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WhiteHorse Finance, Inc. (WHFCL) SEC Filings

WHFCL NASDAQ

Welcome to our dedicated page for WhiteHorse Finance SEC filings (Ticker: WHFCL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on WhiteHorse Finance's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into WhiteHorse Finance's regulatory disclosures and financial reporting.

Rhea-AI Summary

WhiteHorse Finance, Inc. (WHF) disclosed that its board of directors has formed a special committee of independent directors to explore strategic alternatives for the company, which could include a sale or other corporate transaction. The special committee has not set a timetable and may ultimately decide not to pursue any transaction. The company stated it does not plan to provide further updates on the review until a definitive course of action is approved, the review has concluded, or additional disclosure is considered appropriate or required by law.

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Rhea-AI Summary

WhiteHorse Finance, Inc. filed its quarterly report for the period ended June 30, 2026. The company reports total investments at fair value of $569.2 million (in debt and equity positions across numerous portfolio companies) against an amortized cost of $594.3 million. Total assets are $604.1 million, including cash and cash equivalents of $8.5 million, restricted cash of $19.5 million, and restricted foreign currency of $0.1 million. On the liability side, debt totals $324.4 million (net of unamortized issuance costs), with additional items such as distributions payable of $5.4 million, management and incentive fees payable, and advances on unfunded credit facilities. The company also records a small unrealized appreciation on foreign currency forward contracts. As of August 10, 2026, 21,476,471 shares of common stock were outstanding.

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Rhea-AI Summary

WhiteHorse Finance, Inc. reported that on August 10, 2026 it released a press release announcing a quarterly distribution and its financial results for the second quarter ended June 30, 2026. The press release is provided as Exhibit 99.1 and is incorporated by reference.

The company also prepared an earnings presentation intended for use by its representatives, furnished as Exhibit 99.2 and likewise incorporated by reference. The information associated with these exhibits is being furnished rather than filed under the Exchange Act and is not automatically incorporated into other Securities Act or Exchange Act documents, except where specifically referenced. The company also notes that its communications may include forward-looking statements subject to risks and uncertainties described in its SEC reports.

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Rhea-AI Summary

WhiteHorse Finance, Inc. held its annual meeting of stockholders on August 3, 2026. Holders of 21,476,471 shares of common stock were entitled to vote, based on the June 8, 2026 record date. Stockholders approved all proposals presented.

Three Class II directors – Stuart Aronson, Jay Carvell and Rick P. Frier – were elected to serve until the 2029 annual meeting of stockholders or until a successor is elected and qualifies. Stockholders also ratified the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026, with 12,319,626 votes for, 323,144 against and 162,939 abstentions.

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WhiteHorse Finance, Inc. plans to release its second quarter 2026 financial results for the period ended June 30, 2026 on August 11, 2026, and to discuss them on a conference call that day at 1:30 p.m. ET.

Investors can join via domestic dial-in 800-267-6316 or international +1 203-518-9783, with teleconference and webcast replays available through August 18, 2026. WhiteHorse Finance operates as a business development company focused on loans to privately held, lower middle market companies, with investment activities managed by H.I.G. WhiteHorse Advisers, an affiliate of H.I.G. Capital, which has over $75 billion of capital under management.

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WhiteHorse Finance, Inc. director-associated entities increased their indirect holdings through two open-market purchases of common stock. On June 18, 2026, entities linked to director John Bolduc bought a total of 15,380 shares at a weighted average price of $6.49 per share. After these transactions, the entities collectively held 317,297 shares of WhiteHorse Finance common stock indirectly. The filing notes these shares are owned by Bolduc Family LP and Bolduc Investments X, LLC, and Mr. Bolduc disclaims beneficial ownership except to the extent of his pecuniary interest.

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WhiteHorse Finance, Inc. is holding its 2026 Annual Meeting as a fully virtual event on August 3, 2026 at 10:00 a.m. Eastern via www.virtualshareholdermeeting.com/WHF2026. Shareholders will vote to elect three Class II directors and to ratify Deloitte & Touche LLP as independent auditor for 2026.

Shareholders of record on June 8, 2026, when 21,476,471 common shares were outstanding, are entitled to one vote per share. The board, including all independent directors, unanimously recommends voting for all director nominees and for ratifying Deloitte. Crowe LLP was dismissed as auditor, with prior audit opinions unqualified and no reported disagreements.

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Rhea-AI Summary

WhiteHorse Finance, Inc. Chief Executive Officer Stuart D. Aronson reported an open-market purchase of 15,000 shares of common stock on June 15, 2026 at $6.41 per share. Following this transaction, he directly holds 127,000 shares of WhiteHorse Finance common stock.

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WhiteHorse Finance director-related entities increased their stake through open-market purchases of common stock. Entities associated with director John Bolduc bought a total of 14,280 shares on June 4–5, 2026 at prices between $6.74 and $6.93 per share. Following these indirect acquisitions, the entities collectively held 309,607 shares of WhiteHorse Finance common stock. The filing notes that Mr. Bolduc disclaims beneficial ownership of shares held by Bolduc Family LP and Bolduc Investments X, LLC except to the extent of his pecuniary interest.

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Rhea-AI Summary

WhiteHorse Finance, Inc. director-related entities increased their holdings through open-market purchases of common stock. Entities associated with director John Bolduc bought a total of 14,280 shares of WhiteHorse Finance common stock in four open-market transactions on June 1 and June 2, 2026, each for 3,570 shares.

The reported purchase prices were weighted-average prices around $6.81–$6.88 per share within disclosed intraday ranges. Following the most recent transaction, one indirect holding reported in the filing stood at 302,467 shares. The shares are held by Bolduc Family LP and Bolduc Investments X, LLC, and Bolduc disclaims beneficial ownership except for his pecuniary interest.

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FAQ

How many WhiteHorse Finance (WHFCL) SEC filings are available on StockTitan?

StockTitan tracks 25 SEC filings for WhiteHorse Finance (WHFCL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for WhiteHorse Finance (WHFCL)?

The most recent SEC filing for WhiteHorse Finance (WHFCL) was filed on September 15, 2026.