Wells Fargo Co SEC Filings

Wells Fargo & Company (WFC) director Ronald Sargent reported insider transactions. On 10/01/2025, he acquired 494.621 phantom stock units at $80.87, bringing his derivative securities beneficially owned to 68,561.0689 units. He also disposed of 81 shares of common stock.

Phantom stock units each represent the right to receive one share of Wells Fargo common stock and are payable in a lump sum or installments per the director’s election. Following the reported transactions, 18,050 common shares were held indirectly through a revocable trust.

Wayne M. Hewett, a director of Wells Fargo & Company (WFC), reported the acquisition of 208.6682 Phantom Stock Units on 10/01/2025. Each Phantom Stock Unit represents the right to receive one share of Wells Fargo common stock and is part of deferred compensation payable either as a lump sum or in installments per the director's election. The filing shows the total number of underlying shares after the transaction as 40,314.1615, and notes that dividend equivalents were reinvested into additional Phantom Stock Units. The reported price per share for the underlying shares is $80.87. The Form 4 was executed by an attorney-in-fact on behalf of Mr. Hewett and filed on 10/03/2025.

Steven D. Black, a director of Wells Fargo & Company (WFC), reported changes in his beneficial ownership dated 10/01/2025. The filing discloses a disposition of 138.4604 shares of common stock and an acquisition of 1,112.8972 Phantom Stock Units on the same date. Each Phantom Stock Unit represents the right to receive one share of common stock, and the filing states these deferred compensation shares are payable in a lump sum or installments per the director's election.

After the transactions and including dividend equivalents reinvested, the reporting person’s beneficial ownership increased to 53,999.8529 shares (or share equivalents). The Phantom Stock Units were reported at a price of $80.87 per underlying share. The Form 4 was signed on behalf of Mr. Black by an attorney-in-fact on 10/03/2025.

Wells Fargo & Company filed a Current Report disclosing the form documents and related legal opinion for a set of medium-term notes designated Series Y. The filing lists three note types: a Fixed-to-Floating Rate Note due September 15, 2029, a $750,000,000 Senior Redeemable Floating Rate Note due September 15, 2029, and a $1,750,000,000 Senior Redeemable Fixed-to-Floating Rate Note due September 15, 2036. The exhibits include the forms of the three notes, an opinion and consent from Faegre Drinker Biddle & Reath LLP, and the cover page in Inline XBRL. The filing provides document forms and legal clearance but does not disclose pricing, final issuance amounts for the first 2029 note, or use of proceeds.

Wells Fargo & Company amended shelf registration on Form S-3/A updates terms and exhibits for debt, preferred and common securities. The filing defines benchmark transition mechanics for non-U.S. benchmarks (including EURIBOR), replacement hierarchies, replacement adjustments and conforming changes to interest determination and payment conventions. It includes detailed tax and withholding rules for Non-U.S. Holders and describes information reporting and backup withholding procedures. The prospectus discloses multiple series of preferred stock with liquidation preference $25,000 per share and specified non-cumulative dividend rates and issue dates: Series Y 5.625% (issued April 24, 2017), Series Z 4.75% (issued January 27, 2020), Series AA 4.70% (issued October 28, 2020), Series BB 3.90% initial (issued January 26, 2021) with reset formula, Series CC 4.375% (issued February 1, 2021), Series DD 4.25% (issued July 27, 2021) and Series EE 7.625% (issued July 24, 2023) with reset provisions. Series G depositary shares will not be listed and will have no public trading market. The filing cross-references governance documents and indentures and lists exhibits including certificate of incorporation, by-laws, senior and subordinated indentures, counsel opinions and trustee eligibility statements. The ITEM 14 table shows aggregate amounts totaling $24,812,540.

Form 144 notice for Wells Fargo & Co. (WFC) shows a proposed sale of 76,505 shares of common stock through Wells Fargo Clearing Services, with an aggregate market value of $5,959,004.91. The filing reports 3,203,441,209 shares outstanding and lists the approximate date of sale as 08/21/2025. The securities were acquired as grants on 03/15/2017 from the issuer, and the filer certifies they know of no undisclosed material adverse information. The form indicates no securities sold in the past three months for the account.

Wells Fargo & Company/MN filed a Form 13F reporting institutional holdings for the quarter ended 06-30-2025. The filing shows 17,891 information table entries with a combined market value of $483,402,532,593, and identifies six other included managers affiliated with the report.

The form is marked as a 13F holdings report, indicating the report type on the form. The listed affiliated managers named in the filing include Wells Fargo Clearing Services, LLC; Wells Fargo Advisors Financial Network, LLC; Wells Fargo Bank N.A.; Wells Fargo Delaware Trust Co., N.A.; Wells Fargo Securities, LLC; and Wells Fargo Investment Institute, Inc.