Wells Fargo & Company filings document the regulatory record of a large financial services company with NYSE-listed common stock, multiple preferred stock and depositary share series, and debt-related guarantees of Wells Fargo Finance LLC medium-term notes. Current reports include earnings materials, other material events, preferred stock redemptions, certificates of designation or elimination, and medium-term note program exhibits.
Proxy materials cover board elections, executive compensation, shareholder voting matters and governance disclosures. The filing record also identifies capital-structure instruments such as the 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L, other non-cumulative perpetual preferred series, and registered medium-term note programs.
Wells Fargo & Company amended shelf registration on Form S-3/A updates terms and exhibits for debt, preferred and common securities. The filing defines benchmark transition mechanics for non-U.S. benchmarks (including EURIBOR), replacement hierarchies, replacement adjustments and conforming changes to interest determination and payment conventions. It includes detailed tax and withholding rules for Non-U.S. Holders and describes information reporting and backup withholding procedures. The prospectus discloses multiple series of preferred stock with liquidation preference $25,000 per share and specified non-cumulative dividend rates and issue dates: Series Y 5.625% (issued April 24, 2017), Series Z 4.75% (issued January 27, 2020), Series AA 4.70% (issued October 28, 2020), Series BB 3.90% initial (issued January 26, 2021) with reset formula, Series CC 4.375% (issued February 1, 2021), Series DD 4.25% (issued July 27, 2021) and Series EE 7.625% (issued July 24, 2023) with reset provisions. Series G depositary shares will not be listed and will have no public trading market. The filing cross-references governance documents and indentures and lists exhibits including certificate of incorporation, by-laws, senior and subordinated indentures, counsel opinions and trustee eligibility statements. The ITEM 14 table shows aggregate amounts totaling $24,812,540.
Form 144 notice for Wells Fargo & Co. (WFC) shows a proposed sale of 76,505 shares of common stock through Wells Fargo Clearing Services, with an aggregate market value of $5,959,004.91. The filing reports 3,203,441,209 shares outstanding and lists the approximate date of sale as 08/21/2025. The securities were acquired as grants on 03/15/2017 from the issuer, and the filer certifies they know of no undisclosed material adverse information. The form indicates no securities sold in the past three months for the account.
Wells Fargo & Company/MN filed a Form 13F reporting institutional holdings for the quarter ended 06-30-2025. The filing shows 17,891 information table entries with a combined market value of $483,402,532,593, and identifies six other included managers affiliated with the report.
The form is marked as a 13F holdings report, indicating the report type on the form. The listed affiliated managers named in the filing include Wells Fargo Clearing Services, LLC; Wells Fargo Advisors Financial Network, LLC; Wells Fargo Bank N.A.; Wells Fargo Delaware Trust Co., N.A.; Wells Fargo Securities, LLC; and Wells Fargo Investment Institute, Inc.
Wells Fargo & Company (WFC) filed a Post-Effective Amendment to three prior registration statements (Form S-4 No. 333-154879 and Form S-8 Nos. 333-161529 & 333-176266).
The amendment removes from registration any unissued securities tied to 18 legacy incentive and deferred-compensation plans inherited from Wachovia, A.G. Edwards, Golden West, SouthTrust and other acquired entities. In aggregate, the original registrations covered up to 499,999,000 common shares and $330 million of deferred-compensation obligations. No new securities are being registered and the underlying plans (the “Prior Plans”) will not issue additional shares or obligations.
Because the filing only deregisters unused securities, it is largely administrative and has no impact on current capital structure, earnings or guidance. The document includes updated powers of attorney and signatures from CEO Charles Scharf and other executives.
On 15 July 2025, Wells Fargo & Company (NYSE: WFC) filed a Form 8-K to disclose that it has released its second-quarter 2025 operating results and related investor materials.
- Exhibit 99.1: Press release announcing Q2-25 results (deemed “filed”).
- Exhibit 99.2: 2Q25 Quarterly Supplement with additional detail (deemed “filed”).
- Exhibit 99.3: Investor presentation for the earnings call (furnished, not filed).
The company will host a live conference call and webcast on 15 July 2025 to review the quarter and answer investor questions. Beyond identifying the exhibits and scheduling information, the filing supplies no quantitative financial data or guidance; investors must refer to the attached exhibits for numerical results.
This routine disclosure satisfies Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD) requirements and confirms availability of the materials on Wells Fargo’s investor relations website.