Waters CFO reports tax withholding shares
Waters Corporation’s SVP & Chief Financial Officer Amol Chaubal reported a routine tax-related share disposition.
Rhea-AI Filing Summary
Waters Corporation’s SVP & Chief Financial Officer Amol Chaubal reported a routine tax-related share disposition. On the reported date, 239 shares of common stock were withheld by the company to cover tax obligations tied to vesting of previously granted restricted stock units, rather than sold in the market.
After this withholding, Chaubal directly holds about 7,622.8449 common shares. This total includes 65.4519 shares acquired earlier through the Waters Corporation Amended and Restated 2009 Employee Stock Purchase Plan in a transaction described as exempt under Rule 16b-3(c), indicating ongoing equity participation.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise Price or Tax Liability: 239 shares
Exercise Price or Tax Liability
1 txn
Insider
Chaubal Amol
Role
SVP & Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Common Stock | 239 | $352.21 | $84K |
Holdings After Transaction:
Common Stock — 7,622.8449 shares (Direct)
Footnotes (2)
- F1. Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of previously reported restricted stock units.
- F2. Includes 65.4519 shares of common stock acquired on March 31, 2026, pursuant to the Waters Corporation Amended and Restated 2009 Employee Stock Purchase Plan, in a transaction that was exempt pursuant to Rule 16b-3(c).
Key Figures
Tax-withholding shares: 239 shares
Price per share for withholding: $352.21 per share
Shares held after transaction: 7,622.8449 shares
+1 more
4 metrics
Tax-withholding shares
239 shares
Shares withheld to satisfy tax obligations on vesting RSUs
Price per share for withholding
$352.21 per share
Value used for the 239 withheld shares
Shares held after transaction
7,622.8449 shares
Direct Waters common stock held by Amol Chaubal post-transaction
ESPP shares included
65.4519 shares
Shares acquired via 2009 Employee Stock Purchase Plan, exempt under Rule 16b-3(c)
Key Terms
restricted stock units, tax withholding obligations, Employee Stock Purchase Plan, Rule 16b-3(c)
4 terms
restricted stock units financial
"vesting and settlement of previously reported restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"withheld by the Issuer to satisfy tax withholding obligations"
Employee Stock Purchase Plan financial
"pursuant to the Waters Corporation Amended and Restated 2009 Employee Stock Purchase Plan"
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Rule 16b-3(c) regulatory
"in a transaction that was exempt pursuant to Rule 16b-3(c)"
An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Waters (WAT) CFO Amol Chaubal report in this Form 4?
Amol Chaubal reported 239 Waters shares withheld to satisfy tax obligations on vesting restricted stock units. This was a tax-withholding disposition, not an open-market sale, and reflects standard equity compensation processing rather than an active trading decision.
Was the Waters (WAT) CFO’s Form 4 transaction an open-market sale?
No, the transaction was not an open-market sale. The 239 shares were withheld by Waters to cover tax withholding obligations from vesting restricted stock units, a common administrative step in stock-based compensation programs rather than a discretionary sale decision.
What role did restricted stock units play in this Waters (WAT) Form 4?
The Form 4 notes that the withheld 239 shares covered tax obligations from vesting and settlement of previously reported restricted stock units. This links the disposition directly to equity compensation vesting mechanics, not to any separate stock purchase or sale in the market.
What is the significance of the Waters (WAT) Employee Stock Purchase Plan in the filing?
A footnote explains that Chaubal’s holdings include 65.4519 Waters shares acquired under the Amended and Restated 2009 Employee Stock Purchase Plan. That ESPP acquisition was described as exempt under Rule 16b-3(c), showing additional routine participation in company equity programs.
AI-generated analysis. How Rhea-AI works. Not financial advice.
