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Wells Fargo (WFC) SEVP Rosenberg logs RSR vesting and 1,416-share disposition

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Wells Fargo & Company executive Jason M. Rosenberg reported equity compensation activity and related share dispositions. On February 5, 2026, a Restricted Share Right grant for 4,265.2432 units vested and converted at $0 per share into the same number of Wells Fargo common shares.

On the same date, 1,416.8472 common shares of Wells Fargo were disposed of at $93.14 per share under transaction code F. After these transactions, Rosenberg directly owned 12,431.5455 shares of Wells Fargo common stock and 8,530.4865 Restricted Share Rights.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rosenberg Jason M.

(Last) (First) (Middle)
1700 K STREET NW

(Street)
WASHINGTON DC 20006

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP & Head of Public Affairs
3. Date of Earliest Transaction (Month/Day/Year)
02/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1 2/3 Par Value 02/05/2026 M 4,265.2432(1) A $0 13,848.3927 D
Common Stock, $1 2/3 Par Value 02/05/2026 F 1,416.8472 D $93.14 12,431.5455 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Right (2) 02/05/2026 M 4,265.2432 (3) (3) Common Stock, $1 2/3 Par Value 4,265.2432 $0 8,530.4865 D
Explanation of Responses:
1. Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2026. Original grant date was January 28, 2025. This vesting represents one-third of the original amount of RSRs granted (plus reinvested dividend equivalents).
2. Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.
3. These RSRs vest in three installments: one-third on 2/5/2026, 2/5/2027, and 2/5/2028. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Jason M. Rosenberg, by Meghan Daly, as Attorney-In-Fact 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Jason M. Rosenberg report at Wells Fargo (WFC)?

Jason M. Rosenberg, SEVP & Head of Public Affairs at Wells Fargo, reported the vesting of 4,265.2432 Restricted Share Rights into common stock on February 5, 2026, plus a related disposition of 1,416.8472 common shares at $93.14 per share under transaction code F.

How many Wells Fargo (WFC) Restricted Share Rights vested for Jason M. Rosenberg?

On February 5, 2026, 4,265.2432 Restricted Share Rights vested for Jason M. Rosenberg. Each RSR represents a contingent right to receive one share of Wells Fargo common stock, and this vesting represented one-third of his original RSR grant including reinvested dividend equivalents.

What is Jason M. Rosenberg’s Wells Fargo (WFC) common stock holding after this Form 4?

After the reported transactions, Jason M. Rosenberg directly owned 12,431.5455 shares of Wells Fargo common stock. This balance reflects the 4,265.2432 shares acquired from RSR vesting and the 1,416.8472 shares disposed of on February 5, 2026, under transaction code F.

What derivative securities does Jason M. Rosenberg hold in Wells Fargo (WFC)?

Following the February 5, 2026 transactions, Jason M. Rosenberg held 8,530.4865 Restricted Share Rights. These RSRs vest in three equal installments on February 5, 2026, 2027, and 2028, subject to his continued employment and the company’s stock ownership policy requirements.

Over what schedule do Jason M. Rosenberg’s Wells Fargo (WFC) RSRs vest?

Rosenberg’s Restricted Share Rights vest in three installments: one-third on February 5, 2026, one-third on February 5, 2027, and one-third on February 5, 2028. The original grant was made January 28, 2025, and includes reinvested dividend equivalents on the award.

What conditions apply to Jason M. Rosenberg’s Wells Fargo (WFC) stock ownership?

As a condition of receiving the RSR grant, Rosenberg agreed to hold Wells Fargo common stock in line with the company’s Stock Ownership Policy while employed and for one year after retirement. This policy governs minimum holding levels for senior executives receiving equity awards.
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