW3 6RD

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Waldencast plc [ WALD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares	37,454	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Kelly Brookie	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the latest Form 3 filing reveal for WALD?

The Form 3 shows director Brookie Kelly holds 37,454 Class A Ordinary Shares of Waldencast plc. This filing establishes the director’s existing ownership position rather than reporting a new stock purchase or sale.

How many Waldencast (WALD) shares does Brookie Kelly own?

Director Brookie Kelly reports owning 37,454 Class A Ordinary Shares of Waldencast plc. These shares are listed as directly held, indicating a personal ownership position rather than through an intermediary entity or derivative instrument.

Does Brookie Kelly’s WALD Form 3 indicate a stock purchase or sale?

The Form 3 for Brookie Kelly does not indicate a specific stock purchase or sale. It functions as an initial ownership statement, listing a direct holding of 37,454 Class A Ordinary Shares in Waldencast plc without recording a transaction.

What type of security does Brookie Kelly report holding in WALD?

Brookie Kelly reports holding Class A Ordinary Shares of Waldencast plc. The filing lists a direct ownership position of 37,454 shares, with no derivative securities or option positions disclosed in the provided data.

Is Brookie Kelly a director or officer of Waldencast (WALD)?

The filing identifies Brookie Kelly as a director of Waldencast plc and not as an officer. The Form 3 reflects this role while disclosing a direct ownership of 37,454 Class A Ordinary Shares in the company.