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  4. [144] WESTWOOD HOLDINGS GROUP INC SEC Filing

Montgomery Management Trust sells WHG shares (WHG) via J.P. Morgan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

WHG submitted a Form 144 notice for proposed sales of Common stock to be effected through J.P. Morgan Securities LLC. The filing lists a prior transfer dated 04/25/2024 and numerous sales by Montgomery Management Trust between 04/02/2026 and 06/30/2026, including large daily dispositions such as 7,192 shares on 06/29/2026 for $144,044.97 and 4,367 shares on 06/12/2026 for $77,999.86.

Positive

  • None.

Negative

  • None.

Insights

Routine resale notice listing broker and multiple daily dispositions.

The filing is a regulatory notice under Form 144 that identifies J.P. Morgan Securities LLC as the broker and records transfers and multiple sales by Montgomery Management Trust dated from 04/02/2026 to 06/30/2026.

Because Form 144s notify the SEC of intended resale, the principal compliance focus is on sale timing and manner; cash‑flow treatment and any aggregate registered amount are not stated in the provided excerpt.

Daily sale example 7,192 shares 06/29/2026 for $144,044.97
Daily sale example 4,367 shares 06/12/2026 for $77,999.86
Transfer date referenced 04/25/2024 Transfer listed for Susan M. Byrne in 'Securities To Be Sold' section
Form 144 regulatory
"The filing is identified as a Form 144 notice for proposed sales"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Transfer regulatory
"Entry shows 'Transfer' with date <date>04/25/2024</date>"
Securities To Be Sold regulatory
"'Securities To Be Sold' section lists broker and seller details"
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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR

FAQ

What does WHG's Form 144 say about the broker?

The filing names J.P. Morgan Securities LLC as the broker handling the resale. The broker address is listed as 270 Madison Avenue, 10th Floor, New York, NY 10017 in the excerpt.

Who is listed as selling WHG shares in this Form 144?

The filing shows multiple dispositions by Montgomery Management Trust. Sales are recorded across dates from 04/02/2026 through 06/30/2026 in the provided excerpt.

What are examples of the daily sale sizes reported?

Examples include 7,192 shares on 06/29/2026 for $144,044.97 and 4,367 shares on 06/12/2026 for $77,999.86, as listed in the sales table in the excerpt.

Does the Form 144 state how many shares are being registered in total?

The provided excerpt does not state a single aggregate registered amount; it lists individual sale dates and share counts instead, including many daily transactions by the trust.

Is there a prior transfer referenced in the filing?

Yes. The excerpt records a transfer entry showing Susan M. Byrne with an associated date of 04/25/2024 under the 'Securities To Be Sold' section of the filing.