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Waters (NYSE: WAT) CFO has shares withheld for income taxes

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Waters Corp senior vice president and chief financial officer Amol Chaubal reported an insider transaction related to equity compensation. On this Form 4, 709 shares of common stock were withheld by the company on March 2, 2026 to satisfy tax obligations tied to the vesting of previously reported performance stock units, at a price of $307.23 per share. This was a tax-withholding disposition rather than an open-market sale. After this withholding, Chaubal directly holds 7,796.393 shares of Waters common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chaubal Amol

(Last) (First) (Middle)
34 MAPLE STREET

(Street)
MILFORD MA 01757

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WATERS CORP /DE/ [ WAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 F 709(1) D $307.23 7,796.393 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of previously reported performance stock units.
/s/ Michael Lynn, attorney-in-fact for Amol Chaubal 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Waters (WAT) CFO Amol Chaubal report on this Form 4?

Amol Chaubal reported a tax-related share disposition. Waters Corp withheld 709 shares of common stock at $307.23 per share to cover tax obligations arising from the vesting and settlement of previously reported performance stock units.

Was the Waters (WAT) CFO’s Form 4 transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 709 shares were withheld by Waters Corp to satisfy tax withholding obligations when performance stock units vested and settled, a common administrative step with equity compensation awards.

How many Waters (WAT) shares does CFO Amol Chaubal own after the reported transaction?

After the tax-withholding disposition, Amol Chaubal directly owns 7,796.393 shares of Waters common stock. This share count reflects his remaining direct holdings following the 709 shares withheld to cover tax obligations on vested performance stock units.

What does transaction code "F" indicate in the Waters (WAT) CFO’s Form 4 filing?

Transaction code "F" indicates a tax-withholding disposition. In this case, it shows that shares of Waters common stock were withheld by the issuer to pay tax liabilities connected to the vesting and settlement of previously reported performance stock units.

Why did Waters (WAT) withhold 709 shares from its CFO in this Form 4 event?

Waters Corp withheld 709 shares to satisfy tax withholding obligations. These taxes arose when previously granted performance stock units vested and were settled in common stock, and the withholding avoids the need for a separate cash payment by the executive.
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30.62B
97.85M
Diagnostics & Research
Laboratory Analytical Instruments
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United States
MILFORD