Wells Fargo Co SEC Filings

Wells Fargo & Company announced a preliminary pricing supplement for its Medium‑Term Notes, Series T. The senior unsecured notes pay a fixed 4.80% annual interest rate, with semi‑annual payments on June 1 and December 1, starting June 1, 2026. The notes are expected to be issued on December 1, 2025 and mature on December 1, 2035, unless redeemed earlier.

Wells Fargo may redeem the notes, in whole, at 100% of principal plus accrued interest on each December 1 from 2028 through 2034, subject to any required regulatory approval. The original offering price is $1,000 per note (eligible institutional and fee‑based advisory accounts may pay between $980 and $1,000 per note). The agent discount is up to $20 per note, resulting in $980 per note in proceeds to Wells Fargo as shown. The notes are not listed and all payments are subject to Wells Fargo’s credit risk. At maturity, holders receive $1,000 per note plus any accrued and unpaid interest, if not redeemed earlier.

Wells Fargo & Company (WFC)17,814 reportable positions with an aggregate Form 13F Information Table Value Total of $526,000,101,316. The report identifies 6 other included managers.

The report is a 13F HOLDINGS REPORT and was signed by Patricia Arce in New York, NY on 11-13-2025.

Wells Fargo & Company plans to issue 4.50% fixed-rate senior unsecured Medium-Term Notes, Series T, due November 14, 2032. Interest is paid semi-annually on May 14 and November 14, starting May 14, 2026. Unless redeemed earlier, each note pays $1,000 at maturity plus accrued interest.

The notes are redeemable in whole at 100% of principal plus accrued interest on May 14 and November 14 dates from May 14, 2027 through May 14, 2032, subject to any required regulatory approval. The original offering price is $1,000 per note; eligible institutional and fee-based accounts may pay between $982.50 and $1,000 per note. The agent discount is up to $17.50 per note, with per-note proceeds to Wells Fargo of $982.50. The notes will not be listed. All payments are subject to Wells Fargo’s credit risk.

Wells Fargo & Company plans to offer senior unsecured Medium‑Term Notes, Series T, paying a fixed 4.25% per annum and maturing on November 14, 2030. Each note has a $1,000 principal amount, with interest paid semi‑annually on May 14 and November 14, starting May 14, 2026. Holders receive $1,000 per note at maturity, plus any accrued interest, unless the notes are redeemed earlier.

The notes are callable by Wells Fargo, in whole but not in part, at 100% of principal plus accrued interest on the 14th day of each May and November from November 14, 2026 through May 14, 2030, with 5–30 days’ prior notice and any required regulatory approval. The original offering price is $1,000 per note (varying between $985–$1,000 for eligible institutional and fee‑based accounts). The agent discount is up to $15 per note, resulting in $985 per note in proceeds to Wells Fargo before expenses. The notes will not be listed on any exchange, and all payments are subject to Wells Fargo’s credit risk.

Wells Fargo & Company reported its third-quarter 2025 results and made related materials available. The company filed a news release and its 3Q25 Quarterly Supplement, and it plans to host a live conference call and webcast on October 14, 2025 to discuss the quarter and other matters.

The news release (Exhibit 99.1) and 3Q25 Quarterly Supplement (Exhibit 99.2) are considered “filed” for purposes of Section 18 of the Exchange Act. Presentation materials for the call (Exhibit 99.3) are furnished under Regulation FD and are not incorporated by reference into Securities Act filings.

Wells Fargo & Company (WFC) director Ronald Sargent reported insider transactions. On 10/01/2025, he acquired 494.621 phantom stock units at $80.87, bringing his derivative securities beneficially owned to 68,561.0689 units. He also disposed of 81 shares of common stock.

Phantom stock units each represent the right to receive one share of Wells Fargo common stock and are payable in a lump sum or installments per the director’s election. Following the reported transactions, 18,050 common shares were held indirectly through a revocable trust.

Wayne M. Hewett, a director of Wells Fargo & Company (WFC), reported the acquisition of 208.6682 Phantom Stock Units on 10/01/2025. Each Phantom Stock Unit represents the right to receive one share of Wells Fargo common stock and is part of deferred compensation payable either as a lump sum or in installments per the director's election. The filing shows the total number of underlying shares after the transaction as 40,314.1615, and notes that dividend equivalents were reinvested into additional Phantom Stock Units. The reported price per share for the underlying shares is $80.87. The Form 4 was executed by an attorney-in-fact on behalf of Mr. Hewett and filed on 10/03/2025.

Steven D. Black, a director of Wells Fargo & Company (WFC), reported changes in his beneficial ownership dated 10/01/2025. The filing discloses a disposition of 138.4604 shares of common stock and an acquisition of 1,112.8972 Phantom Stock Units on the same date. Each Phantom Stock Unit represents the right to receive one share of common stock, and the filing states these deferred compensation shares are payable in a lump sum or installments per the director's election.

After the transactions and including dividend equivalents reinvested, the reporting person’s beneficial ownership increased to 53,999.8529 shares (or share equivalents). The Phantom Stock Units were reported at a price of $80.87 per underlying share. The Form 4 was signed on behalf of Mr. Black by an attorney-in-fact on 10/03/2025.