WhiteHorse Finance (WHF) director buys 1,000 common shares in market trade

Rhea-AI Filing Summary

WhiteHorse Finance, Inc. director John Paul Volpe reported an open-market purchase of 1,000 shares of common stock at $6.74 per share. After this transaction on May 29, 2026, he directly owns 2,000 shares. This filing reflects a relatively small insider buy in the company’s stock.

Insider Trade Summary

Net Buyer: 1,000 shares

Net Buy 1 txn

Insider Volpe John Paul

Role Director

Bought 1,000 shs ($7K)

Type	Security	Shares	Price	Value
Purchase	Common Stock, par value $0.001 per share	1,000	$6.74	$7K

Holdings After Transaction: Common Stock, par value $0.001 per share — 2,000 shares (Direct)

Key Figures

Shares purchased: 1,000 shares Purchase price: $6.74 per share Shares owned after: 2,000 shares +1 more

4 metrics

Shares purchased 1,000 shares Open-market buy on May 29, 2026

Purchase price $6.74 per share Common Stock, par value $0.001

Shares owned after 2,000 shares Direct ownership following transaction

Net buy direction 1,000 net shares bought Transaction summary shows net-buy

Key Terms

open-market purchase, Common Stock, par value $0.001 per share, Form 4

3 terms

open-market purchase financial

"transaction_action: "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock, par value $0.001 per share financial

"security_title: "Common Stock, par value $0.001 per share""

Form 4 regulatory

"This purchase was disclosed in a Form 4 insider report"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/02/2026 - 08:51 PM Accepted by SEC EDGAR 06/02/2026 - 08:50 PM Learn about SEC filing dates

FAQ

What insider transaction did WhiteHorse Finance (WHF) disclose?

WhiteHorse Finance reported that director John Paul Volpe bought 1,000 shares of common stock in an open-market transaction. The purchase was filed on Form 4 and reflects a routine insider buy at a specified market price.

How many WhiteHorse Finance shares does John Paul Volpe now own?

After the reported transaction, John Paul Volpe directly owns 2,000 shares of WhiteHorse Finance common stock. This total includes the 1,000 shares he purchased in the open market, as disclosed in the Form 4 insider trading report.

At what price did the WhiteHorse Finance director buy shares?

The director purchased 1,000 WhiteHorse Finance common shares at $6.74 per share in an open-market transaction. This per-share price is specified in the Form 4 and represents the cost he paid for each acquired share.

What type of transaction is reported in the WhiteHorse Finance Form 4?

The Form 4 reports an open-market purchase of common stock, coded as “P” for a purchase transaction. This indicates the director bought shares on the market rather than receiving them as a grant, award, or derivative exercise.

Does the WhiteHorse Finance Form 4 show any stock sales by the director?

No stock sales are reported in this Form 4. The filing shows only a single open-market purchase of 1,000 common shares by director John Paul Volpe, with no corresponding dispositions or derivative exercises listed in the transaction summary.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Volpe John Paul

(Last) (First) (Middle)

C/O WHITEHORSE FINANCE, INC.

1450 BRICKELL AVENUE, 31ST FLOOR

(Street)

MIAMI FLORIDA 33131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WhiteHorse Finance, Inc. [ WHF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/29/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.001 per share	05/29/2026		P		1,000	A	$6.74	2,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Marco Collazos, Attorney-in-Fact for John P. Volpe	06/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)