Waldencast (WALD) director Felipe Dutra files initial Form 3 ownership report

Rhea-AI Filing Summary

Waldencast plc director Felipe Dutra has filed a Form 3, which is an initial statement of beneficial ownership for company insiders. The filing lists him as a director and does not report any share purchases, sales, or other transactions, making this a routine administrative disclosure of insider status.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Dutra Felipe

(Last) (First) (Middle)

C/O WALDENCAST PLC

MICHELIN HOUSE, 81 FULHAM ROAD

(Street)

LONDON SW3 6RD

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Waldencast plc [ WALD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/ Felipe Dutra	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Waldencast (WALD) disclose in Felipe Dutra’s Form 3?

The Form 3 shows that Felipe Dutra is a director of Waldencast plc (WALD). It is an initial ownership statement and reports no insider share purchases, sales, or other transactions in the company’s securities.

Does Felipe Dutra buy or sell Waldencast (WALD) shares in this Form 3?

No transactions are reported for Felipe Dutra in this Form 3. The filing shows zero purchases, zero sales, and no derivative exercises or gifts, serving solely as an initial registration of his insider status at Waldencast plc.

What insider role does Felipe Dutra have at Waldencast (WALD)?

Felipe Dutra is identified as a director of Waldencast plc (WALD) in this Form 3. He is not listed as an officer and is not flagged as a ten percent owner based on the information provided in the filing data.

Are there any derivative securities reported for Felipe Dutra at Waldencast (WALD)?

No derivative securities are listed for Felipe Dutra in this Form 3. The derivative summary is empty, and the transaction summary shows no option exercises, conversions, or other derivative-related transactions connected to Waldencast plc.

What is the significance of a Form 3 for Waldencast (WALD) investors?

Form 3 is an initial insider ownership statement. For Waldencast plc (WALD), this filing simply records that Felipe Dutra is a director, without reporting any trades, and helps establish a baseline for any future Form 4 or Form 5 activity.