[Form 4] Webster Financial Corporation Waterbury Insider Trading Activity

Rhea-AI Filing Summary

Form 4 disclosure for Webster Financial Corporation (WBS) shows James M. Griffin, Head of Consumer Banking and an officer of the company, sold 807 shares of WBS common stock on 08/28/2025 at a price of $62.14 per share. After the sale, Mr. Griffin beneficially owned 12,556 shares directly. The filing also reports 5,420.071 shares held indirectly through a 401(k) plan. The form is signed by an attorney-in-fact on 08/29/2025.

Positive

• Timely reporting: Form 4 signed on 08/29/2025 following the 08/28/2025 transaction
• Clear ownership disclosure: both direct (12,556 shares) and indirect (5,420.071 shares via 401(k)) holdings are reported

Negative

• Insider sale: disposition of 807 shares reduces the reporting persons direct holdings
• No 10b5-1 plan indicated: filing does not check a box indicating the sale was under a pre-arranged trading plan

Insights

Financial Analyst

TL;DR: Officer sold a small block of shares; remaining direct and indirect holdings are disclosed.

The reported sale of 807 shares at $62.14 is a routine insider disposition recorded on Form 4. The remaining direct ownership of 12,556 shares and indirect 5,420.071 shares via a 401(k) plan provide clear ownership context. The transaction size appears modest relative to typical executive holdings for publicly listed banks, and no derivatives or option exercises are reported.

Compliance/Risk Analyst

TL;DR: Filing documents an officer sale and includes a dated signature, indicating compliance with Section 16 reporting.

The Form 4 is executed by an attorney-in-fact and dated 08/29/2025, one day after the transaction date, which is consistent with timely reporting practices. The filing lists the reporting persons role as Head of Consumer Banking and discloses both direct and indirect holdings, aiding transparency for regulators and investors. No 10b5-1 plan checkbox or amendment date is indicated in the available text.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GRIFFIN JAMES MI

(Last) (First) (Middle)

C/O WEBSTER FINANCIAL CORP

200 ELM STREET

(Street)

STAMFORD CT 06902

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WEBSTER FINANCIAL CORP [ WBS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Head of Consumer Banking

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2025		S		807	D	$62.14	12,556	D
Common Stock								5,420.071	I	401(k)plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Bradley Larkin, attorney-in-fact	08/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did James M. Griffin report on the Form 4 for WBS?

The Form 4 reports a sale of 807 shares of WBS common stock executed on 08/28/2025 at a price of $62.14 per share.

How many WBS shares does the reporting person own after the transaction?

After the sale, the filing shows 12,556 shares owned directly and 5,420.071 shares held indirectly through a 401(k) plan.

What is the reporting persons role at Webster Financial Corporation?

The reporting person, James M. Griffin, is listed as Head of Consumer Banking and is reported as an officer.

When was the Form 4 signed and by whom?

The form is signed by Bradley Larkin, attorney-in-fact with a signature date of 08/29/2025.

Does the filing show derivative transactions or option exercises?

No. Table II (derivative securities) contains no reported transactions in the provided content.